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Securities And Exchange Board Of India, 2023

235 judgments — page 1 of 2.

Order in respect of Five Square Agro Gold Private Ltd. in the matter of National Spot Exchange Ltd27 Dec
Order in respect of Nirmal Bang Commodities Private Ltd. in the matter of National Spot Exchange Ltd27 Dec
Order in respect of Kotak Commodity Services Private Ltd. in the matter of National Spot Exchange Limited22 Dec
Order in respect of Steel City Commodities Private Limited in the matter of National Spot Exchange Limited22 Dec
Final Order in respect of Systematix Commodities Services Private Limited in the matter of NSEL21 Dec
Order in respect of Aditya Commodities and Derivatives Pvt Ltd in the matter of NSEL21 Dec
Order in respect of Chimanlal Popatlal Commodities Broker Pvt. Ltd. in the matter of National Spot Exchange Ltd.21 Dec
Order in respect of Gautam Labdhi Commodities Pvt. Ltd. in the matter of National Spot Exchange Ltd.21 Dec
Order in respect of Omkam Commodities Pvt. Ltd. in the matter of National Spot Exchange Ltd.21 Dec
Order in respect of Gandhi Commodities LLP in the matter of NSEL20 Dec
Order in respect of PCS Commodities Pvt Ltd in the matter of NSEL20 Dec
Final Order in respect of Algocomm Futures Private Limited - earlier known as Mansukh Commodity Futures Private Limited - in the matter of NSEL20 Dec
Confirmatory Order in the matter of Front Running Activity by Dealer Ashish S Parekh and Connected Entities20 Dec
Order in respect of Acumen Commodities India Limited in the matter of National Spot Exchange Limited15 Dec
Order in respect of K R Choksey Commodity Brokers Pvt. Ltd. in the matter of NSEL14 Dec
Order in respect of VCK Commodity Services Pvt. Ltd. in the matter of NSEL14 Dec
Final Order in respect of Master Commodity Services Limited in the matter of NSEL14 Dec
Final Order in respect of Multigain Commodities Services Private Limited in the matter of NSEL14 Dec
Final Order in respect of IndiaNivesh Commodities Private Limited in the matter of NSEL14 Dec
Order in respect of Pace Commodity Brokers Pvt. Ltd. in the matter of National Spot Exchange Limited14 Dec
Order in respect of Goldmine Commodities Pvt. Ltd. Limited in the matter of National Spot Exchange Ltd.14 Dec
Order in respect of Indira Commodities Private Ltd. in the matter of National Spot Exchange Ltd14 Dec
Order in respect of SKI Consultancy Services Ltd. in the matter of National Spot Exchange Ltd.14 Dec
Order in respect of Globe Commodities Limited in the matter of National Spot Exchange Ltd14 Dec
Order in respect of Achievers Commercial Private Limited12 Dec
Order in respect of Religare Commodities Limited in the matter of NSEL12 Dec
Final Order in respect of M/s. Starburst Research and its proprietors Mustkim and Sarfraj Ali in the matter of unregistered investment advisory activity11 Dec
Final Order in respect of Dynamic Commodities Private Limited in the matter of NSEL11 Dec
Final Order in respect of Twenty20 Commodities Pvt. Ltd. in the matter of NSEL11 Dec
Revocation order in respect of Eco Friendly Food Processing park Limited and Others8 Dec
Order in respect of Ray Trading Private Limited in the matter of National Spot Exchange Limited8 Dec
Order in respect of KK Comtrade Private Limited in the matter of National Spot Exchange Limited7 Dec
Order in respect of Adinath Commtrade Private Limited7 Dec
Order in respect of Proficient Commodities Private Limited6 Dec
Order in respect of Priyankbhai V Prajapati and Suraj G Prajapati6 Dec
