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Securities And Exchange Board Of India, 2010

235 judgments — page 1 of 2.

Directions Under Sections 11(1), 11(4) And 11B Of The Securities And Exchange Board Of India Act, 1992, in the matter of Societe Generale30 Dec
Confirmation Order in the matter of S.J Corporation Ltd24 Dec
Order against Shri P.S. Saminathan and Mrs. Uma Saminathan in the matter of Pyramid Saimira Theatre Ltd23 Dec
In the matter of Summary Proceedings against the Stock Brokers who defaulted in payment of Registration Fees22 Dec
Order against Indo American Credit Corporation Limited15 Dec
Order against Kanel Oil and Export Industries Limited and its Directors15 Dec
Order against Kolar Biotech Limited15 Dec
Order against Motorol Enterprises Limited and its Directors15 Dec
Order against Panjwani Packaging Ltd and its directors15 Dec
Order in the matter of M/s. Steelco Gujarat Ltd. and its directors15 Dec
Order in the matter of Twenty First Century India ltd in respect of Ballabh Das Daga15 Dec
Order in the matter of Twenty First Century India ltd in respect of Basant Kumar Chirimar15 Dec
Order in the matter of Twenty First Century India ltd in respect of Dinesh Kumar Modi15 Dec
Order in the matter of Twenty First Century India Ltd in respect of Renu Poddar15 Dec
Order against D R Softech and Industries Limited (formerly known as D R Industries Limited ) and its directors13 Dec
Order against Nexus Software Limited and its Directors13 Dec
Order against Prakash Fortan Softech Limited and its Directors13 Dec
Order against Rane Computers Consultancy Limited and its Directors13 Dec
Order against Topline Shoes Limited and Its Directors13 Dec
Order in the matter of Punalur Paper Mills Limited10 Dec
Order in the matter of acquisition of shares of Shree Ganesh Forgings Limited9 Dec
Order against Akar Laminators Limited and its Directors8 Dec
Order against Bhuvan Tripura Industries Limited and its Directors8 Dec
Order against Chicago Software Industries Limited and its Directors8 Dec
Order against Hindustan Industrial Chemicals Ltd and its Directors8 Dec
Order against Indo American Optics Ltd and its Directors8 Dec
Order against Ishwar Medical Service Ltd and its Directors8 Dec
Order against Neon Resins and Industries Limited (Formerly known as Binaca Synthetic Resins Limited) and its Directors8 Dec
Order in the matter of Sunchan Securities Ltd8 Dec
Order in the matter of acquisition of shares and voting rights of Religare Enterprises Ltd under Regulation 4(2) of SEBI(Substantial Acquisition of Shares and Takeovers) Regulations, 19977 Dec
Order against Satra Properties(India) Ltd2 Dec
Order in the matter of Mr.Sanjay Dangi2 Dec
In the matter of Twenty First Century (India) Limited in respect of Deepak Jhunjhunwala1 Dec
In the matter of Proposed Acquisition of Equity Shares of Jaihind Projects Limited-Exemption Application Filed Under Regulation 4(2) of the Securities And Exchange Board Of India (Substantial Acquisition of shares And Takeovers) Regulations, 199726 Nov
Order against Century Fiscal Services Limited in the matter of S G Capital Services Limited26 Nov
Order in the matter of Urmila Dhyawala, Stock broker and Sub-broker25 Nov
Order in the matter of Sahara India Real Estate Corporation Limited and Sahara Housing Investment Corporation Limited24 Nov
Order in the matter of Rishabh Shares and Securities, Sub-broker23 Nov
