Naseem Ahmad & Ors vs State Of U.P.& Anr
- SCC(2011) 2 SCC 734
- Neutral2010 INSC 868
- SCR[2010] 14 SCR 822
Ratio decidendi
The rule this decision rests on
1. A waiting list prepared under Rule 12 of the Uttar Pradesh Subordinate Civil Courts Inferior Establishment Rules, 1995 has no fixed temporal validity of one year prescribed in the Rule itself; where no such limitation is prescribed in the statutory rule, the waiting list must be interpreted as remaining operative and not exhausted merely by the passage of time, but only when all selected candidates from it have been appointed to vacancies for which it was constituted. 2. An appointment made to a candidate selected in a waiting list and appointed within one year of the selection by that list is a regular appointment, not an ad hoc appointment, even if later policy or government orders assert a one-year limit on the validity of such lists. 3. Where appointments are made against anticipated vacancies that materialize within the period before the waiting list is exhausted, those appointments are valid appointments against substantive posts, and such appointees are entitled to continue as regular employees and cannot have their appointments retroactively converted to ad hoc status or terminated on the ground that later vacancies were unanticipated at the time the selection list was prepared. 4. Where a statutory rule requires a waiting list to be of "reasonable dimension" without further elaboration, this term signifies that the list should be moderate and proportionate to the number of anticipated vacancies in the year of recruitment and the year succeeding it, and should be correlated to both existing and reasonably anticipated vacancies in that period.
Written by Miss Lucy from the judgment below, not taken from a headnote.
Judgment
As delivered
".....A fair and reasonable interpretation of Rule 12 in the light of the aforesaid Judgment is that the wait list should not be drawn for more than twice the number of anticipated vacancies in the recruitment year, and should come to an end as soon as the last vacancy on the date of advertisement is filled up. It is always open to the District Judge to anticipate the vacancies due to superannuation or likely promotion, but having determined number of vacancies, for which the advertisement is made, and drawing a wait list of equal number of candidates he is not permitted under the Rules to go on appointing persons from the wait list on unanticipated vacancies. Any other interpretation will only give rise to serious irregularities as in the present case, and will also violate the rights of those persons, who become eligible in the meantime for being considered for such vacancies in future."
In pursuance of the order dated 08.08.2007, the District
Judge, Mahoba informed the appellants by letter dated
12.11.2007 that their services came to an end with
immediate effect. Aggrieved by the said order, the
appellants have filed this appeal by way of special leave
petition.
4) Heard learned counsel for the parties.
5) The advertisement was issued on 17.08.2000 by District
Judge, Mahoba inviting applications for selection and
appointment on Class IV posts of Process Server, Orderly,
6 Peon and Farrash. In response to the said advertisement, the
appellants applied and on 19.09.2000 results were published
and they were included in the select list. All the appellants
were given appointment on 13.08.2001. It is the claim of the
appellants that all the appointments were made on
substantive vacancies. It is the grievance of the appellants
that without any show cause notice, by order dated
19.09.2003, their appointments have been converted into ad
hoc appointment. The appellants also pointed out that the
Rules nowhere provides that the regular appointments can be
converted into ad hoc appointments, hence, the order passed
by the District Judge, Mahoba, terminating their services
cannot be sustained and the same was wrongly approved by
the High Court. The appellants have asserted that they were
appointed by order dated 13.08.2001 i.e. within one year of
their selection by select list dated 19.09.2000, as such, the
grounds mentioned in the order dated 19.09.2003 cannot be
sustained and the service of the appellants has to be treated
as regular service and no adverse order can be passed against
them.
7
6) On the other hand, it is the contention of the respondents
that in view of Rule 12 of the Uttar Pradesh Subordinate Civil
Courts Inferior Establishment Rules, 1995 (in short `the
Rules'), the select list, mentioned as waiting list, should be a
moderate one containing that number of candidates which
was not less than or much excess of the vacancies which
might be available in the year of recruitment or the year
succeeding thereto and this list should be in reasonable
proportion to the notified vacancies. In other words, according
to the respondents, a wait list of the candidates contemplated
under Rule 12 cannot be deemed to be subsisting for a period
beyond the filling up of the notified vacancies. It is also
submitted by the respondents that once all the vacancies were
filled up, the waiting list would stand exhausted. In support
of the above stand, the respondents relied on Office
Memorandum of the State Government dated 31.01.1994 in
which it has been provided that the waiting list should be valid
only for one year.
7) In order to consider the rival claim of both the parties, it is
useful to refer the relevant provisions from the Rules:-
8
Rule 2 (f) defines "Waiting List" as the list of candidates
approved under the rules, for appointment to the various
posts in the establishment.