Order in respect of Almondz Commodities Private Limited in the matter of National Spot Exchange Limited4 Dec
Order in respect of Raghunandan Industries Private Limited1 Dec
Final Order in respect of Intellect Commodities Pvt. Ltd. in the matter of NSEL1 Dec
Order in respect of Bonanza Commodity Brokers Pvt. Ltd. in the matter of National Spot Exchange Limited1 Dec
Order in respect of Maheshwari Financial Services Ltd. in the matter of Aplaya Creations Ltd.30 Nov
Order under Regulation 11 of SEBI (SAST) Regulations, 2011 in the matter of Shakti Pumps (India) Ltd.30 Nov
Order in respect of Shree Bahubali Commodities Pvt. Ltd in the matter of National Spot Exchange Limited30 Nov
Order in respect of AUM Commodity Services Pvt Ltd in the matter of National Spot Exchange Ltd29 Nov
Order in respect of Milind Vijaybhai Thakkar in the matter of National Spot Exchange Limited29 Nov
Order in respect of Ratnakar Commodities Pvt. Ltd. in the matter of National Spot Exchange Limited29 Nov
Order in respect of Bhai Jee Commodities Pvt. Ltd. in the matter of National Spot Exchange Ltd.29 Nov
Order in the Enquiry Proceedings against Future Investment24 Nov
Order in respect of Arihant Futures and Commodities Ltd in the matter of National Spot Exchange Ltd24 Nov
Order in respect of Pune E Commodities Broking Pvt. Ltd. in the matter of National Spot Exchange Ltd24 Nov
Order in respect of Anugrah Commodities Pvt Ltd. in the matter of National Spot Exchange Ltd23 Nov
Order in respect of Ashlar Commodities Pvt Ltd in the matter of National Spot Exchange Ltd23 Nov
Final Order in respect of Indovision Commodities Limited in the matter of NSEL22 Nov
Order in respect of GEPL Commodities Pvt. Ltd. in the matter of National Spot Exchange Ltd22 Nov
Order in respect of Nariman Commodity Services Pvt. Ltd. in the matter of National Spot Exchange Ltd.22 Nov
Order in respect of Hem Multi Commodities Pvt. Ltd. in the matter of National Spot Exchange Limited21 Nov
Order in respect of R K Global Commodity Broking Limited in the matter of National Spot Exchange Limited17 Nov
Ex-parte Ad-Interim Order cum Show Cause Notice in the matter of Jakraya Sugar Ltd.17 Nov
Final Order in respect of Ludhiana Commodities Trading Services Limited in the matter of NSEL17 Nov
Order in respect of Fort Comtrade Pvt Ltd in the matter of National Spot Exchange Ltd17 Nov
Order in the matter of Unimax Agrotech India Limited17 Nov
Order in the matter of Vusa Ravi Proprietor of Global Advisors10 Nov
Order in respect of Airan Commodities Pvt. Ltd. in the matter of National Spot Exchange Limited8 Nov
Order in the respect of Econo Trade India Limited7 Nov
Order in respect of Aditya Birla Commodities Broking Limited in the matter of NSEL6 Nov
Order in respect of Choice Merchandise Broking Pvt. Ltd. in the matter of NSEL6 Nov
Order in respect Rainbow Commodity and Derivatives Pvt. Ltd. in the matter of NSEL6 Nov
Revocation Order in the matter of Lux Industries Limited6 Nov
Confirmatory Order in the matter of Stock Recommendations using YouTube in the scrip of Sadhna Broadcast Limited31 Oct
Order in respect of Guiness Commodities Pvt. Ltd. in the matter of National Spot Exchange Ltd.31 Oct
Order in respect Master Money Commodity Bazar Pvt. Ltd. in the matter of NSEL31 Oct
Final Order in respect of Integrated Commodity Trades Private Limited in the matter of NSEL26 Oct
Interim Order cum SCN in the matter of unregistered investment advisory activities of Mohammad Nasiruddin Ansari/ Baap of Chart25 Oct
Final Order in respect of Arcadia Commodities and Trading in the matter of NSEL23 Oct
