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Securities And Exchange Board Of India, 2022

203 judgments — page 1 of 2.

Final Order in the Matter of Profit Guru30 Dec
Final Order in the matter of D.S. Capital Venture Pvt. Ltd29 Dec
Order in the matter of trading in the scrip of Radford Global Ltd.29 Dec
Order in the matter of Trifid Research29 Dec
Order in the Matter of Signal 2 Success -- Proprietor - Ravi Prakash Tripathi29 Dec
Interim Order in the matter of Front Running Activity by Dealer - Ashish S Parekh and Connected Entities26 Dec
Order in the matter of Capproin Financial Advisory Services26 Dec
Order in the matter of Moneytree Research-Proprietor-Narendra Madan Rathod23 Dec
Final Order in respect of Pradeep Sharma Re. Vaibhav Global Ltd.21 Dec
Final Order in the matter of M/s. Global Money Plant Financial Services21 Dec
Final Order in respect of Indu Jain in the matter of Ashoka Viniyoga Limited19 Dec
Order in the matter of Front running by Kajal Savla19 Dec
Order in the matter of Geodesic Limited19 Dec
Final Order in the matter of SecureKloud Technologies Ltd.16 Dec
Final Order in the matter of M/s. All Gainers Research and Brokerage Firm, Prop. Anand Kand Mishra15 Dec
Final Order in the matter of Swastika Services15 Dec
Final Order in the matter of M/s. India Global Research15 Dec
Order in the matter of Dhyana Finstock Ltd.5 Dec
Corrigendum to the Order dated April 19, 2021 passed under Regulation 11 of SEBI (SAST) Regulations, 2011 in the matter of Kaveri Seed Company Limited30 Nov
Order in the matter of Loftier Investment Advisor and Research Pvt. Ltd.30 Nov
Final Order in the matter of M/s. Capital Live Financial Advisory, Prop. Rajiv Upadhyay30 Nov
Final Order in the Matter of Sitaram Maharaj Sakhar Karkhana Khardi Limited30 Nov
Final Order in the matter of M/s. Fingravy Wealth Creation Services Pvt. Ltd29 Nov
Order in respect of Motilal Oswal Commodities Broker Pvt. Ltd.29 Nov
Order in the matter of Anand Rathi Commodities Ltd.29 Nov
Order in the matter of Geofin Comtrade Limited -previously known as Geojit Comtrade Limited29 Nov
Order in the matter of India Infoline Commodities Ltd.29 Nov
ORDER IN THE MATTER OF PHILLIP COMMODITIES INDIA PVT. LTD.29 Nov
Final Order in the matter of Shri Udai Kumar25 Nov
Final Order in respect of Shri Murugavel Karunanidhi in the matter of Info-drive Software Ltd.25 Nov
Final Order in the matter of M/s. Heaven Research Security Advisory, Prop. Pushpendra Bhalse24 Nov
Final Order in the matter of Knowledge Research Institute, Proprietor- Ayush Jhawar24 Nov
Final Order in the matter of Capital Gains Financial Services23 Nov
Final Order in the matter of Meridian Capital Research, proprietor Mr. Marvadi Rupeshbhai Babubhai14 Nov
Order in the Enquiry Proceedings against Amrapali Aadya Trading and Investments Pvt. Ltd. and Aadya Commodities Pvt. Ltd.14 Nov
Order in the Enquiry Proceedings against Inventure Growth and Securities Ltd14 Nov
Disposal of Representation made on behalf of Shri. D.S.Gagrat in the matter of Bombay Dyeing and Manufacturing Company Ltd14 Nov
Final Order in the matter of M/s. Future Plus Services, Prop. Manish Parihar14 Nov
Final Order in the matter of M/s. Global Infotech Solution, Prop. Vikash Mimrot14 Nov
Final Order in the matter of Pankaj Kumar Shukla, Proprietor- Market Anand10 Nov
Final Order in the matter of M/s. MTF Digi Sales9 Nov
Final Order in the matter of Shri Ajay Singh Ranawat, proprietor of Capital Raise and Research9 Nov
