Sudhakaran vs State Of Kerala
- SCC(2010) 10 SCC 582
- Neutral2010 INSC 742
- AIRAIR 2011 SC 265
- SCR[2010] 12 SCR 873
Ratio decidendi
The rule this decision rests on
1. When a person is charged with an offence and advances a defence under Section 84 of the Indian Penal Code (insanity), the burden of proof lies on the accused to establish the circumstances bringing the case within that exception, although this burden is no higher than that which rests on a party in civil proceedings; the prosecution retains the burden of proving guilt beyond reasonable doubt, which never shifts, but the accused must rebut the presumption of sanity by placing material before the court sufficient to make it consider the circumstances so probable that a prudent man would act upon them. 2. Even if an accused fails to conclusively establish the defence of insanity under Section 84, evidence placed before the court by either the accused or prosecution may raise a reasonable doubt regarding one or more ingredients of the offence, including the mens rea, in which event the court is entitled to acquit the accused on the ground that the prosecution has not discharged its burden of proof beyond reasonable doubt. 3. The crucial point in time for establishing the existence of unsoundness of mind under Section 84 is the time when the crime is actually committed; evidence of prior mental illness or subsequent treatment does not establish insanity at the critical moment unless it demonstrates incapacity at that precise time. 4. A defence of insanity under Section 84 requires proof that the accused was incapable of knowing the nature of the act or that the act was wrong or contrary to law; medical insanity, whether schizophrenia or other mental illness, is distinguishable from legal insanity, and the court must assess whether the accused possessed the cognitive capacity to understand the nature and wrongfulness of the specific act committed, assessed objectively in relation to the particular circumstances. 5. Conduct before, during and after the commission of the offence—including whether the accused caused harm only to the intended victim, made provision for others, and acted in a planned manner—may be relevant to whether the accused possessed the necessary mens rea and was capable of knowing the nature and wrongfulness of the act, and may negative any claim that mental illness incapacitated understanding of those matters.
Written by Miss Lucy from the judgment below, not taken from a headnote.
Judgment
As delivered
14 there for psychiatric treatment. He did not even
remember the medicine which had been given to the
appellant. Similarly, the evidence of Superintendent of
Jail DW2 also only indicates that the appellant had been
sent to Medical Health Centre. Even the evidence of the
Health Centre was incomplete and wholly unreliable. The
entire medical evidence produced was not sufficient to
show that at the time of the commission of the murder
the appellant was medically insane and incapable of
understanding the nature of the consequences of the act
performed by him.
17. The defence of insanity has been well known in the
English Legal System for many centuries. In the earlier
times, it was usually advanced as a justification for
seeking pardon. Over a period of time, it was used as a
complete defence to criminal liability in offences involving
mens rea. It is also accepted that insanity in medical
terms is distinguishable from legal insanity. In most
cases, in India, the defence of insanity seems to be
15 pleaded where the offender is said to be suffering from
the disease of Schizophrenia. The plea taken in the
present case was also that the appellant was suffering
from "paranoid schizophrenia". The term has been
defined in Modi's Medical Jurisprudence and Toxicology1
as follows:
"Paranoia is now regarded as a mild form of paranoid schizophrenia. It occurs more in males than in females. The main characteristic of this illness is a well-elaborated delusional system in a personality that is otherwise well preserved. The delusions are of persecutory type. The true nature of this illness may go unrecognized for a long time because the personality is well preserved, and some of these paranoiacs may pass off as a social reformers or founders of queer pseudo- religious sects. The classical picture is rare and generally takes a chronic course.
Paranoid Schizophrenia, in the vast majority of case, starts in the fourth decade and develops insidiously. Suspiciousness is the characteristic symptom of the early stage. Ideas of reference occur, which gradually develop into delusions of persecution. Auditory hallucinations follow which in the beginning, start as sound or noises in the ears, but later change into abuses or insults. Delusions are at first indefinite, but gradually they become fixed and definite, to lead the patient to believe that he is persecuted by some unknown person or 1 [23rd Ed. Page 1077]
16 some superhuman agency. He believes that his food is being poisoned, some noxious gases are blown into his room and people are plotting against him to ruin him. Disturbances of general sensation give rise to hallucinations which are attributed to the effects of hypnotism, electricity, wireless telegraphy or atomic agencies. The patient gets very irritated and excited owing to these painful and disagreeable hallucinations and delusions. "
The medical profession would undoubtedly treat the
appellant herein as a mentally sick person. However, for
the purposes of claiming the benefit of the defence of
insanity in law, the appellant would have to prove that
his cognitive faculties were so impaired, at the time when
the crime was committed, as not to know the nature of
the act. Section 84 of the Indian Penal Code recognizes
the defence of insanity. It is defined as under:-
"Nothing is an offence which is done by a person who at the time of doing it, by reason of unsoundness of mind, is incapable of knowing the nature of the act, or that he is doing what is either wrong or contrary to law."
