N. Karthikeyan vs The State Of Tamil Nadu
- Neutral2022 INSC 317
Ratio decidendi
The rule this decision rests on
The Supreme Court held that where two Constitution Bench judgments appear to conflict, the bench must first determine the precise ratio decidendi of each by identifying the specific question that fell for consideration in each case and the legal principle upon which the decision rested, rather than extracting isolated observations from the judgments. The ratio of the Tamil Nadu Medical Officers Association judgment is that the State Legislature has legislative competence under List III Entry 25 of the Seventh Schedule to the Constitution to provide a separate source of entry or reservation for in-service candidates seeking admission to postgraduate degree/diploma medical courses, provided that those admitted through such channel serve the State in rural, tribal and hilly areas for a specified period and execute bonds accordingly. The ratio of the Dr. Preeti Srivastava judgment is that a relaxation of minimum qualifying marks for reserved category candidates that results in a substantial disparity between the qualifying marks of reserved and general category candidates is impermissible at the Super Specialty level, as it would make it difficult for reserved category candidates to perform adequately in the course. The facts in the present case, concerning a separate channel for in-service candidates in Super Specialty courses, are more closely analogous to the facts that fell for consideration in Tamil Nadu Medical Officers Association (which directly addressed State competence to provide such separate channels for postgraduate courses) than to the facts in Dr. Preeti Srivastava (which addressed only the permissibility of lowering qualifying marks with resulting disparity).
Written by Miss Lucy from the judgment below, not taken from a headnote.
Judgment
As delivered
3. Writ Petition (Civil) No.53 of 2022 challenges the validity of
G.O. (Ms.) No. 462 dated 7 th November, 2020, issued by the
Health and Family Welfare (MCA1) Department of the
Government of Tamil Nadu (hereinafter referred to as “the said
G.O.”). The basic contention of the writ petitioners is that the
reservation of 50% Super Specialty seats (DM/M.Ch.) for in
service candidates in Government Medical Colleges in the State
of Tamil Nadu is not permissible in law.
4. Civil Appeal arising out of Special Leave Petition (Civil) No.
2514 of 2022 challenges the judgment and order of the learned
Single Judge of the High Court of Judicature at Madras dated
12th January, 2022, vide which, the said High Court has issued
a direction to the Director of Medical Education, Kilpauk,
Chennai to implement the said G.O. for the academic year
20212022 itself, if there is no legal impediment to do the same.
2
5. This Court vide interim order dated 27 th November, 2020,
passed in Civil Appeal No. 3840 of 2020 1 had directed that the
counselling for admission to Super Specialty Medical Courses
for the academic year 20202021 shall proceed without
providing for reservations to inservice doctors.
6. The writ petitioners as well as the appellants in the
present case have urged this Court to continue the aforesaid
interim order of this Court dated 27 th November, 2020 (supra),
even for the academic year 20212022.
7. Per contra, this request made by the writ
petitioners/appellants is vehemently opposed by the learned
counsels appearing on behalf of the State as well as the in
service candidates.
8. We have, therefore, heard the learned counsels for the
parties on the limited question, as to whether the interim
protection, which was granted for the academic year 2020
1 [Dr. Prerit Sharma & Ors. Versus Dr. Bilu B.S. & Ors.]
3 2021, vide order dated 27th November, 2020 (supra), should
also be continued for the academic year 20212022 or not.
9. We have heard Shri Dushyant Dave, Shri Shyam Divan
and Shri Gopal Sankaranarayanan, learned Senior Counsel
appearing on behalf of the writ petitioners/appellants as well as
Ms. Aishwarya Bhati, learned Additional Solicitor General
(“ASG”) appearing for the Union of India.
10. Shri C.S. Vaidyanathan, learned Senior Counsel and Shri
Amit Anand Tiwari, learned Additional Advocate General
(“AAG”) have made submissions on behalf of the State of Tamil
Nadu and Shri P. Wilson, learned Senior Counsel has argued
on behalf of the inservice doctors.