Order in the matter of Allied Financial Services Pvt. Ltd.4 Nov
Final Order in the matter of Urban Infrastructure Venture Capital Fund31 Oct
Order in Respect of Satellite Corporate Services Pvt. Ltd.28 Oct
Final Order in the matter of M/s Capital Mars and Anr.27 Oct
Order in the matter of My Money Planet and its Proprietor- Mukesh Dixit27 Oct
Order in the matter of enquiry proceedings against Finquest Securities Pvt. Ltd.25 Oct
Order in the matter of Momentum Tips - Proprietor - Ajay Kumar Mukhiya25 Oct
Final Order in the matter of The Bombay Dyeing and Manufacturing Company Ltd.21 Oct
Order under Regulation 11 of SEBI (SAST) Regulations, 2011 in the matter of Greenply Industries Limited20 Oct
Order in respect of Secunderabad Healthcare Ltd. in the matter of Secunderabad Healthcare Ltd.20 Oct
Order in the matter of Lokmangal Agro Industries Limited20 Oct
Order in the matter proceedings against Comfort Securities Ltd19 Oct
Final Order in the Matter of Money Desire Research17 Oct
In the matter of GDR Issue by Pentasoft Technologies Ltd.14 Oct
Final Order in the matter of Sarang Chemicals Ltd.12 Oct
Final Order in the matter of Nitin Neema, Proprietor- Impact Research6 Oct
Order in the Matter of Brickwork Ratings Private Limited6 Oct
Final Order in the matter of CG Power and Industrial Solutions Limited4 Oct
Order in respect of Nu Pharmalogics Private Limited in the matter of Secunderabad Healthcare Ltd.3 Oct
Order in the matter of Sri Bheemeswara Securities Private Limited3 Oct
Confirmatory Order in the matter of Pradeep Chaudhary -Proprietor Profit Guruji29 Sept
Order in the matter of Mahankal Capital Ajay Thakur29 Sept
Order in the matter of Money Capital Investment Vijay Thakur29 Sept
Order in the matter of The Apex Global and its Proprietor, Yadunath Singh Thakur28 Sept
Final order in the matter of GCM Securities Ltd.27 Sept
Final Order in the matter of Suraj Kumar Rai -Proprietor Profit Mantra Research27 Sept
Order against ARG Management Solutions Pvt. Ltd. in the matter of Nutraplus India Ltd.27 Sept
Order in the Matter of GDR issue of Vikash Metal and Power Limited27 Sept
Order in the Enquiry Proceedings against Ficus Securities Pvt. Ltd.23 Sept
Order in respect of SKR Supreme Electronics and Trading Private Limited and 5 Others in the matter of Secunderabad Healthcare Ltd.23 Sept
Final Order in the matter of Shri Maneesh Pavar, Proprietor: Mapple Research22 Sept
Final Order in the matter of Wasankar Wealth Management Limited21 Sept
Final Order in the matter of Ms. Newever Trade Wings Limited13 Sept
Order in the Matter of National Stock Advisory Research -- Proprietor Neeraj S Lodhi9 Sept
Order under Section 15-I in the matter of Kalpa Commercial Limited9 Sept
Final Order in the matter of Shri Prabhu9 Sept
Order in the matter of Wishworth Financial Services and its Proprietors Pankaj Khanchandani and Dheeraj Kapoor9 Sept
Final Order in respect of Bharat J. Patel in the matter of fictitious transactions in the scrip of Global Telesystems Limited5 Sept
Final Order in respect of Prashant J. Patel in the matter of fictitious transactions in the scrip of Global Telesystems Limited5 Sept
Final Order in respect of JHP Securities Private Ltd.in the matter of fictitious transactions in the scrip of Global Telesystems Limited5 Sept
Final Order in the matter of Dynamic Asset Management Limited1 Sept
Final Order in the matter of Shri Piyush Shambharkar, Proprietor- The Profit Sharing1 Sept
Final Order in the matter of RNS Global Capital30 Aug