A bare perusal of the aforesaid section would show that
in order to succeed, the appellant would have to prove
17 that by reason of unsoundness of mind, he was incapable
of knowing the nature of the act committed by him. In
the alternate case, he would have to prove that he was
incapable of knowing that he was doing what is either
wrong or contrary to law. The aforesaid section clearly
gives statutory recognition to the defence of insanity as
developed by the Common Law of England in a decision
of the House of Lords rendered in the case of R. Vs.
Daniel Mc Naughten2. In that case, the House of Lords
formulated the famous Mc Naughten Rules on the basis
of the five questions, which had been referred to them
with regard to the defence of insanity. The reference
came to be made in a case where Mc Naughten was
charged with the murder by shooting of Edward
Drummond, who was the Pvt. Secretary of the then Prime
Minister of England Sir Robert Peel. The accused Mc
Naughten produced medical evidence to prove that, he
was not, at the time of committing the act, in a sound
state of mind. He claimed that he was suffering from an
2 [1843 RR 59: 8ER 718(HL)]
18 insane delusion that the Prime Minister was the only
reason for all his problems. He had also claimed that as
a result of the insane delusion, he mistook Drummond
for the Prime Minister and committed his murder by
shooting him. The plea of insanity was accepted and Mc
Naughten was found not guilty, on the ground of
insanity. The aforesaid verdict became the subject of
debate in the House of Lords. Therefore, it was
determined to take the opinion of all the judges on the
law governing such cases. Five questions were
subsequently put to the Law Lords. The questions as
well as the answers delivered by Lord Chief Justice
Tindal were as under:-
"Q.1 What is the law respecting alleged crimes committed by persons afflicted with insane delusion in respect of one or more particular subjects or persons: as, for instance, where at the time of the commission of the alleged crime the accused knew he was acting contrary to law, but did the act complained of with a view, under the influence of insane delusion, of redressing a revenging some supposed grievance or injury, or of producing some public benefit?
19 Answer "Assuming that your lordships' inquiries are confined to those persons who labour under such partial delusions only, and are not in other respects insane, we are of opinion, that, notwithstanding the party did the act complained of with a view, under the influence of insane delusion, of redressing or revenging some supposed grievance or injury, or of producing some public benefit, he is nevertheless punishable, according to the nature of the crime committed, if he knew, at the time of committing such crime, that he was acting contrary to law, by which expression we understand your lordships to mean the law of the land.
Q.2. What are the proper questions to be submitted to the jury when a person alleged to be afflicted with insane delusion respecting one or more particular subjects or persons, is charged with the commission of a crime (murder, for example), and insanity is set up as a defence?
Q.3. In what terms ought the question to be left to the jury as to the prisoner's state of mind at the time when the act was committed?
Answers - to the second and third questions
That the jury ought to be told in all cases that every man is presumed to be sane, and to possess a sufficient degree of reason to be responsible for his crimes, until the contrary be proved to their satisfaction; and that, to establish a defence on the ground of insanity,
20 it must be clearly proved that, at the time of the committing of the act, the party accused was labouring under such a defect of reason, from disease of the mind, as not to know the nature and quality of the act he was doing, or if he did know it, that he did not know he was doing what was wrong. The mode of putting the latter part of the question to the jury on these occasions has generally been, whether the accused, at the time of doing the act, knew the difference between right and wrong, which mode, though rarely, if ever, leading to any mistake with the jury, is not, as we conceive, so accurate when put generally, and in the abstract, as when put as to the party's knowledge of right and wrong in respect to the very act with which he is charged. If the question were to be put as to the knowledge of the accused, solely and exclusively with reference to the law of the land, it might tend to confound the jury, by inducing them to believe that an actual knowledge of the law of the land was essential in order to lead to a conviction, whereas the law is administered upon the principle that every one must be taken conclusively to know it without proof that he does know it. If the accused was conscious that the act was one which he ought not to do, and if that act was at the same time contrary to the law of the land, he is punishable; and the usual course, therefore, has been to leave the question to the jury, whether the party accused had a sufficient degree of reason to know that he was doing an act that was wrong: and this course, we think, is correct, accompanied with such observations and explanations as the circumstances of each particular case may require.