Order in respect of M/s G-Tech Info Training Ltd. and Mr. Munir Gazi18 Nov
Order in the matter of ETC Networks Ltd. in respect of Stellar Fiscal Services Pvt. Ltd18 Nov
Order against M/s Nicer Green Forests Limited9 Nov
Order against M/s Nirvana Holdings P Ltd, Ms. Nara Bhuvaneshwari and Mr. Nara Lokesh in the matter of Heritage Foods (India) Ltd9 Nov
Order in respect of Amrut Securities Ltd. in the matter of Axel Polymers Ltd9 Nov
Order in respect of M/s Mahasagar Securities, Mr. Bhupendra Singh Rathore and Mr. Rajesh Kumar Vyas in the matter of Kwality Dairy India Limited9 Nov
Order in the matter of Parsoli Corporate Services Ltd.2 Nov
Order in respect of Mr. Rajiv Samani, Panraj Financial Services Pvt. Ltd., Panache Securities Pvt. Ltd. and Ms. Bela Kamdar in the matter of Netvista Information Technologies Limited29 Oct
Order in respect of Advik Laboratories Ltd., Mr. V.K. Jain, Mr. Aditya Jain, Ms. Divya Jain, Ms. Shakuntala Jain, Ms. Kumud Jain, Mr. Rajkumar Jain, Mr. Vivek Jain, Ms. Shivani Jain, Advik Finance and Properties Pvt. Ltd.in the matter of Advik Laboratories Limited27 Oct
Order in respect of Premier Shares Ltd. in the matter of ATN International Limited27 Oct
Order in respect of Bulls Inc. in the matter of ATN International Limited26 Oct
Order in the matter of IPO irregularities - dealings by Jayesh P. Khandwala-HUF, Proprietor of Zealous Trading Company in the Initial Public Offers of IDFC Ltd. (IDFC), Sasken Communication Technologies Ltd. (SASKEN) and Suzlon Energy Ltd. (SUZLON)26 Oct
In the matter of IPO Irregularities - request from Ms. Bela K. Jhaveri, Ms. Sumangala P. Jhaveri and Shri Kamal P. Jhaveri to sell 8,000 Shares of HSBC Investdirect India Ltd25 Oct
Order against Harsha Pranav Securities Limited in the matter of Vision Technology India Ltd25 Oct
Order against Vivenasri Financial Services Pvt. ltd. in the matter of Vision Technology India Ltd25 Oct
Order in respect of Consent Financial Services Pvt. Ltd25 Oct
Order in the matter of IEC Education limited under regulation 4 of SEBI(SAST) Regulation22 Oct
Order in the matter of acquisition of shares and voting rights of Refex Refrigerants Limited under Regulation 4(2) of SEBI(Substantial Acquisition of Shares and Takeovers) Regulations, 199715 Oct
Directions Under Sections 11 And 11B of The Securities And Exchange Board Of India Act, 1992 Read with Regulations 44 and 45 of The Securities And Exchange Board Of India (Substantial Acquisition Of Shares And Takeovers) Regulations, 1997 in respect of the alleged Acquisition Of Shares Of Pal-Peugot Limited by Premier Limited12 Oct
Order against Credent Portfolio Management P. Ltd. and its directors11 Oct
Order in the matter of DCM Shriram Consolidated Limited8 Oct
Order in respect of HB Securities Ltd in the matter of DCM Shriram Consolidated Limited8 Oct
Order in the matter of open offer to the shareholders of M/s. IAG Company Limited6 Oct
Order in the matter of synchronized trading by connected clients6 Oct
Order passed against Shri Harmohan Singh Sabharwal in the case of Dhanalxmi Roto Spineers Ltd6 Oct
Order in the matter of M/s G-tech Info Trading Limited in respect of Mr. Shirish Shah5 Oct
In respect of the Proposed Acquisition of Shares of Southern Petrochemical Industries Corporation Limited Exemption Application Filed Under Regulation 4(2) Of The Securities And Exchange Board Of India - Substantial Acquisition of Shares And Takeovers) Regulations, 199728 Sept