Order in the matter of Core Investment and Core Group30 Aug
Order in the Matter of Money Secure Investor -- Proprietor - Alka Shrivastava30 Aug
Order in the matter of M/s Avid Research Investment Adviser30 Aug
Final Order in the matter of Mr. Rajiv Yogeshkumar Rajput29 Aug
Order in the matter of Dolphin Infra Powerproject Ltd.29 Aug
Addendum to Order in the matter of Finalysis Credit and Guarantee Company Limited29 Aug
Final Order in the matter of Complaint by Ms. Neerja Ahluwalia and Others29 Aug
Final Order in the matter of Mr. Umesh Malviya, Proprietor RMG Research/ RMG Trading29 Aug
Confirmatory Order in the matter of Trading of Alpesh Furiya and connected entities ahead of recommendations made by Pradeep Pandya, Anchor of various shows on CNBC Awaaz26 Aug
Final Order in the matter of G.V. Films Limited26 Aug
Final Order in the matter of Ficus Securities Pvt. Ltd. and Others25 Aug
Final Order in the matter of Arvind Remedies Limited24 Aug
Order in the matter of SPA Capital Advisers Limited24 Aug
Final Order in the matter of unregistered investment advisory and unregistered portfolio manger services by M/s. Gold Tree, Prop. Sarvesh Kumar.24 Aug
Final Order in the matter of MSS Trading System Centre- Prop. Shri Valerian Louis Mendanha18 Aug
Interim Order cum Show Cause Notice in the matter of Securekloud Technologies Ltd.[SAT Appeal No.:539/2022]4 Aug
Final Order in the matter of 3M Team Research Private Limited4 Aug
Order in the Matter of Gainer Street - Proprietor Anoop Singh Tomar4 Aug
Order in the matter of enquiry proceedings against India Capital Markets Pvt. Ltd.2 Aug
Order in the matter of Kushal Ltd.29 Jul
Order under Regulation 28 of SEBI (Buyback) Regulations, 2018 in the matter of Lakshmi Machine Works Ltd.29 Jul
Confirmatory Order in the matter of Alliance Research29 Jul
Final Order in the matter of Nahar Spinning Mills and Tricom India Ltd.29 Jul
Revocation Order in the matter of Sunedison Infrastructure Limited28 Jul
Order in the matter of Enquiry Proceedings against Finquest Securities Pvt. Ltd.28 Jul
Order in the matter of National Investment Adviser Organization28 Jul
Revocation Order in the matter of Tree House Education and Accessories Ltd.28 Jul
Final order in the matter of Religare Enterprises Ltd.28 Jul
Final Order in respect of Good Profit Advisory Company-Sole Proprietor Ms. S. Jansirani22 Jul
Order in the matter of CNBC Awaaz shows co-hosted by Mr. Hemant Ghai[SAT Appeal No.:475/2022 & Misc. App. No. 756/2022][SAT Appeal No.:476/2022 & Misc. App. No. 776/2022]22 Jul
Order under Section 15-I-3 in the matter of Winsome Yarns Limited22 Jul
Final Order in the matter of unregistered Investment Advisory activities by Mr. Nilesh Vajifdar21 Jul
Final Order in respect of Independent Directors - Dish TV India Limited14 Jul
Final Order in the matter of Trend Market Advisory Services[SAT Appeal No.:568/2022 & Misc. App. No. 1036/2022]7 Jul
Final Order in the matter of Supreme Tex Mart Limited6 Jul
Final Order in the matter of Profit Redefine Financial Solution - Proprietor- Sanjay Yadav5 Jul
Final Order in the matter of Shri C. Paranitharan and others[SAT Appeal No.:567/2022 & Misc. App. No. 1035/2022]5 Jul
Final Order in the matter of Rahul Tayal - Prop. Sublime Financial Advisory1 Jul
Final Order in the matter of Guiness Securities Limited30 Jun
Final Order in the matter of Parsvnath Developers Limited29 Jun
Final Order in the matter of Trinity Tradelink Limited29 Jun