21 Q.4. If a person under an insane delusion as to the existing facts commits and offence in consequence thereof, is he thereby excused?
Answer The answer must, of course, depend on the nature of the delusion, but making the same assumption as we did before, that he labours under such partial delusion only, and is not in other respects insane, we think he must be considered in the same situation as to responsibility as if the facts with respect to which the delusion exists were real. For example, if, under the influence of his delusion, he supposes another man to be in the act of attempting to take away his life, and he kills that man, as he supposes in self- defence, he would be exempted from punishment. If his delusion was that the deceased had inflicted a serious injury to his character and fortune, and he killed him in revenge for such supposed injury, he would be liable to punishment.
Q.5. Can a medical man, conversant with the disease of insanity, who never saw the prisoner previously to the trial, but who was present during the whole trial, and the examination of all the witnesses, be asked his opinion as to the state of the prisoner's mind at the time of the commission of the alleged crime, or his opinion whether the prisoner was conscious, at the time of doing the act, that he was acting contrary to law, or whether he was labouring under any and what delusion at the time?
22 Answer We think the medical man, under the circumstances supposed, cannot in strictness be asked his opinion in the terms above stated, because each of those questions involves the determination of the truth of the facts deposed to, which it is for the jury to decide; and the questions are not mere questions upon a matter of science, in which case such evidence is admissible. But where the facts are admitted or not disputed, and the question becomes substantially one of science only, it may be convenient to allow the question to be put in that general form, though the same cannot be insisted on as a matter of right." 3
A comparison of answers to question no. 2 and 3 and the
provision contained in Section 84 of the IPC would clearly
indicate that the Section is modeled on the aforesaid
answers.
18. This Court has on several occasions examined the
standard of proof that is required to be discharged by the
appellant to get the benefit of Section 84 IPC. We may
make a reference here to the observation made in
Dahyabhai Chhaganbhai Thakkar Vs. State of
3 [Archbold 2010 Ed. Pg. No. 1880-1881]
23 Gujarat4. The relevant aspects of the law and the
material provisions relating to the plea of insanity were
noticed and considered as follows:-
" Indian Penal Code
299. Whoever causes death by doing an act with the intention of causing death, or with the intention of causing such bodily injury as is likely to cause death, or with the knowledge that he is likely by such act to cause death, commits the offence of culpable homicide.
84. Nothing is an offence which is done by a person who, at the time of doing it, by reason of unsoundness of mind, is incapable of knowing the nature of the act, or that he is doing what is either wrong or contrary to law.
Indian Evidence Act
105. When a person is accused of any offence, the burden of proving the existence of circumstances bringing the case within any of the General Exceptions in the Indian Penal Code (45 of 1860) or within any special exception or proviso contained in any other part of the same Code, or in any law defining the offence, is upon him, and the Court shall presume the absence of such circumstances.
4. Shall presume.--Whenever it is directed by this Act that the Court shall presume a fact, it shall regard such facts as proved unless and until it is disproved.
4 [AIR 1964 SC 1563]
24 Proved.--A fact is said to be `proved' when after considering the matters before it, the Court either believes it to exist, or considers its existence so probable that a prudent man ought, under the circumstances of the particular case, to act upon the supposition that it exists.
Disproved.--A fact is said to be disproved when, after considering the matters before it, the Court either believes that it does not exist, or considers its non-existence so probable that a prudent man ought, under the circumstances of the particular case, to act upon the supposition that it does not exist.
101. Whoever desires any Court to give judgment as to any legal right or liability dependent on the existence of fact which he asserts, must prove that those facts exist.
When a person is bound to prove the existence of any fact, it is said that the burden of proof lies on that person."