Rule 4(2) of the Rules lays down the method of recruitment for
Process Servers, Orderlies, Office Peons and Farrashes and
reads thus:
"Rule 4. Method of recruitment.--Recruitment to the following posts in the establishment shall be made-- (1).....
(2) Process servers, orderly peons, office peons and farrashes.--(a) by appointment of candidates on the waiting list prepared under rule 12 or,
(b) by transfer from one post to another according to suitability.
(3) ....."
As per Rule 5, all appointments to the establishment in a
Judgeship shall be made by the District Judge.
Rule 12 is very relevant for our purpose which reads as under:
"12. Waiting List--(i) A waiting list of candidates shall be maintained for each Judgeship for the posts of process servers, orderlies, office peons and farrashes. No waiting list shall be maintaind for chaukidars, malis, sweepers and waterman.
(ii) The waiting list should be of reasonable dimensions and be revised from time to time with a view to removing there from the names of--
(a) all such candidates as are not likely to receive appointments before attaining the maximum age prescribed in Rule 8, and
(b) such candidates as are found guilty of insubordination, misbehaviour or dishonesty in the discharge of their
9 duties in temporary or officiating vacancies, after giving them necessary opportunities to explain their conduct.
Note--The order of names in the waiting list shall be in the order in which the candidates are admitted to it but the District Judge may at the time of appointment, choose from the list the most suitable of all the candidates for reasons to be recorded in writing."
8) The advertisement dated 17.08.2000 makes it clear that a
waiting list for the post of Tamola Dahak Orderly, Peons and
Farrash in the pay scale of Rs. 2550-3200/- for District Court,
Mahoba is to be prepared. In view of the same, applications
from eligible candidates were invited in the prescribed format
and the same has to be submitted to the Office of Senior
Administrative Officer of District Judge, Mahoba. The
advertisement further shows that the candidates will be
interviewed on 11.09.2000 at District Court, Mahoba. The
eligibility conditions for the said posts were that the
candidates should be at least 8th, should be an Indian citizen,
capable of writing and reading english words and figures and
should not be less than 18 years and more than 35 years as
on 31.09.2000. There is no dispute that all the three
appellants satisfied the eligibility conditions. The list of
selected candidates interviewed during 11.09.2000 to
1 15.09.2000 in District Court, Mahoba was published on
19.09.2000. In that select list, appellants were shown at S.No.
9, 10 and 11. By appointment orders dated 13.08.2001 of
District Judge, Mahoba, the appellants have been appointed to
Class IV posts in the District Court, Mahoba. No doubt, it is
specifically stated that they were appointed in a temporary
capacity in the pay scale of Rs. 2550-3200/- and their
appointment was purely temporary and was terminable at any
time without any prior notice.
9) It is the claim of the respondents before the High Court as
well as before us that since the appellants were appointed
after a period of one year from the date of their selection by
select list dated 19.09.2000, in terms of Government Order as
well as Rule 12, their appointment cannot be sustained since
the wait list stood exhausted on the appointments being made
against the available vacancies on the date of advertisement
i.e., 6 + 1, and therefore, they have no right to claim any
appointment. We are unable to accept the said contention.
We have already noted the date of advertisement and the
vacancies available. The material placed as well as the details
1 available in the order of the learned Single Judge of the High
Court clearly shows that on 20.09.2000, the District Judge
appointed six persons, namely, Sri Shitla Prasad, Shri Anand
Kumar Shukla, Shri Santosh Kumar Saini, Shri Ravi Ranjan
Kumar Gautam and Shri Vinod Kumar Paliwal on these
available six vacancies on the thirty five sanctioned posts (31
at Mahoba and 4 at Charkhari) in the Judgeship. These
factual details were extracted by the learned single Judge in
the order dated 26.11.2005 based on the information supplied
in the counter affidavit of Shri Balendu Singh, Ist Additional
District Judge, Mahoba. The same order further shows that
Shri Prem Narayan at S.No. 7 was left out and was given
appointment as SC candidate on 23.12.2000. Smt. Mamta
Devi at S.No. 8 of the list drawn according to roster was given
appointment on 13.02.2001. It is further recorded that the
candidates at S.Nos. 9 to 12, namely, Shri Naseem Ahmad,
Shri Prakash Chandra, Shri Sohan Lal, (appellants herein),
Shri Rajendra Prasad Gautam were given appointments as
against four vacancies at the outlying court at Charkhari.
1
10) It is clear from the information furnished before the
learned single Judge that the select list of the appellants was
dated 19.09.2000 whereas they were appointed by order dated
13.08.2001 i.e. within one year of the declaration of results.