Final order in respect of Bharat J. Patel and Ors. in the matter of Garware Polyster Ltd.13 Jun
Final Order in the matter of backdated transaction in the shares of Global Telesystems Limited and Global E-Commerce Services Ltd.9 Jun
Final Order in the matter of F6 Finserve Pvt. Ltd. and Others9 Jun
Order in the matter of insider trading activities of certain entities in the scrip of NIIT Technologies Limited9 Jun
Final Order in the matter of front running activities of Bhola Nath Dhall, former Vice President - Risk of Religare Finvest Limited, through the account of Abhishek Dhall in various scrips.8 Jun
Confirmatory Order in the matter of Capital Stroke Investment Services Pvt. Ltd.8 Jun
Final Order in the matter of Front Running Various Funds of Fidelity Group3 Jun
Front Running by Employee of India Infoline Group and other Connected Entities using Mule Accounts3 Jun
Order in respect of Arth Stock Broking Private Limited3 Jun
Order in the matter of Guru Teak Investments Mysore Private Limited3 Jun
Revocation Order in the matter of Magma Fincorp Limited -now known as Poonawalla Fincorp Limited3 Jun
Order in the matter of Finalysis Credit and Guarantee Company Limited27 May
Confirmatory Order in the matter of M/s. Money Classic Proprietor Mr. Deepak Mishra27 May
Final Order in respect of M/s Money Streets Advisory Services LLP and its partners Mr. Zulfiqar Ahmed and Mr. Ifteqaar27 May
Order in the matter of Eprofitzone Fincap Consultant Private Limited[SAT Appeal No.:490/2022 & Misc. App. No. 822/2022]27 May
Order in the matter of Finalysis Credit and Guarantee Company Limited27 May
Confirmatory Order in the matter of insider trading in the shares of Lux Industries Ltd.27 May
Final Order in the matter of unregistered portfolio manager services by Minance Technologies Private Limited27 May
Order in the enquiry proceedings against SIC Stock and Services Pvt. Ltd.27 May
Final Order in the matter of Urja Global Limited13 May
Final Order in the matter of Jalan Cement Works Limited - now known as Aashrit Capital Limited11 May
Order in the Enquiry Proceedings of Zoid Research - Prop. Tabrez Khan.11 May
Final Order in the matter of Fortunescript Services Private Limited6 May
Order under Regulation 11 of SEBI (SAST) Regulations, 2011 in the matter of Pearl Global Industries Limited29 Apr
Order in the matter of enquiry proceedings against Finquest Securities Pvt. Ltd.29 Apr
Final Order in respect of Alpha Commodity Pvt Ltd[SAT Appeal No.:423/2022 & Misc. App. No. 541/2022]29 Apr
Final Order in the matter of Aster Silicates Ltd29 Apr
Order in the matter of Super Sales India Limited29 Apr
Final Order in the matter of Rajesh Ranjan, Proprietor of KM Financials22 Apr
Final Order in the matter of Dalmia Industrial Development Limited[SAT Appeal No.:471/2022 & Misc. App. 513/2022][SAT Appeal No.:473/2022 & Misc. App. No. 768/2022][SAT Appeal No.:472/2022 & Misc. App. No. 766/2022][SAT Appeal No.:474/2022 & Misc. App. No. 770/2022]20 Apr
Final Order in the matter of Fortis Healthcare Ltd.19 Apr
Final Order in the matter of Big Em Estates and Infrastructures Ltd.6 Apr
Order under Section 15-I-3 of the SEBI Act, 1992 in the matter of Websol Energy System Limited1 Apr
Order in the matter of Global Offshore Services Ltd.31 Mar
Final Order in the matter of Crest Ventures Ltd.30 Mar
Final Order in the matter of VRP Capital and Derivative Market Services - Prop. Mr. Vaibhav R Patil30 Mar
Final Order in the matter of Green Money Solution-Prop. Arvind Patidar30 Mar