Order in respect of RRB Securities Limited,Harsai Investments Private Limited, Ivory Securities Limited, Alaknanda Capital Services Private Limited, Chinar Financial Services Limited, Narmada Capital Services Limited and Gagan Financial Resources Private Limited in the matter of Alps Industries Limited28 Sept
Order against HB Securities Limited28 Sept
Order in respect of RRB Master Securities Delhi Limited, in the matter of Alps Industries Limited28 Sept
Order in respect of RRB Securities Limited and Har Sai Investments Limited in the matter of Ceat Limited24 Sept
Order in respect of RRB Securities Limited and Har Sai Investments Limited in the matter of VXL Instruments Limited24 Sept
Order in the matter of Caxton International Ltd24 Sept
Order in the matter of summary proceedings against Sareen Financial Ser (P) Ltd24 Sept
In the matter of DSQ Biotech Limited and Mascon Global Limited23 Sept
Order in the matter of MCX Stock Exchange Limited23 Sept
Order in the matter of summary proceedings against Spectrum Stock Services Private Limited23 Sept
Order in the matter of summary proceedings against Majestic Financial Services Ltd21 Sept
Order in the matter of summary proceedings against Bhavraj Securities Pvt. Ltd and Sanjay Arunkumar Choksi17 Sept
Order in the matter of summary proceedings against Kailash Gupta and Shah Shilpa Chetan17 Sept
Order in the matter of summary proceedings against Securities Brokers of India Ltd17 Sept
Order in the matter of summary proceedings against Surendra Nath Sharma17 Sept
Order in the matter of summary proceedings against M/s.Radhika Portfolio Ltd9 Sept
Order In The Matter Of Summary Proceedings Against The Stock Brokers Who Defaulted In Payment Of Registration Fees9 Sept
Order in the matter of India Polyspin Ltd8 Sept
Order against Milan Mahindra Securities Pvt. Ltd. in the matter of SSI Ltd3 Sept
Directions Under Sections 11(1), 11(4) And 11b Of The Securities And Exchange Board Of India Act, 1992, In Respect Of Barclays Bank Plc30 Aug
Order in the matter of acquisition of shares of Epsom Properties Limited30 Aug
Order the matter of GIVO Ltd30 Aug
Order in repect of Arun Kumar Dalmia, M/s Satya Securities Ltd and Basant Marketing Ltd in the matter of Granules India Ltd27 Aug
Order in the matter of ATN International Ltd. in respect of Mr. Siddharth Srivastava24 Aug
Order in respect of The Central Depository Services (India) Ltd. and G.M. Bosu and Co. Pvt. Ltd20 Aug
Order against Sicorp Finlease Ltd., Ms. Sandhya Shirish Shah, Ms. Pravina Chandrakant Shah, Mr. Rajesh Panchal, Mr. Prasad Tandel, Mr. Prashant Narvekar, Mr. Ashok Sonu Bhagat and Mr. Prakash D'Souza in the matter of G-Tech Info Training Ltd18 Aug
Order in the matter of Genomics Biotech Ltd. in respect of Genomics Biotech Ltd., Mr. S.K.Gupta and Mr. Vivek Gupta13 Aug
Order permitting Ms. Devangi D. Panchal to sell her holding in HSBC InvestDirect India Ltd13 Aug
Order in the matter of IPO Irregularities - dealings by Mr. Biren Kantilal Shah in Initial Public Offer Of IDFC Ltd. and Suzlon Energy Ltd11 Aug
Order in the matter of Jindal Poly films Limited10 Aug
Order against Triumph Securities Ltd. and Classic Shares and Stock Broking Services Ltd. in the matter of SSI Ltd4 Aug
Order in the matter of Ranbaxy Laboratories Ltd3 Aug
Order against Ashok Kumar Kayan in the matter of Amluckie Investment Co. Ltd2 Aug
