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Securities And Exchange Board Of India, 2021

290 judgments — page 1 of 2.

Order in the matter of Monarch Networth Capital Ltd.30 Dec
Final Order in the matter of Gold Crude Research- Prop. Ramnarayan Sharma30 Dec
Order in respect of Grishma Securities Pvt. Ltd.22 Dec
Final Order in the matter of K Lifestyle and Industries Limited21 Dec
Final Order in the matter of Nu Tek India Limited21 Dec
Final Order in the matter of GDR Issue by Winsome Textile Industries Ltd.15 Dec
Confirmatory Order in the matter of insider trading by employees of Infosys Limited and Wipro Limited in the shares of Infosys Limited[SAT Appeal No.:782/2021 & Misc. App No. 1427/2021][SAT Appeal No.:783/2021 & Misc. App. No. 1431/2021 & Misc. App. No. 1432/2021]13 Dec
Order in the matter of Shree Ramkrishna Electro Controls Limited13 Dec
Final Order in the matter of Hybrid Research Advisory Services Proprietor Mr. Nikhil Kumar13 Dec
Final order in the matter of Vishwas Stocks Research Private Limited, Dalal Stocks Advisory Private Limited and Devki Stocks Private Limited13 Dec
Interim Order in the matter of Parsoli Corporation Limited13 Dec
Miscellaneous Order in the matter of Anirudh Sethi7 Dec
Final Order in respect of Parklight Securities Pvt. Ltd. in the IPO matter of Tijaria Polypipes Ltd.30 Nov
Final Order in respect of Yash Chawla-Sole Proprietor of M/s Khelo MCX Research Services30 Nov
Final Order in the matter of ARSS Infrastructure Projects Limited25 Nov
Final Order in the matter of Jai Mata Glass Ltd.23 Nov
Exemption Order under Regulation 11 of SEBI (SAST) Regulations, 2011 in the matter of Renaissance Global Ltd17 Nov
Order under Regulation 25A of SEBI (Delisting of Equity Shares) Regulations, 2009 in the matter of Classic Electricals Limited17 Nov
Order in the matter of National Multi Commodity Exchange of India Limited now known as Indian Commodities Exchange Limited17 Nov
Final order in the matter of Iris Mediaworks Limited - presently known as Jump Networks Ltd.17 Nov
Final Order in the matter of Yoke Securities Ltd.12 Nov
Order in the matter of Golden Trees Plantation Limited3 Nov
Miscellaneous Order on the representations made by Ms. Nitya Raj Patel, Ms. Anuja Somany and Ms. Prasann Arindkumar Somany in respect of final order passed in the matter of Soma Textiles and Industries Ltd2 Nov
Order in the Matter of Proficient Research1 Nov
Order in the matter of IPO of Taksheel Solutions Ltd.1 Nov
Final Order in the matter of Samrat Trades - Proprietor Altamash Sheikh1 Nov
Final Order in respect of Aasmaa Commodities Pvt. Ltd. in the matter of National Spot Exchange Limited[SAT Appeal No.:08/2022 & Misc. App. No. 21/2022 & Misc. App. No. 22/2022]29 Oct
Final Order in respect of M-s Profit Money Adviser -Sole proprietor Mr. Prateek Singh-29 Oct
Order in respect of Banka Bullion Pvt. Ltd. in the matter of National Spot Exchange Ltd.29 Oct
Order in the matter of M/s. Analog Research, sole Proprietor Mr. Shubham Kumar Jain29 Oct
Exemption order under regulation 11 of SEBI (SAST) Regulations, 2011 in the matter of Supreme Holdings & Hospitality (India) Limited29 Oct
Exemption order under regulation 11 of SEBI (SAST) Regulations, 2011 in the matter of Genus Power Infrastructures Limited, Genus Paper & Boards Limited29 Oct
Order in the Matter of Goodwill Research28 Oct
Order in the Matter of RTS Power Corporation Limited27 Oct
Final Order in the matter of Info-Drive Software Limited[SAT Appeal No.:798/2021]26 Oct
Final Order in the matter of GDR Issue by Winsome Yarns Ltd.[SAT Appeal No.:280/2022 & Misc. App. No. 450/2022][SAT Appeal No.:281/2022 & Misc. App. No. 451/2022]26 Oct
Order in the matter of Pincon Securities Limited26 Oct
Order in the Matter of GDR Issue of Rainbow Papers Limited26 Oct
Order in the matter of DHFL Ltd.22 Oct