11. The learned Senior Counsel appearing on behalf of the
writ petitioners/appellants submitted that the ninejudge
Constitution Bench of this Court in the case of Indra Sawhney
& Ors. vs. Union of India & Ors.2 as well as Constitution
Bench of this Court in the case of Dr. Preeti Srivastava and
2 1992 Supp. (3) SCC 217
4 another vs. State of M.P. and others3 have specifically held
that there cannot be any reservation for admission in Super
Specialty courses. It is submitted that NEETSS 2021
Information Bulletin (hereinafter referred to as “NEET
Bulletin”), in clause 10.10, specifically states that, as per
judgment of the Constitution Bench of this Court in Writ
Petition (C) No.350 of 1998, there is no reservation of seats for
Super Specialty (DM/M.Ch.) courses. It is submitted that the
case of Dr. Sweety Bhartiya vs. State of M.P. & Ors., which
is referred to in the NEET Bulletin, is a case which was a part
of the batch of cases disposed of by this Court in the case of
Dr. Preeti Srivastava (supra).
12. The learned Senior Counsel further submitted that since
the matters regarding coordination and determination of
standards in institutions for higher education or research and
scientific and technical institutions are squarely covered by
Item 66 in ListI of the Seventh Schedule to the Constitution of
India, it is the Regulation issued by the Medical Council of 3 (1999) 7 SCC 120
5 India, which would prevail over the said G.O. It is submitted
that the State will have no power to provide reservation of seats
in Super Specialty courses, in view of the stipulation contained
in clause 10.10 of the NEET Bulletin.
13. Shri Dave and Shri Divan further submitted that the
finding of the Constitution Bench of this Court in the case of
Tamil Nadu Medical Officers Association and others vs.
Union of India and others4 to the effect that the States have
legislative competence and authority to provide reservation for
inservice candidates does not lay down a correct proposition of
law. It is submitted that, in view of the judgments of this Court
in the cases of Indra Sawhney (supra), Dr. Preeti Srivastava
(supra) and other cases, it is not at all permissible to provide
reservation for Super Specialty courses. It is submitted that it
is only merit and merit alone which shall weigh while giving
admissions in the Super Specialty courses.
4 (2021) 6 SCC 568 6
14. It is also submitted by Shri Dave and Shri Divan that the
judgment of this Court in the case of Tamil Nadu Medical
Officers Association (supra) is restricted only to postgraduate
degree/diploma courses and cannot be made applicable to
Super Specialty courses. It is, therefore, urged that the interim
order dated 27th November, 2020 (supra), which was passed by
this Court for the academic year 20202021, should also be
continued for the academic year 20212022.
15. Ms. Aishwarya Bhati, learned ASG appearing for the
Union of India supported the request made by the writ
petitioners/appellants and submitted that the stand of the
Union of India was also to continue the interim protection,
which was granted by this Court, vide order dated 27 th
November, 2020 (supra), for the academic year 20202021.
16. Shri C.S. Vaidyanathan, learned Senior Counsel
appearing on behalf of the State of Tamil Nadu, submitted that
this Bench, consisting of two Judges, is bound by the law laid
down by the Constitution Bench in the case of Tamil Nadu
7 Medical Officers Association (supra). It is submitted that the
Constitution Bench in the case of Tamil Nadu Medical
Officers Association (supra) has specifically held that the
State is within its competence to provide reservation for in
service candidates. It is submitted that the Constitution Bench
has specifically held that the State is empowered to provide for
a separate source of entry or reservation for inservice
candidates seeking admission to postgraduate degree/diploma
courses, in view of Schedule VII List III Entry 25 of the
Constitution of India. It is submitted that, it has been held by
this Court that the policy for such a reservation must provide
that, subsequent to obtaining the postgraduate degree by the
inservice doctors concerned through such separate channel,
they must serve the State in the rural, tribal and hilly areas for
a certain amount of years and execute bonds for such sum as
the respective State may consider fit and proper.
17. Shri Vaidyanathan further submitted that on account of
nonavailability of the candidates having degree in super
8 specialization, as many as 49 vacancies for the posts of
Professors/Associate Professors and 58 vacancies for the posts
of Assistant Professors could not be filled. It is submitted that
the channel for admission for inservice candidates/categories
is provided so that inservice candidates would serve the State
Government and that they could be appointed on the vacant
posts of Assistant/Associate Professors and Professors. It is
submitted that if this is not done, there is a danger of a large
number of Super Specialty seats being reduced on account of
nonavailability of the requisite number of faculty.