Order in respect of Mr. Vijay Thakkar in the matter of Somplast Leather Industries Limited2 Aug
Order against Shri Rajendra J Shah in the matter of Top Telemedia Ltd30 Jul
Order in respect of Sunil Gaglani and Softrak Technology Export Ltd28 Jul
Order in the matter of Eltrol Ltd28 Jul
Order in the matter of Jindal Steel and Power Ltd in respect of HB Stockholdings,Harsai Investments Ltd,RRB Sec Ltd27 Jul
Order in the matter of Parsoli Corporation Ltd27 Jul
Order against Deepak Jhunjhunwala and Co. in the matter of Radiant Financial Services Ltd26 Jul
Order against Parsoli Corporation Ltd22 Jul
Order in the matter of acquisition of shares of Surana Industries Ltd22 Jul
Order against India Capital Markets Private Limited in the matter of Pyramid Saimira Theatre Ltd20 Jul
Order in the matter of G.G. Automotive Gears Ltd in respect of Mr. Shirish Shah19 Jul
Order in the matter of G.G. Automotive Gears Ltd. in respect of Mr. P.B. Chandrashekhar19 Jul
Order in the matter of G.G. Automotive Gears Ltd. in respect of Mr. Subhash Chaturvedi, Mr. Kenneth A. Pinto, Mr. Abhayaraj Shukla and Mr. Mangiram Sharma19 Jul
Order against Eltrol Ltd, Mr. Sanjay Tripathi, Mr. Niraj Sanghvi and Mr. Deepak Rathod in the matter of Eltrol Ltd15 Jul
Order against Rajesh Waghwala in the matter of Prraneta Industries Ltd15 Jul
Order in the matter of Malvica Engineering Ltd in resect of Shri Darshan Desai, Shri Sumit Desai, Smt. Devi Desai, Shri Manoj H Mehta and M/s. Shagufta Investments Private Limited15 Jul
Order in the matter of Malvica Engineering Ltd in respect of M/s Malvica Engineering Ltd and Shri P Y Jhala15 Jul
Order in the Matter of Summary Proceedings against the Stock Brokers who defaulted in Payment of Registration Fees15 Jul
Order against Ahilya Commercial Private Limited in the matter of Bakra Pratisthan Ltd8 Jul
Order against Ahilya Commercial Private Limited in the matter of Offshore Finvest Ltd8 Jul
Order in the matter of Consolidated Securities Limited8 Jul
Order against Dynamic Stock Broking (India) Pvt. Ltd6 Jul
Order against Keynote Capitals Ltd. in the matter of Pyramid Saimira Theatre Ltd6 Jul
Order against Advance Finstock Private Ltd. and others in the matter of Pyramid Saimira Theatre Ltd5 Jul
Order against Consortium Securities P. Ltd., member NSE5 Jul
Order against Edex Production and Broadcasting Private Ltd. in the matter of Pyramid Saimira Theatre Ltd5 Jul
Order in the matter of Genomics Biotech Ltd. in respect of Mr. Vijay Jindal, Prabhat Fincap Pvt. Ltd., Neat Developers Ltd. and Troop Trac Exports Pvt. Ltd1 Jul
Order against Venture Business Advisors Private Ltd. in the matter of alleged manipulative trading by certain connected entities in the scrips of Cals Refineries Ltd., Confidence Petroleum India Ltd., Bang Overseas Ltd., Sree Precoated Steels Ltd.(Now known as Ajmera Realty and Infra India Ltd.) and Temptation Foods Ltd30 Jun
Order in the matter of Shri Yogesh Mehta Vs. SEBI and Others30 Jun
Order in the matter of Jayant Agro Organics Ltd. in respect of M/s Jayant Amarchand Kalidas29 Jun
Order under Sections 11(4) and 11(B) of the SEBI Act, 1992 against Parsoli Corporation Ltd28 Jun
Order against Central Bank of India25 Jun
Order against Ms Vikas Holdings P. Ltd., member DSE in the case of Ankur Commercial Ltd25 Jun
Order in the matter of Summary Proceedings against the Stock Brokers who defaulted in Payment of Registration Fees25 Jun