Order in respect of Indian Portfolio Ltd. in the matter of National Spot Exchange Limited20 Oct
Order in respect of Sincere Commodities and Derivetives Markets Pvt. Ltd. in the matter of NSEL20 Oct
Exemption Order under Regulation 11 of SEBI (SAST) Regulations, 2011 in the matter of Torrent Pharmaceuticals Limited.17 Oct
Exemption Order under Regulation 11 of SEBI (SAST) Regulations, 2011 in the matter of Torrent Power Limited.17 Oct
Exemption Order under Regulation 11 of SEBI (SAST) Regulations, 2011 in the matter of Gujarat Lease Financing Limited.17 Oct
Order in the respect of Econo Broking Private Limited13 Oct
Order in the Enquiry Proceedings Against Profit Guru12 Oct
Order in the respect of Mauria Udyog Limited12 Oct
Order in respect Aasmaa Commodities Private Limited in the matter of NSEL28 Sept
Final Order in the matter of Highbrow Market Research Private Limited20 Sept
Order in the Enquiry Proceedings against Highbrow Market Research Pvt. Ltd.20 Sept
Order in the matter of 3M Team Research Private Limited20 Sept
Final order in the matter of unregistered portfolio management services activity by Ameet Savant Proprietor of Ventura and unregistered investment advisory activity by Crefin India Management Pvt. Ltd. and its directors18 Sept
Order in the matter of Brickwork Ratings India Pvt. Ltd.13 Sept
Order in respect of The India Debt Opportunities Fund Limited12 Sept
Order in the Enquiry Proceedings against Pinnacle Market Investment Advisory Pvt. Ltd.12 Sept
Order in the matter of Yamini Investment Company Limited.4 Sept
Final Order in respect of Alpha Commodity Private Limited in the matter of National Spot Exchange Limited31 Aug
Final Order in the matter of GJ Advisory Services and Profit Ideas Advisory Services31 Aug
Final Order in respect of Jaynarayan Tripathy in the matter of deemed public issue of Equity Shares by Togo Retail Marketing Limited30 Aug
Final Order in the matter of United Spirits Limited25 Aug
Order in the matter of Superior Finlease Ltd.24 Aug
Interim Order in the matter of Preferential Allotments by Brightcom Group Limited22 Aug
Order in the Enquiry Proceedings against Raghukul Shares India Pvt. Ltd22 Aug
Exemption Order under Regulation 11 of SEBI (SAST) Regulations, 2011 in the matter of Linc Limited.14 Aug
Order in respect of CD Commosearch Pvt. Ltd. in the matter of National Spot Exchange Limited31 Jul
Final Order in the matter of Excel Reality N Infra Ltd.28 Jul
Order in the Enquiry Proceedings against Fairwealth Securities Limited26 Jul
Exemption Order under Regulation 11 of SEBI (SAST) Regulations, 2011 in the matter of Taj GVK Hotels And Resorts Limited26 Jul
Order in respect of Roongta Rising Stock Pvt. Ltd.21 Jul
Confirmatory Order in the matter of Stock Recommendations using YouTube in the scrip of Sadhna Broadcast Limited20 Jul
Miscellaneous Order on the representation of Ms. Kamlesh Agarwal and Mr. Anil Agarwal in respect of Interim Order dated April 27, 2023 passed in the matter of suspected entities front running the trades of LIC20 Jul
Order in the Enquiry Proceedings against Fairwealth Commodity Broking Pvt. Ltd.19 Jul
Final Order in the matter of Jitender- Proprietor of Bigprofitbuzz18 Jul
Order in respect of Durga Prasad Shadangi in the matter of Micro Finance Ltd.14 Jul
Order in the Enquiry Proceedings against M/s Money Market Manthan Financial Services14 Jul
Final Order in respect of Krishna Kumar Singh, Rajiv Kumar Nayar and Narayan Madhav Kumar in the matter of Alchemist Holdings Limited12 Jul