Confirmatory order dated March 28, 2022 in the matter of Insider Trading in the scrip of Magma Fincorp Limited (now known as Poonawalla Fincorp Limited)28 Mar
Final Order in the matter of Always Gain Advisory Services28 Mar
Final Order in the matter of Profit Mount Advisory Services28 Mar
Final Order in the matter of Right Target Advisory Services28 Mar
Order in the matter of Jaisukh Dealers Limited[SAT Appeal No.:210/2022]28 Mar
Exemption order under regulation 11(1) of SEBI (SAST) Regulations, 2011 in the matter of KDDL Limited28 Mar
Final Order in the matter of GDR Issue by Pentamedia Graphics Ltd.24 Mar
Order in the matter of enquiry proceedings against Nouveau Shares and Securities Limited23 Mar
Final Order in the matter of Quest Financial Services Limited21 Mar
Interim Order in the matter of Dish TV India Limited[SAT Appeal No.:307/2022 & Misc. App. No. 359/2022][SAT Appeal No.:115/2022]7 Mar
Final Order in the matter of Hit Kit Global Solution Limited and Ors28 Feb
Final Order in the matter of Sanraa Media Ltd.[SAT Appeal No.:336/2022 & Misc. App. No. 612/2022]25 Feb
Final Order in the matter of unregistered investment advisory services by Simply Earn Research24 Feb
Miscellaneous Order in the matter of CG Power and Industrial Solutions Limited23 Feb
Order in respect of K R Choksey Commodity Brokers Private Limited in the matter of National Spot Exchange Limited[SAT Appeal No.:169/2022 & Misc. App. No. 256/2022]18 Feb
Addendum to Final Order in the matter of Insider Trading in the scrip of Ricoh India Limited18 Feb
In the matter of Synergy Bizcon Limited18 Feb
Order in the matter of transfer of mutual fund units by Money Mishra Financial Services and others18 Feb
Confirmatory Order in the matter of insider trading in shares of Zee Entertainment Enterprises Ltd.18 Feb
Exemption order under regulation 11(1) of SEBI (SAST) Regulations, 2011 in the matter of Available Finance Limited18 Feb
Order in the matter of cancellation of certificate of registration of certain Depository Participants, upon termination of DP agreement by Depositories14 Feb
Order in the matter of cancellation of certificate of registration of certain Stock Brokers, upon expulsion from the Stock Exchanges14 Feb
Final Order against Ms. Chitra Ramkrishna and Others11 Feb
Interim order in the matter of Reliance Home Finance Limited11 Feb
Final Order in the matter of GRS Solution in respect of Mr. Nilesh Vispute8 Feb
Interim Order in the Matter of Trading Activities of Family Members of Hemant Ghai[SAT Appeal No.:111/2022 & Misc. App. No. 174/2022]3 Feb
Final Order in the matter of Gitanjali Gems Limited31 Jan
Final Order in the matter of Bullmatics Advisory Private Limited28 Jan
CORRIGENDUM TO THE ORDER DATED JANUARY24, 2022 PASSED IN THE MATTER OF PRIME PLANTATIONS PRIVATE LIMITED AND OTHERS27 Jan
Interim Order in the matter of insider trading in the scrip of Lux Industries Limited[SAT Appeal No.:485/2022 & Misc. App. No. 810/2022]24 Jan
In the matter of unregistered investment advisory services by Capital Exchange India24 Jan
Order in the matter of Prime Plantations Pvt. Ltd. and others[SAT Appeal No.:202/2022]24 Jan
Order in the matter of Fast Track Finsec Private Limited24 Jan
Final Order in the matter of Landmarc Leisure Corporation Ltd.[SAT Appeal No.:201/2022][SAT Appeal No.:71/2022]20 Jan
Final Order against Finquest Securities Pvt. Limited18 Jan
Final Order in the matter of Cash Cow Broking and Advisory Solutions18 Jan
Confirmatory Order in respect of Krishnamurthy G12 Jan