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Shiv Pujan Prasad(Dead) By Lrs vs State Of U.P. & Anr

Supreme Court30 November 2009K.S. Radhakrishnan · R.V. Raveendran

Ratio decidendi

The rule this decision rests on

Where this Court has directed an enquiry to determine a factual question, found the enquiry to have been conducted in compliance with that direction, received and accepted the report from the enquiry officer, permitted the person concerned to act on the finding of that enquiry and allowed him to continue in service on that basis with further promotions, no fresh enquiry can be conducted by the State Government at the instance of a third party into the same issue to contradict the earlier finding, particularly after a decade has elapsed and the matter has attained finality.

Written by Miss Lucy from the judgment below, not taken from a headnote.

Judgment

As delivered

1 Non-Reportable

IN THE SUPREME COURT OF INDIA

CIVIL APPELLATE JURISDICTION

CIVIL APPEAL NO.3179 OF 2007

Shiv Pujan Prasad (Dead) by Lrs. ... Appellants

Versus

State of U.P. & Anr. ... Respondents

JUDGMENT

K.S. Radhakrishnan, J.

1. This appeal is being prosecuted by the widow and children of

one Shiv Pujan Prasad who died pending this appeal. On the eve of his

retirement, as an Executive Engineer, he was served with an order of

dismissal vide Office Memo dated 29.7.2005 dismissing him from service

following a disciplinary enquiry initiated under Rule 7 of the U.P.

Government Servant (Discipline and Appeal) Rules, 1999.

2. Shiv Pujan Prasad challenged the above mentioned order

before the High Court of Allahabad, in Writ Petition No.5709/2005 and also

sought a direction to disburse the entire post-retiral benefits including the

provident fund, leave encashment, gratuity, group insurance, etc. and also

the pension due to him.

2

3. Shiv Pujan Prasad was initially appointed as an Overseer in the

Public Works Department of the State of Uttar Pradesh on 25.06.1971.

While entering service he produced a certificate dated 22.02.1971 issued

by the Sub-Divisional Magistrate, Chakia, showing that he belonged to

`Manjhi' (Majhwar) Community, a scheduled caste. The post of Overseer

was subsequently designated as Junior Engineer and he was confirmed in

that post on 14.01.1974. On 01.04.1978, Shiv Pujan Prasad was awarded

selection grade. Later, on 27.1.1982, he was promoted as an Assistant

Engineer, a post reserved for scheduled castes. The Chief Engineer,

however, subsequently passed an order reverting him to the post of Junior

Engineer on the ground that he did not belong to the scheduled caste

community. Aggrieved by the order of reversion, Shiv Prasad preferred

Writ Petition No.4080 of 1984 before the Lucknow Bench of the Allahabad

High Court which was dismissed on 24.08.1984. Shiv Pujan Prasad

brought up the matter before this Court, by way of appeal by special leave,

in Civil Appeal No.2964/1985. It was contended before this Court that the

caste status of Shiv Pujan Prasad was determined without giving him any

effective opportunity to submit his defence. Counsel appearing for the

State of Uttar Pradesh fairly conceded to that fact. This Court, therefore,

set aside the impugned order and directed the District Collector, Varanasi, 3 to hold a fresh enquiry after giving reasonable opportunity to Shiv Pujan

Prasad to defend his case. Shiv Pujan Prasad was also permitted to hold

the post of Assistant Engineer, and it was ordered that his further posting

would be governed by the outcome of the enquiry which was directed to be

completed within two months.

4. Pursuant to the directions of this Court, a fresh inquiry was held

by Collector, Varanasi, through Sub-Divisional Officer, Chakiya, Varanasi.

It was found that Shiv Pujan Prasad belonged to "Manjhi" (Majhwar) by

caste, which is a scheduled caste. A copy of the report dated 25.8.1985

was submitted by the Sub-Divisional Magistrate to the District Magistrate,

Varanasi. The District Magistrate, Varanasi, referring to the judgment of

this Court in Civil Appeal No.2964 of 1985 forwarded a communication to

the Registrar of Supreme Court of India, enclosing a copy of the order

passed in pursuance of the directions of this Court. A copy of the letter

was also forwarded to the Special Secretary, Government of Uttar Pradesh,

Public Works Department, Section 8, Lucknow.

5. Shiv Pujan Prasad had to file a contempt petition before this

Court since authorities did not permit him to function as Assistant Engineer

in spite of the determination of his caste as ordered by this Court. The 4 Respondents had to express their unconditional apology for not complying

with the order of this Court. Accepting the apology, the contempt

proceedings were dropped by this Court vide order dated 27.11.1987, Shiv

Pujan Prasad was permitted to resume work as an Assistant Engineer and

continued in service. He was promoted as Executive Engineer vide order

dated 02.02.1985.