Final Order in the Matter of GDR Issue of Rasoya Proteins Limited22 Oct
Order in the Matter of GDR Issue of Southern Ispat and Energy Limited22 Oct
Order in the matter of Investsmart Commodities Limited[SAT Appeal No.:751/2021 & Misc. App. No. 1323/2021 ]21 Oct
Final Order in the matter of Asian Granito India Ltd.20 Oct
Order in the matter of Camco Commodities Pvt Ltd[SAT Appeal No.:756/2021]14 Oct
Order in the Matter of Ashika Commodities and Derivatives Pvt. Ltd[SAT Appeal No.:18/2022 & Misc. App. No. 30/2022 & Misc. App. No. 31/2022]14 Oct
Order in the matter of GDR issue of Nakoda Ltd14 Oct
Order in the Matter of GDR Issue of Edserv Softsystems Limited14 Oct
ORDER IN THE MATTER OF PATERSON COMMODITIES PRIVATE LTD[SAT Appeal No.:04/2022 & Misc. App. No. 1414/2021]13 Oct
Order in respect of First Custodian Fund (India) Limited in the matter of BPL Ltd., Videocon International Ltd. and Sterlite Industries Ltd.13 Oct
Order in respect of Harvest Deal Securities Limited in the matter of BPL Ltd., Videocon International Ltd. and Sterlite Industries Ltd.13 Oct
Order in respect of Shrikant G Mantri in the matter of BPL Ltd., Videocon International Ltd. and Sterlite Industries Ltd.13 Oct
Order in the matter of PEC Ltd.8 Oct
Final Order in the matter of Svam Software Ltd.[SAT Appeal No.:801/2021]7 Oct
Order in the matter of Celebrus Commodities Ltd.7 Oct
Order in the matter of GDR Issue of Hiran Orgochem Ltd.6 Oct
Interim Order in the matter of Alpesh Furiya and connected entities trading ahead of recommendations of Mr. Pradeep Pandya, anchor on shows of CNBC Awaaz4 Oct
Final Order in the matter of Excel Castronics Limited1 Oct
Final Order in the matter of Indiabulls Ventures Limited1 Oct
Order in the Matter of GDR Issue of Vikash Metal and Power Limited[SAT Appeal No.:746/2021 & Misc.App.No.1368/2021]29 Sept
Confirmatory Order in the matter of insider trading in shares of Zee Entertainment Enterprises Ltd27 Sept
Order in the matter of Joindre Commodities[SAT Appeal No.:672/2021 & Misc. App. No. 1230/2021]24 Sept
Order in the matter of Pragya Commodities[SAT Appeal No.:708/2021 & Misc. App. No. 1301/2021 & Misc. App. No. 1302/2021]24 Sept
Final Order in respect of M/s Proficient Global Research-Proprietor Mr. Abhishek Suryawanshi23 Sept
Final Order in respect of Transglobal Securities Limited23 Sept
Order in the matter of Alok Industries Limited23 Sept
Order in the matter of DCB Bank Ltd.23 Sept
Order in respect of Gilani Infra Private Limited in the matter of Secunderabad Healthcare Limited23 Sept
Order against SIC Stock and Services Pvt. Ltd. and its directors[SAT Appeal No.:639/2021 & Misc. App. No. 1177/2021]21 Sept
Order in the matter of Rama Steel Tubes Limited17 Sept
Confirmatory Order in the matter of Insider Trading in the scrip of Infosys Limited[SAT Appeal No.:689/2021 & Misc. App. No. 1239/2021][SAT Appeal No.:744/2021 & Misc. App. No. 1339/2021]15 Sept
In the matter of Magma Fincorp Limited now known as Poonawalla Fincorp Limited15 Sept
Final Order in the matter of Sun and Shine Worldwide Ltd.14 Sept
Interim Order in the matter of The GRS Solution, Proprietor Mr. Nilesh Vispute14 Sept
Final order in the matter of JMD Ventures Ltd.14 Sept
Addendum Order in the matter of Shukul Wealth Advisory, Shukul Wealth Creator LLP and Money Founder Advisory8 Sept
Order in the matter of Cranes Software International Ltd.6 Sept
Order in the matter of Sunrise Asian Ltd.6 Sept
Final Order in the matter of Coral Hub Limited3 Sept
Order in the matter of Achal Investments Ltd.2 Sept
Confirmatory Order in the matter of CNBC Awaaz Stock 20-20 Show co-hosted by Mr. Hemant Ghai2 Sept
Confirmatory Order in the matter of Front Running by employee / dealer of India Infoline Group and other connected entities using Mule Accounts31 Aug