The order dated 19.09.2003 provides that only the
appointments made after 19.09.2001 were ad hoc. As all the
appellants have been given appointment within one year of
publication of select list dated 19.09.2000, their services
cannot be termed as ad hoc. Even if it is accepted that wait
list is valid only for one year, since the appellants were
appointed well prior to the expiry of the one year, the said
objection cannot be countenanced.
11) About the validity of wait list and the claim of the
respondents that it is valid only for one year, we have already
pointed out that the relevant Rule applicable is Rule 12 which
admittedly does not prescribe any such limitation. Even
though, the High Court has adverted to clarification said to
have been issued by the Government, the fact remains, the
statutory rule i.e. Rule 12, as it existed on the relevant date
did not provide any time limit in regard to the operation of the
1 waiting list. In such circumstances, the claim of the official
respondents that a waiting list of candidates contemplated
under Rule 12 cannot be deemed to be subsisting for a period
beyond the filling up of the notified vacancies for the filling
whereof the list has to be prepared and maintained is not
supported by any statutory Rule and liable to be rejected. It is
true that it cannot be deemed to be operative for an indefinite
period. We have already pointed out that even if we accept
that the life of the wait list is only for one year, inasmuch as
these appellants were appointed by order dated 13.08.2001,
within one year of their selection by the select list dated
19.09.2000, the stand of the respondents is to be rejected and
the service of the appellants has to be treated as regular
service and no adverse order can be passed against them. As
discussed above, the construction of Rule 12 as per
interpretation of the statute would be that its life is not limited
for a particular year since the Rule is very specific and
unambiguous. Wait list gets exhausted only when all duly
selected candidates are given appointments in the light of
Rule 12. As long as the wait list was not exhausted, a fresh
1 list could not be prepared under Rule 12 and the process
initiated by the respondents for advertising fresh posts and
cancelling the wait list by making it as ad hoc is against the
provisions of the Rules.
12) The waiting list was prepared as per Rule 12 and had to
be operated as per Rule 12. The aforesaid Rule 12
contemplates that the waiting list should be of "reasonable
dimension" and be revised from time to time with a view to
removing therefrom the names of such candidates who are
found guilty of insubordination, misbehaviour or dishonesty in
the discharge of their duties in temporary or officiating
vacancies. The wait list is neither a selection list prepared with
reference to specific number of vacancies notified. It is
somewhat peculiar and special. The expression "reasonable
dimension" used in Rule 12 of the aforesaid Rules signifies
that the wait list should be a moderate one containing that
number of candidates which is adequate to meet the vacancies
which might be available within a reasonable period in the
year of recruitment or the year succeeding thereto and this list
should be in reasonable proportion to the notified vacancies.
1 To be more precise, this waiting list should broadly be
correlated to the number of vacancies either available in the
year of recruitment or likely to become available in the
succeeding year and the proportion qua the existing and
anticipated vacancies. It is only in order to obviate the
possibility of the waiting list becoming vitiated on account of
the vice of arbitrariness or illegal discrimination that the
provision contains the Rules which specifically provides for
maintaining a waiting list of a reasonable dimension. The
word `dimension' has to be understood to emphasise the
proportion qua the vacancies which are sought to be filled up.
It is relevant to mention that we have already noted the factual
materials furnished before the learned Judge which was noted
in the order and shows that the sanctioned posts at the
relevant time were 35 i.e. 31 at Mahoba and 4 at Charkhari in
Judgeship. In this factual position, the contrary conclusion
and the interpretation as to expression "reasonable dimension"
cannot be accepted.
13) Under these circumstances, the claim of the appellants
has to be accepted. In the course of hearing, it is brought to
1 our notice that appellant Nos. 1 and 3 i.e., Naseem Ahmad
and Sohan Lal were once again appointed temporarily for one
year by order dated 30.11.2007 as Class IV employees.
However, the appellant No. 2 -Prakash Chandra was not re-
appointed since at that time he was over aged.
1
14) In these circumstances, we hold that appellant Nos. 1 to
3 are deemed to continue in service from the date of initial
selection i.e., 13.08.2001 and for all purpose and service
benefits, the relevant date is date of their initial selection i.e.,
13.08.2001 and they are permitted to continue as per the
Rules applicable. The impugned order of the High Court is set
aside. The appeal is allowed to the extent mentioned above.
No costs.
..........................................J. (R.V. RAVEENDRAN)
..........................................J. (P. SATHASIVAM)
..........................................J. (A.K. PATNAIK)
NEW DELHI;
DECEMBER 10, 2010.
1
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