6. The State Government later received a complaint dated

03.02.1998 from the General Secretary of an Association called Kisan

Sangharsh Samiti, Mirzapur, Sonebhadra, questioning the caste status of

the appellant. Another complaint was registered before the Uttar Pradesh

Schedule Caste and Schedule Tribe, Commission, by the All India SC, ST,

Backward Classes and Minority Employees Welfare Association, Pipri, on

20.04.1999. The Commission ordered yet another enquiry on the caste

status of Shiv Pujan Prasad under Section 11 of U.P. Schedule Caste and

Schedule Tribe Commission Act, 1995. Enquiry revealed that Shiv Pujan

Prasad belonged to "Mallah" community which is a backward community

and that he did not belong to "Manjhi" community which is a Scheduled

Caste. Pointing out that Shiv Pujan Prasad had obtained appointment on

the basis of forged caste certificate, an FIR was lodged against him by the

Department for an offence punishable under Section 420 IPC. Shiv Pujan 5 Prasad was then placed under suspension pending disciplinary

proceedings. The Enquiry Report held that Shiv Pujan Prasad got

appointment on the basis of forged caste certificate in which the caste

"Manjhi" was written in place of "Mallah" and got several promotions in the

service. The Government accepted the report and dismissed Shiv Pujan

Prasad from service on 29.7.2005, two days prior to the date of his

superannuation. The correctness of that order is in issue before us.

7. Shri Dinesh Dwivedi, learned senior counsel appearing for the

appellants submitted that the respondents have committed a grave error in

dismissing Shiv Pujan Prasad from service few days before his retirement.

Learned counsel submitted that the correctness or otherwise of the

certificate issued on 22.02.1971 by the District Magistrate holding that Shiv

Pujan Prasad belonged to "Manjhi" community, which was a Scheduled

Caste, was the specific issue before this Court in Civil Appeal

No.2964/1985. This Court ordered a fresh enquiry by the Collector,

Varanasi, which was endorsed by the learned counsel appearing for the

State Government as well. Consequently, the Collector was directed to

conduct a fresh enquiry with regard to the genuineness of the caste

certificate issued on 22.02.1971. Enquiry revealed that the certificate

issued on 22.02.1971 was in order. Later Shiv Pujan Prasad was also 6 promoted as Assistant Engineer and thereafter as Executive Engineer. The

matter, therefore, attained finality. In such a situation learned counsel

submitted that there was no justification in re-opening an issue at the

instance of the third party, that too after a decade.

8. Shri Pramod Swarup, learned senior counsel for the

respondents submitted that Shiv Pujan Prasad was guilty of forging the

caste certificate, thereby entered service in the PWD Department and,

accordingly, got further promotions in service. Learned senior counsel

submitted that the respondents were therefore justified in conducting a

detailed enquiry in spite of the earlier enquiry conducted on the basis of the

direction of this Court.

9. We fail to see how the State Government can conduct a fresh

enquiry when this Court had specifically directed the District Collector to

conduct an enquiry to determine the caste status of Shiv Pujan Prasad,

who found that he belonged to "Manjhi" caste which was accepted by the

Department as a consequence of which he was taken back and continued

in service and was even given further promotions. Further, the Division

Bench of the Allahabad High Court has also recorded a clear finding that

Shiv Pujan Prasad had not forged his caste certificate dated 25.08.1985 7 showing his caste as "Majhwar" or "Manjhi" belonging to the scheduled

caste and that he had not forged his earlier caste certificate issued on

22.02.1971. The Division Bench also recorded a clear finding rejecting the

contention of the respondents that Shiv Pujan Prasad had earlier obtained

caste certificate fraudulently by playing fraud or misrepresenting the

authorities and held that such a contention was wholly misconceived and

misplaced. The High Court also expressed the opinion that the criminal

prosecution initiated against Shiv Pujan Prasad on the basis of the report of

the Sub-Divisional Magistrate dated 30.03.2000 was not justified under law.

The findings recorded by the Division Bench have not been challenged by

the respondents before this court and hence those findings have become

final. In such a situation, we fail to see how the respondents can re-open

the entire issue which was given a quietus in the year 1985 that too at the

instance of a third party. On the strength of the order passed by the

authorities, Shiv Pujan Prasad was promoted as Assistant Engineer and

later as Executive Engineer and few days before his retirement he was

dismissed from his service, which in the facts and circumstances of this

case was totally unjustified.

10. We have already indicated that while this matter was pending

before this Court, Shiv Pujan Prasad died and, therefore, wife and children 8 are claiming entire post retiral benefits including the provident fund, leave

encashment, gratuity, group insurance, etc. and also the pension due to

him which have been denied to them, which they are entitled to get. For

the reasons stated above we are inclined to allow this appeal and set aside

the judgment of the High Court passed in Writ Petition No.5709/2005 and

also the order of dismissal dated 29.07.2005. There will be a further

direction to the respondents to disburse entire post-retiral benefits including

the provident fund, leave encashment, gratuity, group insurance, etc. and

also the pension due to Shiv Pujan Prasad to the appellants forthwith.

11. We record these findings in view of the peculiar facts and

circumstances of the case and that this judgment shall not be treated as a

final determination of the caste status with reference to the legal heirs of

Shiv Pujan Prasad. Appeal is allowed, as above.

.................................J. (R.V. Raveendran)

.................................J. (K.S. Radhakrishnan)

New Delhi;

November 30, 2009.

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