Confirmatory Order in the matter of Sai Proficient Research Investment Advisory27 Aug
Interim Order in the matter of Capital Stroke Investment Services Pvt. Ltd.27 Aug
Final Order in the matter of Allied International Computers Asia Ltd27 Aug
Order in respect of E-City Hi-Tech Projects LLP and Mr. Atul Goel in the matter of Zee Entertainment Enterprises Ltd.27 Aug
Order in the matter of Sampada Chemicals Limited27 Aug
Order under Regulation 11 of SEBI (SAST) Regulations, 2011 in the matter of Vardhman Textiles Limited, Vardhman Holdings Limited, Vardhman Acrylics Limited and Vardhman Special Steels Limited27 Aug
Order in the matter of Kotak Mahindra Asset Management Company Ltd.27 Aug
Confirmatory Order in the matter of Dezire Research Prop. Mr. Nishant Chopra20 Aug
Final Order in the matter of Shukul Wealth Advisory, Shukul Wealth Creator LLP and Money Founder Advisory13 Aug
Final Order in the matter of Teledata Technology Solutions Ltd13 Aug
Interim Order in the matter of insider trading in shares of Zee Entertainment Enterprises Ltd12 Aug
order in the matter of JHP Securities Pvt. Ltd12 Aug
Final Order in the matter of Eskay Knit India Ltd.[SAT Appeal No.:688/2021 & Misc. App. No. 1225/2021 & Misc. App. No. 1226/2021]11 Aug
Order in the matter of Allied Financial Services Pvt. Ltd.- Mutual Fund Digi Locker9 Aug
Order in the matter of Amrapali Aadya Trading and Investment Pvt. Ltd., Aadya Commodities Pvt. Ltd. and Others[SAT Appeal No.:214/2022 & Misc. App. No. 368/2022]6 Aug
Final Order in the matter of Jaisukh Dealers Limited6 Aug
Order in the matter of Sai Soft Securities Limited5 Aug
Miscellaneous Order in the matter of Prime Plantations Private Limited and Others3 Aug
Final Order in the matter of M/s. Global Portfolio Management, Proprietor Mr. Imran Khan3 Aug
Order under Regulation 11 of SEBI (SAST) Regulations, 2011 in the matter of Jammu and Kashmir Bank Limited3 Aug
Interim Order in the matter of M/s. Green Money Solution and its Proprietor Mr. Arvind Patidar2 Aug
Confirmatory Order in the matter of Trade India Research27 Jul
Order in the matter of GDR issue of Aqua Logistics Ltd22 Jul
Order On the application made by Beejay Investments and Financial Consultants Private Limited, Sudhir Jain and Rashmi Jain in respect of the SEBI Order dated April 09, 2021, and Hon’ble Securities Appellate Tribunal Order dated July 07, 202119 Jul
Order in the matter of M/s Global Infratech and Finance Limited16 Jul
Confirmatory order in the matter of SUNEDISON INFRASTRUCTURE LIMITED15 Jul
In the matter of Wasankar Wealth Management Limited.15 Jul
Revocation Order in the matter of Majestic Auto Limited15 Jul
Exemption order under regulation 11(5) of SEBI (SAST) Regulations, 2011 in the matter of Som Distilleries and Breweries Limited15 Jul
Exemption order under regulation 11 of SEBI (SAST) Regulations, 2011 in the matter of Capri Global Capital Ltd15 Jul
Exemption Order under Regulation 42 of SEBI (Delisting of Equity Shares) Regulations, 2021 in the matter of The Rubber Products Ltd15 Jul
Final order in the matter of Venmax Drugs and Pharmaceuticals Ltd.14 Jul
Final Order in the matter of Capacious Farming Pvt. Ltd. dated July 12, 2021[SAT Appeal No.:116/2022 & Misc. App. No. 1399/2021 & Misc. App. No. 1400/2021]12 Jul
Final Order in the matter of V. B. Industries Limited[SAT Appeal No.:750/2021 & Misc. App. No. 1322/2021]8 Jul
Confirmatory Order in the matter of Five Core Electronics Limited8 Jul
Order in respect of Mr. Kunal Kashyap and Allegro Capital Pvt. Ltd. in the matter of Biocon Ltd.8 Jul
Order in the matter of Shri Parasram Holdings Private Limited6 Jul
Order in respect of Rajat Shares and Stock Brokers Pvt. Ltd. and Jhunjhunwala Binod and Co.6 Jul
In the matter of M/s Basan Financial Services Ltd5 Jul