18. It is further submitted that all the candidates selected
through inservice channels for the Super Specialty courses at
the time of joining are required to execute a bond that they will
serve the Government till their superannuation. It is, therefore,
submitted that, inservice reservation is provided with an
avowed object of getting services of such candidates till their
superannuation. It is submitted that, per contra, if all the
seats are filled in through open channel, prior experience would
9 show that all such candidates would leave after a bond period
of two years or even prior to that by paying the bond money. It
is, therefore, submitted that this will lead to a very dangerous
situation wherein the faculty members would not be available
for Super Specialty seats and the number of such seats would
drastically reduce.
19. Shri Amit Anand Tiwari, learned AAG, submitted that the
stand taken by the Union of India is inconsistent, inasmuch as
the Government of India was already providing separate
entrance examination for postgraduate and Super Specialty
seats and was providing for separate entry for inservice
candidates in the name of ‘sponsored candidates’ (service
candidates of various Government Institutions). He, therefore,
submitted that the Union of India cannot be permitted to take a
contrary view and oppose the separate channel provided for in
service candidates by the State of Tamil Nadu.
20. We clarify that we are passing the present order for the
limited purpose of considering, as to whether the interim order
10 dated 27th November, 2020 (supra), which was granted for the
academic year 20202021, should also be continued for the
academic year 20212022 or not. We further clarify that the
present order is being passed only on prima facie
considerations.
21. No doubt that this Court has passed the interim order
dated 27th November, 2020 (supra), thereby directing that
counselling for admission to Super Specialty medical courses
for the academic year 20202021 shall proceed without
providing for reservation to inservice candidates/doctors. It is
relevant to note that this Court in the interim order dated 27th
November, 2020 (supra), has specifically observed that the
process for admissions to Super Specialty medical courses
started on 3rd August, 2020, and it was made clear to all the
competing candidates that there shall be no reservation to
Super Specialty medical courses. This Court further notes that
the said G.O. was issued on 7th November, 2020, i.e., after the
admission process had begun. It could thus be seen that what
11 weighed with this Court while passing the interim order dated
27th November, 2020 (supra) was that the rules of the game
were changed after the admission process had begun.
However, in the penultimate para, this Court has specifically
clarified that it had not expressed any opinion on the validity of
said G.O. This Court also reiterated that the said direction
would be operative only for the academic year 20202021.
22. Insofar as academic year 20212022 is concerned,
undisputedly, the said G.O. was notified prior to the
commencement of the admission process for the said academic
year.
23. The Constitution Bench in the case of Tamil Nadu
Medical Officers Association (supra) has specifically held that
the State is empowered to provide a separate channel/source of
entry or reservation for admission to postgraduate
degree/diploma medical courses insofar as inservice
candidates are concerned.
12
24. It will not be out of place to mention that this Bench is
sitting in a combination of two Judges. Strong reliance has
been placed on behalf of the writ petitioners/appellants on the
Constitution Bench judgment in the case of Dr. Preeti
Srivastava (supra). With equal vehemence, reliance is placed
by the State of Tamil Nadu and the inservice
candidates/doctors on the Constitution Bench judgment in the
case of Tamil Nadu Medical Officers Association (supra). As
such, we are faced with a challenge as to which of these two
Constitution Bench judgments should guide us while
considering the question, as to whether the interim protection
as was granted for the academic year 20202021 also needs to
be continued or not for the academic year 20212022.
25. In the case of Dr. Preeti Srivastava (supra), the question
that fell for consideration before the Constitution Bench was, as
to whether any type of relaxation would be permissible at the
Super Specialty level. In the said case, the minimum qualifying
marks for the general category candidates were 45%. However,
13 the minimum qualifying marks for the reserved category
candidates were lowered down to 20%. In this situation, this
Court found that this would make it difficult for the reserved
category candidates to bring their performance on par with the
general category candidates in the course of postgraduate
studies. This Court, therefore, found that lowering the
qualifying criteria for reserved category candidates, thereby
resulting in great disparity of qualifying marks between a
general category candidate on one hand and a reserved
category candidate on the other hand, was not permissible.