It is a fundamental principle of criminal jurisprudence that an accused is presumed to be innocent and, therefore, the burden lies on the prosecution to prove the guilt of the accused beyond reasonable doubt. The prosecution, therefore, in a case of homicide shall prove beyond reasonable doubt that the accused caused death with the requisite intention described in Section 299 of the Indian Penal Code. This general burden never shifts and it always rests on the prosecution. But, as Section 84 of the Indian Penal Code provides that nothing is an offence if the
25 accused at the time of doing that act, by reason of unsoundness of mind was incapable of knowing the nature of his act or what he was doing was either wrong or contrary to law. This being an exception, under Section 105 of the Evidence Act the burden of proving the existence of circumstances bringing the case within the said exception lies on the accused; and the court shall presume the absence of such circumstances. Under Section 105 of the Evidence Act, read with the definition of "shall presume" in Section 4 thereof, the court shall regard the absence of such circumstances as proved unless, after considering the matters before it, it believes that said circumstances existed or their existence was so probable that a prudent man ought, under the circumstances of the particular case, to act upon the supposition that they did exist. To put it in other words, the accused will have to rebut the presumption that such circumstances did not exist, by placing material before the court sufficient to make it consider the existence of the said circumstances so probable that a prudent man would act upon them. The accused has to satisfy the standard of a "prudent man". If the material placed before the court such, as, oral and documentary evidence, presumptions, admissions or even the prosecution evidence, satisfies the test of "prudent man", the accused will have discharged his burden. The evidence so placed may not be sufficient to discharge the burden under Section 105 of the Evidence Act, but it may raise a reasonable doubt in the mind of a judge as regards one or other of the necessary ingredients of the offence itself. It may, for instance, raise a reasonable doubt in the mind of the judge
26 whether the accused had the requisite intention laid down in Section 299 of the Indian Penal Code. If the judge has such reasonable doubt, he has to acquit the accused, for in that event the prosecution will have failed to prove conclusively the guilt of the accused. There is no conflict between the general burden, which is always on the prosecution and which never shifts, and the special burden that rests on the accused to make out his defence of insanity."
Thereafter, upon further consideration, this Court
defined the doctrine of burden of proof in the context of
the plea of insanity in the following propositions:-
"(1) The prosecution must prove beyond reasonable doubt that the appellant had committed the offence with the requisite mens rea; and the burden of proving that always rests on the prosecution from the beginning to the end of the trial.
(2) There is a rebuttable presumption that the appellant was not insane, when he committed the crime, in the sense laid down by Section 84 of the Indian Penal Code: the appellant may rebut it by placing before the court all the relevant evidence - oral, documentary or circumstantial, but the burden of proof upon him is no higher than that rests upon a party to civil proceedings.
(3) Even if the appellant was not able to establish conclusively that he was insane at
27 the time he committed the offence, the evidence placed before the court by the appellant or by the prosecution may raise a reasonable doubt in the mind of the court as regards one or more of the ingredients of the offence, including mens rea of the appellant and in that case the court would be entitled to acquit the appellant on the ground that the general burden of proof resting on the prosecution was not discharged."
19. It is also a settled proposition of law that the crucial
point of time for ascertaining the existence of
circumstances bringing the case within the purview of
Section 84 is the time when the offence is committed. We
may notice here the observations made by this Court in
the case of Ratan Lal Vs. State of Madhya Pradesh5. In
Paragraph 2 of the aforesaid judgment, it is held as
follows:-
"It is now well-settled that the crucial point of time at which unsoundness of mind should be established is the time when the crime is actually committed and the burden of proving this lies on the appellant."
5 [1970 (3) SCC 533]
28
20. The High Court on examination of the evidence
before it, came to the conclusion that the appellant had
failed to prove that he was suffering from such mental
illness that would enable him to take benefit of Section
84 IPC.
21. The High Court took into consideration the totality
of the circumstances and came to the conclusion that
there was no evidence indicating that appellant was
suffering from mental illness at the crucial time. The only
evidence placed on record shows that the appellant had
been treated in a Psychiatric Hospital for 13 days in the
year 1985 even at that time the doctor had diagnosed the
disease as psychotic disorder. The record did not indicate
that the patient was suffering from such mental disability
which incapacitated him to know the nature of the act
that he had committed. The High Court further observed
that there was no evidence to indicate that the appellant
suffered from mental illness post 1985. The High Court,
in our opinion, rightly concluded that the appellant was
29 capable of knowing the nature of the act and the
consequences thereof on the date of the alleged incident.
Whilst he had brutally and callously committed the
murder of his wife, he did not cause any hurt or
discomfort to the child. Rather he made up his mind to
insure that the child be put into proper care and custody
after the murder. The conduct of the appellant before and
after the incident was sufficient to negate any notion that
he was mentally insane, so as not to be possessed of the
necessary mens rea, for committing the murder of his
wife.
22. In such view of the matter, we see no reason to
interfere with the concurrent findings recorded by the
courts below. The appeal is dismissed.
..................................J. [B.SUDERSHAN REDDY]
30 .....................................J. [SURINDER SINGH NIJJAR] NEW DELHI;
OCTOBER 26, 2010.
31
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