Order in the matter of Summary Proceedings against the Stock Brokers who defaulted in payment of Registration Fees25 Jun
Order in respect of Dr. Mahendra C. Shah and Mrs. Hasu M. Shah in the matter of Karuna Cables Ltd. - Globus Corporation Ltd24 Jun
Order in the matter of Panacea Biotec Limited23 Jun
Order against Ms Rakesh Kapoor and Company member DSE in the case of Karishma Floriculture Ltd22 Jun
Order against Shri P.S. Saminathan in the matter of Pyramid Saimira Theatre Ltd21 Jun
Directions to HDFC AMC and others17 Jun
Order against M/s Rajendra Prasad Shah in the matter of Bankam Investment Ltd16 Jun
Order against M/s Basant Periwal and Co. in the matter of Bakra Pratisthan Ltd15 Jun
Order in the matter of M/s Interface Brokerage and Research Limited14 Jun
Interim order in the matter of Yogesh Mehta Vs. SEBI and Others4 Jun
Order in the matter of Atreyee Chakraborty4 Jun
In the matter of Sudarshan Finvest Pvt. Ltd., Sahukar Finsec Pvt. Ltd. and Festival Secfin Pvt. Ltd. in the matter of Vatsa Music Limited2 Jun
Order in the matter of Petron Engineering Construction Ltd. in respect of M/s. Bipin R. Vora24 May
Order in the matter of Genomics Biotech Ltd. in respect of Rajat Stock Invest Pvt. Ltd., Flare Finance (India) Ltd. and Cosmo Corporate Services Ltd21 May
Order in the matter of Summary Proceedings against the Stock Brokers who defaulted In payment of Registration Fees20 May
In the matter of Twenty First Century (India) Ltd in respect of Swadha Securities Pvt. Ltd19 May
In the matter of IPO Irregularities - Dealings by Pravin Ratilal Share and Stock Brokers Ltd. (Prssbl), Depository Participant of NSDL14 May
Order against Chandrakant A Parekh in the matter of IPO Irregularities10 May
Order against Mr. Nitin C. Vora, Ms. Jyoti Vora, Mr. Bharat Kanakia, Ms. Sonal B. Kanakia, Ms.Meena A.Kanakia, Mr.Yogesh Parekh, Ms. Trupti Parekh, Ms. Chetana R. Valia and Ms. Shilpa C. Timbadia in the matter of Consortex Karl Doelitzch (I) Ltd10 May
Order in respect of Archi Shares and Stock Brokers Pvt. Ltd in the matter of Oasis Media Matrix Ltd10 May
Order in respect of FMS Securities Ltd in the matter of Oasis Media Matrix Ltd10 May
Order against Pramod Gadia in the matter of Doctors Biotech Ltd29 Apr
Order in the matter of M/s Alka Securities Limited29 Apr
Order in the matter of summary proceedings against the stock brokers who defaulted in payment of registration fees27 Apr
Proposed acquisition of voting rights of M/s Expo Gas Containers Limited - Application for exemption made to the Takeover Panel - SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 1997 - The Regulations27 Apr
Order against FMS Securities Limited26 Apr
Proposed acquisition of voting rights of M/s Arvind Remedies Limited - Application for exemption made to the Takeover Panel - SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 1997 - The Regulations26 Apr
Order in the Matter of HSBC Gilt Fund23 Apr
Order in the matter of Zenet Software Ltd23 Apr
Order against M/s Prakash Nahata and Co.in the matter of M/s Offshore Finvest Ltd21 Apr
Order in the matter of M/s. Pacific Cotspin Limited- Exemption under Takeover Panel21 Apr
Order against Mr. Rajendra Prasad Shah in the matter of M/s Offshore Finvest Ltd20 Apr
Order in the matter of Bombay Stock Exchange Limited20 Apr
Order in the matter of summary proceedings against the stock brokers who Defaulted In Payment Of Registration Fees9 Apr