26. However, in the case of Tamil Nadu Medical Officers
Association (supra), the question, as to whether the States
have legislative competence to provide for a separate source of
entry or reservation for inservice candidates seeking admission
to postgraduate degree/diploma medical courses, directly fell
for consideration before the Constitution Bench. The
conclusions in the judgment of M.R. Shah, J. in the said case
are as under:
14
“Conclusions
23. The sum and substance of the above discussion and conjoint reading of the decisions referred to and discussed hereinabove, our conclusions are as under:
23.1. That List I Entry 66 is a specific entry having a very limited scope.
23.2. It deals with “coordination and determination of standards” in higher education.
23.3. The words “coordination and determination of standards would mean laying down the said standards.
23.4. The Medical Council of India which has been constituted under the provisions of the Indian Medical Council Act, 1956 is the creature of the statute in exercise of powers under List I Entry 66 and has no power to make any provision for reservation, more particularly, for inservice candidates by the States concerned, in exercise of powers under List III Entry 25.
23.5. That Regulation 9 of the MCI Regulations, 2000 does not deal with and/or make provisions for reservation and/or affect the legislative competence and authority of the States concerned to make reservation and/or make special provision
15 like the provision providing for a separate source of entry for inservice candidates seeking admission to postgraduate degree courses and therefore the States concerned to be within their authority and/or legislative competence to provide for a separate source of entry for inservice candidates seeking admission to postgraduate degree courses in exercise of powers under List III Entry 25.
23.6. If it is held that Regulation 9, more particularly, Regulation 9(IV) deals with reservation for inservice candidates, in that case, it will be ultra vires of the Indian Medical Council Act, 1956 and it will be beyond the legislative competence under List I Entry 66.
23.7. Regulation 9 of the MCI Regulations, 2000 to the extent tinkering with reservation provided by the State for in service candidates is ultra vires on the ground that it is arbitrary, discriminatory and violative of Articles 14 and 21 of the Constitution of India.
23.8. That the State has the legislative competence and/or authority to provide for a separate source of entry for inservice candidates seeking admission to postgraduate degree/diploma courses, in exercise of powers under List III Entry 25.
However, it is observed that the policy must
16 provide that subsequent to obtaining the postgraduate degree by the inservice doctors concerned obtaining entry in degree courses through such separate channel serve the State in the rural, tribal and hilly areas at least for five years after obtaining the degree/diploma and for that they will execute bonds for such sum the respective States may consider fit and proper.
23.9. It is specifically observed and clarified that the present decision shall operate prospectively and any admissions given earlier taking a contrary view shall not be affected by this judgment.”
27. The conclusions in the judgment of Aniruddha Bose, J. in
the said case read thus:
“95. Because of these reasons, we hold that there is no bar in Regulation 9 of the MCI Postgraduate Medical Education Regulations, 2000 as it prevailed on 152 2012 and subsequently amended on 54 2018 on individual States in providing for reservation of inservice doctors for admission into postgraduate medical degree courses. But to take benefit of such separate entry channel, the aspiring in service doctors must clear NEET examination with the minimum prescribed
17 marks as stipulated in the 2000 Regulations.
96. We respectfully differ from the views expressed by the Bench of three Hon'ble Judges of this Court in State of U.P. v. Dinesh Singh Chauhan [State of U.P. v. Dinesh Singh Chauhan, (2016) 9 SCC 749 : 8 SCEC 219] to the extent it has been held in the said decision that reservation for the said category of inservice doctors by the State would be contrary to the provisions of the 2000 Regulations. In our opinion, that is not the correct view under the Constitution.
The reference is answered accordingly.
97. We also expect that the statutory instruments of the respective State Governments providing for such separate channel of entry should make a minimum service in rural or remote or difficult areas for a specified period mandatory before a candidate could seek admission through such separate channel and also subsequent to obtaining the degree. On completion of the course, to ensure the successful candidates serve in such areas, the State shall formulate a policy of making the in service doctors who obtain entry in postgraduate medical degree courses through independent inservice channel execute bonds for such sum the respective States may consider fit and proper.”
18
28. The question that is required to be decided in the present
batch of cases is, as to whether the said G.O. which provided
for 50% reservation for admission in Super Specialty
courses/seats is permissible in law or not.