Order in the matter of Alleged fraudulent transfer of mutual fund units from client accounts by Allied Financial Services Pvt. Ltd.[SAT Appeal No.:585/2021][SAT Appeal No.:575/2021]2 Jul
Order in the matter of Alleged fraudulent transfer of mutual fund units from client accounts by AFSPL2 Jul
Order in the matter of Remac Realty India Limited2 Jul
Confirmatory Order dated June 30, 2021, In the matter of Front Running Trading activity of Dealers of Reliance Securities Ltd. and other connected entities[SAT Appeal No.:583/2021]30 Jun
Order in respect of Mr. Shreehas P Tambe in the matter of Biocon Ltd.[SAT Appeal No.:491/2021]30 Jun
Final Order in respect of Saffron Capital Advisors Private Limited in the matter of Acropetal Technologies Limited29 Jun
Order in the matter of S.S. Securities29 Jun
Final Order in the matter of Profitsaim and its Proprietor Mr. Syed Ayaz28 Jun
Final Order in the matter of Equity Mania Financial Advisory (Prop. Mr. Ankit Goel)[SAT Appeal No.:672/2022 & Misc. App. No. 1062/2022]24 Jun
Order in respect of Link Intime India Private Limited24 Jun
Order in the matter of Unickon Securities Private Limited23 Jun
Order in the matter of GDR issue of Sterling Biotech Ltd[561/2021][562/2021][563/2021]22 Jun
Exemption order under regulation 11(5) of SEBI (SAST) Regulations, 2011 in the matter of Gulshan Polyols Limited22 Jun
Exemption Order under Regulation 11 of SEBI (SAST) Regulations, 2011 in the matter of Sanghi Industries Limited.22 Jun
Final Order in the matter of Vishwas Stocks Research Private Limited, Dalal Stocks Advisory Private Limited and Devki Stocks Private Limited22 Jun
Order in the matter of Camson Biotechnologies Ltd22 Jun
Order in the matter of Camson Biotechnologies Ltd -violation of SEBI( Substantial Acquisition of Shares and Takeovers) Regulations 199722 Jun
Exemption Order under Regulation 11 of SEBI (SAST) Regulations, 2011 in the matter of United Breweries Ltd22 Jun
Final Order against Directors in the matter of Alchemist Holdings Limited[SAT Appeal No.:168/2022 & Misc. App. No. 1374/2021 & Misc. App. No. 225/2022]18 Jun
Final Order in the matter of Blue Bird (India) Ltd dated June 18, 202118 Jun
Order in the matter of Moongipa Investments Ltd18 Jun
Order in the matter of Atlas Jewellery India Limited[SAT Appeal No.:572/2021]17 Jun
Final Order against Shri Research Services (Proprietor: Gourav Kumar Gour)16 Jun
Final order in the matter of Inter Globe Finance Limited15 Jun
Order on the Representation made by Mr. Mehul Johnson in the matter of Indiabulls Ventures Limited.15 Jun
Final Order against Prowise Capital and others14 Jun
Order in the matter of ZYLOG SYSTEMS LIMITED14 Jun
Final Order in the matter of Max India Research (Proprietor: Mr. Abhishek Gupta)11 Jun
Interim Order in the matter of Majestic Auto Ltd.11 Jun
Order in respect of Computech Sharecap Limited11 Jun
Final Order against Capital Money Mantra (Proprietor: Gaurav Yadav)10 Jun
Final Order in the matter of Rushabh Research (Proprietor: Mr. Nitin Nanalal Dedhia)7 Jun
Order in respect of Shri. Vivek Kudva, Smt. Roopa Kudva and Smt. Vasanthi Kudva in the matter of Franklin Templeton Mutual Fund7 Jun
In the Matter of Inspection of Six Debt Schemes of Franklin Templeton Mutual Fund7 Jun
Interim Order in the Matter of Front Running: Various Funds of Fidelity Group7 Jun
Final Order in the matter of Tips4market, Prop. Mahesh Vaghajibhai Ramani - Unregistered Investment Advisor4 Jun
Confirmatory order in the matter of M/s. Future Investment (Proprietor: Ms. Pinky Kelva)3 Jun
Final Order in the matter of M/s Wildstock (Proprietor: Mr. Sanjeev Singh)3 Jun
Order in the matter of Shantanu Sheorey Aquakult Linited[SAT Appeal No.:418/2021][SAT Appeal No.:419/2021]1 Jun
Final Order in the matter of Research Infotech, proprietor Ms. Jasmeet Kaur Bagga1 Jun
Final Order in respect of M/s Capital Heed Financial Research (Proprietor Mr. Shailendra Sen)1 Jun