Confirmatory Order in the matter of Stock Recommendations using YouTube in the scrip of Sharpline Broadcast Limited11 Jul
Order in respect of Mr. Hariom Sharan Patel in the matter of BIS Capital Investment Advisor, Proprietor Hariom Sharan Patel30 Jun
Final Order in the matter of Indo Global Financial Services and Consultancy Pvt. Ltd.30 Jun
Final Order in the Matter of Fairwealth Securities Limited and Fairwealth Commodity Broking Pvt. Ltd.28 Jun
Order in the matter of M/s. Money Market Manthan Financial Services28 Jun
Final Order in respect of Shri Sasidhar V27 Jun
Order in the matter of Insider Trading by certain entities in the scrip of Sharon Bio-Medicine Limited22 Jun
Interim Ex Parte Order in the matter of Eros International Media Limited22 Jun
Revocation Order in the matter of Magma Fincorp Ltd. - now known as Poonawalla Fincorp Ltd.22 Jun
Final Order in respect of F6 Finserve Private Limited21 Jun
Interim Order-cum-Show Cause Notice in the matter of Mauria Udyog Ltd., 7NR Retail Ltd., Darjeeling Ropeway Company Ltd., GBL Industries Ltd. and Vishal Fabrics Ltd.Corrigendum to the Interim Order dated June 19, 2023 in the matter of Mauria Udyog Ltd and other scrips19 Jun
Final Order in the matter of Crosseas Capital Services Pvt. Ltd.19 Jun
Final Order in the matter of Wockhardt Ltd.19 Jun
Order in the matter of Global Infratech and Finance Ltd.19 Jun
Final order in the matter of Asian Granito India Ltd.19 Jun
Final Order in the matter of Orix Corporation19 Jun
Final Order in the matter of IIFL Securities Limited19 Jun
Final Order in the matter of falsification/ misstatement in financial statements of Arvind Remedies Limited19 Jun
Order in the matter of Shilpi Cable Technologies Limited19 Jun
Interim Order in the matter of unregistered investment advisory activities by Kabir Financial Services Pvt. Ltd. / Sayyed Shujauddin14 Jun
Interim Order in the matter of Zee Entertainment Enterprises Ltd.12 Jun
Final Order in the matter of M/s Capital Mars and Anr.7 Jun
Corrigendum to Order dated May 31, 2023 in the matter of Sharon Bio Medicine Limited2 Jun
Final Order in the matter of Abhishek Infraventures Limited31 May
Final Order in the matter of M/s Mission Believe31 May
Final Order in the matter of Technical Stock Research31 May
Order in the matter of Sharon Bio Medicine Limited31 May
Final Order in the matter of Five Core Electronics Ltd.31 May
Order in the matter of Capacious Farming Pvt. Limited31 May
Order in the matter of Karvy Stock Broking Ltd.31 May
Order in the matter of Minance Investment Advisors Private Limited31 May
Order in the Matter of Educomp Solutions Limited30 May
Order in the matter of M/s Apex Financial Services, Prop. Jyoti Kalra30 May
Interim Order cum Show Cause Notice in the matter of Indus Weir Industries Limited25 May
Order in the matter of Allied Financial Services Pvt. Ltd.17 May
Final Order against Uday Intellicall Pvt. Ltd. and Ors.16 May
Final Order in the matter Capital Gain Research, Proprietor Ruchit Gupta12 May
Corrigendum to the Final Order in the matter of Globex Money Research, Prop. Palkesh Khandelwal11 May
Final Order in the matter of M/s. Globex Money Research, Prop. Palkesh Khandelwal10 May
Order in respect of Ms. Sapna Karmokar in the matter of IPO of Sudar Industries Ltd.9 May
Final Order in the matter of M/s Big Life Capital Solutions2 May
Order in the matter of Wishworth Financial Services28 Apr
Final Order in respect of Vishavjit Singh Sendhav (Proprietor of M/s Capital Finance Advisory’s)28 Apr
Final Order in the matter of Karvy Stock Broking Limited28 Apr
Final Order in respect of Global Advisors28 Apr