Order of Whole Time Member in the matter of ULIP9 Apr
Order against Sanghavi Brokerage Ltd7 Apr
Order against Paragon Investment Pvt Ltd7 Apr
Order in respect of Jasvantlal Vadilal Shah in the matter of Oasis Media Matrix Ltd7 Apr
Order in the matter of Mascon Global Ltd7 Apr
Order against Amadhi Investment Ltd6 Apr
Order in the matter of Genus Commutrade Ltd. in respect of five entities i.e. Shri RajeshKumar V Patel, Mrs. Kirtiben R Patel, Shri Paresh R Patel, Mrs. Hema Paresh Patel and Shri Dhaval V Shah31 Mar
Order in the matter of M/s. K K Ropeways Ltd31 Mar
Order against Eider Infotech Ltd and Others in the matter of Eider Infotech Ltd30 Mar
Order against M/s. Sunil Shares and Stock Pvt. Ltd29 Mar
Order in the matter of Washington Software Limited29 Mar
Order against Om Vijay Nivesh Pvt. Ltd and its director Shri Amit Jain in the case of Oracle Credit Ltd26 Mar
Order against Oracle Credit Ltd and its directors in the case of Oracle Credit Ltd26 Mar
Order against Chimming Trading Company Ltd. in the matter of alleged manipulative trading by certain connected entities in the scrips of Cals Refineries Ltd., Confidence Petroleum India Ltd., Bang Overseas Ltd., Sree Precoated Steels Ltd.(Now known as Ajmera Realty and Infra India Ltd.) and Temptation Foods Ltd25 Mar
Order against Mrs. Leela Surana R and M/S. Surana Capital Market in the matter of Kwality Dairy India Limited25 Mar
Panel order in the matter of GTN Industries Limited25 Mar
Order in the matter of Ankur Commercial Ltd23 Mar
In the matter of Summary Proceedings against the Stock Brokers who defaulted in Payment of Registration Fees22 Mar
In the matter of Summary Proceedings against the Stock Brokers who defaulted in Payment of Registration Fees22 Mar
In the matter of Summary Proceedings against the Stock Brokers who defaulted in Payment of Registration Fees22 Mar
Order against Ratnabali Capital Market Limited19 Mar
Order in the matter ICICI Prudential Dynamic Plan17 Mar
Order against Sharad B. Shah in the matter of Washington Software Limited13 Mar
Order In The Matter Of Millennium Cybertech Limited13 Mar
Order in the matter of Jaybharat Textile and Real Estate Ltd.12 Mar
Order in the matter of Cybertech Systems and Software Limited11 Mar
Order against Mr. Ashok Kumar Jain in the matter of alleged manipulative trading by certain connected entities in the scrips of Cals Refineries Ltd., Confidence Petroleum India Ltd., Bang Overseas Ltd., Sree Precoated Steels Ltd.(Now known as Ajmera Realty and Infra India Ltd.) and Temptation Foods Ltd10 Mar
Order against Rakhi Trading Private Ltd. and Peanance Commercial Private Ltd. in the matter of alleged manipulative trading by certain connected entities in the scrips of Cals Refineries Ltd., Confidence Petroleum India Ltd., Bang Overseas Ltd., Sree Precoated Steels Ltd.(Now known as Ajmera Realty and Infra India Ltd.) and Temptation Foods Ltd9 Mar
In the matter o f Summary Proceedings against the Stock Brokers Who Defaulted in Payment of Registration Fees8 Mar
In the matter of Summary Proceedings against the Stock Brokers who defaulted in payment of Registration Fees8 Mar
Order against Jai Sharefin Limited8 Mar
Order in the matter of Bank of Rajasthan Limited8 Mar
Order in respect of C. Mackertich Ltd in the matter of DSQ Biotech Ltd5 Mar
Order in respect of Mr Vrajeshkumar R Patel in the matter of Oasis Media Matrix Ltd4 Mar