Interim Order in the matter of insider trading in shares of Infosys Limited[SAT Appeal No.:422/2021]31 May
Order in respect of Samco Securities Limited[SAT Appeal No.:493/2021]31 May
Order in the matter of Osian's-Connoisseurs of Art Private Limited[SAT Appeal No.:442/2021]28 May
Final Order in the matter of Tatia Global Vennture Ltd.[SAT Appeal No.:570/2021]28 May
Order in respect of trading in the scrip of ECE Industries Limited28 May
Order in the matter of BRD Securities Limited25 May
Final Order in the matter of Insider Trading in the scrip of Tara Jewels Limited[SAT Appeal No.:536/2021]24 May
Order in the matter of Tree House Education and Accessories Limited24 May
Order under Regulation 25A OF SEBI (Delisting of Equity Shares) Regulations, 2009 in the matter of LEDO Tea Company Limited24 May
Order under Regulation 11 of SEBI (SAST) Regulations, 2011 in the matter of Thirumalai Chemicals Limited24 May
Order In the matter of Le Waterina Resorts and Hotels Limited24 May
Order in the matter of Front running by Anita Shyam Mhatre24 May
Exemption order under regulation 11(5) of SEBI (SAST) Regulations, 2011 in the matter of Vadilal Industries Limited24 May
Exemption order under regulation 11(5) of SEBI (SAST) Regulations, 2011 in the matter of H. G. Infra Engineering Ltd.24 May
Final Order In respect of MSS Securities Pvt Limited in the matter of Tata Finance Limited21 May
Final Order in the matter of Crayon Capital Art Fund20 May
Final Order in the matter of Investmart – Proprietor Anshuman Bhise19 May
Final Order in the matter of Algo Solution – Proprietor Piyush Porwal19 May
Final Order in the matter of Insider Trading in the scrip of PC Jeweller Ltd.[SAT Appeal No.:375/2021 & Misc. App. No. 623/2021][SAT Appeal No.:376/2021 & Misc. App. No. 629/2021]11 May
Final Order in the matter of Max Capital (Proprietor: Mr. Mahesh Tillore)11 May
Final Order in the matter of Biocon Limited5 May
Final order in the matter of Transpek Industry Ltd.5 May
Order in the matter of Aakruti Nirmiti Limited3 May
Order in the matter of Secunderabad Healthcare Limited[SAT Appeal No.:383/2021][SAT Appeal No.:384/2021][SAT Appeal No.:468/2021][SAT Appeal No.:469/2021][SAT Appeal No.:470/2021][SAT Appeal No.:471/2021][SAT Appeal No.:520/2021 & Misc. App. No. 819/2021 & Misc. App. No. 820/2021 & Misc. App. No. 821/2021][SAT Appeal No.:667/2021 & Misc. App. No. 1179/2021 & Misc. App. No. 1180/2021][SAT Appeal No.:811/2021 & Misc. App. No. 1395/2021]30 Apr
Interim Ex Parte Order in the matter of M/s. Profit Guruji and its proprietor Shri. Pradeep Chaudhary alias Shri. Pradeep Kumar Ola30 Apr
Confirmatory Order in respect of Bull Research Investment Advisors Private Limited and its Directors30 Apr
Final Order in respect of Trade Money Research - Prop. Kamlesh Verma in the matter of unregistered Investment Advisory through website www.trademoneyresearch.com30 Apr
Order in respect of Korp Securities Limited in the matter of Beejay Investment & Financial Consultants Private Limited30 Apr
Final Order in the matter of Insider Trading in the scrip of Suprajit Engineering Ltd.[SAT Appeal No.:313/2021]27 Apr
Order in the matter of Insider Trading in the scrip of Infibeam Avenues Ltd27 Apr
Order in the matter of Suven Life Sciences Ltd.27 Apr
Order in the matter of Edynamics Solution Limited22 Apr
Final Order in the matter of A2 Financial Services22 Apr
Final Order in the matter of Money Booster – Proprietor Anurag Singh22 Apr
Order in the matter of Initial Public Offer of Sudar Industries Limited[SAT Appeal No.:694/2021 & Misc. App. No. 1316/2021]20 Apr
Order in the matter of Abhipra Capital Limited20 Apr
Confirmatory Order in the matter of Minance Investment Advisors Private Limited20 Apr
Order in the matter of Geodesic Limited19 Apr
Final Order in the matter of Sabero Organics Gujarat Ltd19 Apr