Final Order in respect of Mr. Rajinder Singh in the matter of GDR issue of MPS Infotecnics Ltd.28 Apr
Final Order regarding Ankur Agarwal in the matter of Arvind Remedies Limited28 Apr
Order in the matter of Heaven Research Security Advisory, prop. Pushpendra Bhalse28 Apr
Order in the matter of trading activities of Nimi Enterprises28 Apr
Ex-Parte Ad Interim Order in the Matter of Inspection of Karvy Investor Services Limited27 Apr
Interim order in the matter of suspected entities front running the trades of Life Insurance Corporation of India27 Apr
Final Order in the matter of Stock Recommendations using Social Media Channel Telegram26 Apr
Order in the matter of HNI Research Proprietor Dwarka Prasad Gupta26 Apr
Interim Order cum Show Cause Notice in the matter of Shirpur Gold Refinery Ltd.25 Apr
Final Order in the matter of inspection of Vistaar Religare Media Fund24 Apr
Addendum to Final Order dated March 31, 2023 in the matter of Zee Entertainment Enterprises Limited21 Apr
Exemption Order in the matter of Bhandari Hosiery Exports Limited21 Apr
Order in the matter of CARE Ratings Ltd.20 Apr
Final Order in the matter of M/s. Premium Capital Research, Prop. Sachin Chouhan19 Apr
Order in respect of Alankit Assignments Limited13 Apr
Interim Order cum Show Cause Notice in the matter of Brightcom Group Ltd.13 Apr
Final Order in the matter of M/s. Capital Research - Prop. Gopal Gupta and M/s. Capres - Prop. Mr. Rahul Patel.5 Apr
Final Order in the matter of M/s Course Work Focus5 Apr
Final Order in the matter of Zee Entertainment Enterprises Limited31 Mar
Interim Order cum Show Cause Notice in the Matter of Royal Orchid Hotels Limited31 Mar
Order in the matter of Enquiry Proceedings against Wealthit Global31 Mar
Order in the Matter of Gagan Hora29 Mar
Final Order in the matter of Premium Research Financial Services and Premium Capital Services29 Mar
Corrigendum in the matter of Front Running Activity of Dealers of Reliance Securities Ltd.29 Mar
Order in the matter of M/s Investment India Financial Services29 Mar
Order in the matter of Dixon Technologies India Private Limited28 Mar
Final Order in the matter of Camac Commercial Company Limited28 Mar
Final Order in the matter of PNB Finance and Industries Limited28 Mar
Final Order in the matter of M/s Smart Investment Services- Prop- Ms. Rinkee Prajapati28 Mar
Order in the Enquiry Proceedings against Anugrah Stock and Broking Pvt. Ltd.28 Mar
Order in the Enquiry Proceedings against Ficus Commodities Pvt. Ltd.28 Mar
In the matter of Front Running by Banhem Securities Pvt. Ltd. and Ninja Securities Pvt. Ltd.28 Mar
Order in the matter of TV Vision Limited24 Mar
Final order in respect of Balvir Singh in the matter of Alchemist Holdings Ltd.20 Mar
Interim Order cum Show Cause Notice in the matter of Seya Industries Ltd.20 Mar
Final Order in respect of Mr. Kavi Arora in the matter of Religare Enterprises Ltd.16 Mar
Order in the matter of Vas Infrastructure Limited16 Mar
Final Order in the matter of Mr. Pranay Kumar, Proprietor of M/s. Capital Gyan10 Mar
Final Order in the matter of M/s. Moneyrise Research/Mrise Info10 Mar
Revocation Order in the matter of Dewan Housing Finance Corporation Limited.10 Mar
Order in respect of MCS Limited1 Mar
Order in the matter of Anugrah Stock and Broking Private Limited28 Feb
Final Order in respect of Sarvesh Kumar-Proprietor of M/s Business Mart World28 Feb
Order in the matter of Nutraplus India Limited28 Feb
Interim Order-cum-Show Cause Notice in the matter of Front Running of the Trades of Axis Mutual Fund28 Feb