29. The Constitution Bench in the case of Tamil Nadu
Medical Officers Association (supra) clearly holds that it is
within the competence of the State Legislature to provide
separate channel/source of entry or reservation for inservice
candidates seeking admission to postgraduate degree/diploma
medical courses. Though, it is sought to be urged on behalf of
the writ petitioners/appellants that the judgment of the
Constitution Bench in the case of Tamil Nadu Medical
Officers Association (supra) deals only with the postgraduate
degree/diploma medical courses and cannot be made
applicable to Super Specialty courses, and that the present
cases would be governed by the Constitution Bench judgment
in the case of Dr. Preeti Srivastava (supra); we find it, at least
19 prima facie, difficult to accept the said proposition made on
behalf of the writ petitioners/appellants.
30. As to what is ratio decidendi has been succinctly explained
by this Court in the case of Regional Manager and Another
vs. Pawan Kumar Dubey5 as under:
“7..........Indeed, we do not think that the principles of law declared and applied so often have really changed. But, the application of the same law to the differing circumstances and facts of various cases which have come up to this Court could create the impression sometimes that there is some conflict between different decisions of this Court. Even where there appears to be some conflict, it would, we think, vanish when the ratio decidendi of each case is correctly understood. It is the rule deducible from the application of law to the facts and circumstances of a case which constitutes its ratio decidendi and not some conclusion based upon facts which may appear to be similar. One additional or different fact can make a world of difference between conclusions in two cases even when the same principles are applied in each case to similar facts.”
5 (1976) 3 SCC 334
20
31. It would also be relevant to refer to the following
observations of this Court in the case of Union of India and
Others vs. Dhanwanti Devi and Others6:
“9........... It is not everything said by a judge while giving judgment that constitutes a precedent. The only thing in a Judge's decision binding a party is the principle upon which the case is decided and for this reason it is important to analyse a decision and isolate from it the ratio decidendi. According to the wellsettled theory of precedents, every decision contains three basic postulates (i) findings of material facts, direct and inferential. An inferential finding of facts is the inference which the Judge draws from the direct, or perceptible facts; (ii) statements of the principles of law applicable to the legal problems disclosed by the facts; and
(iii) judgment based on the combined effect of the above. A decision is only an authority for what it actually decides.
What is of the essence in a decision is its ratio and not every observation found therein nor what logically follows from the various observations made in the judgment. Every judgment must be read as applicable to the particular facts proved, or assumed to be proved, since 6 (1996) 6 SCC 44
21 the generality of the expressions which may be found there is not intended to be exposition of the whole law, but governed and qualified by the particular facts of the case in which such expressions are to be found. It would, therefore, be not profitable to extract a sentence here and there from the judgment and to build upon it because the essence of the decision is its ratio and not every observation found therein. The enunciation of the reason or principle on which a question before a court has been decided is alone binding as a precedent. The concrete decision alone is binding between the parties to it, but it is the abstract ratio decidendi, ascertained on a consideration of the judgment in relation to the subject matter of the decision, which alone has the force of law and which, when it is clear what it was, is binding. It is only the principle laid down in the judgment that is binding law under Article 141 of the Constitution. A deliberate judicial decision arrived at after hearing an argument on a question which arises in the case or is put in issue may constitute a precedent, no matter for what reason, and the precedent by long recognition may mature into rule of stare decisis. It is the rule deductible from the application of law to the facts and circumstances of the case which constitutes its ratio decidendi.”
22
32. At the cost of repetition, we may state that the issue
involved in the case of Dr. Preeti Srivastava (supra) was, as to
whether a relaxation can be provided insofar as minimum
qualifying marks are concerned to the reserved category
candidates, resulting in a huge disparity of qualifying marks for
the reserved category candidates as against the general
category candidates. The question, as to whether a reservation
or a separate channel for admission can be provided to the in
service candidates did not fall for consideration in the case of
Dr. Preeti Srivastava (supra).
33. As against this, in the case of Tamil Nadu Medical
Officers Association (supra), a direct question, as to whether
the State was competent to provide reservation by a separate
channel for inservice candidates seeking admission to
postgraduate degree/diploma medical courses was permissible
or not, fell for consideration before the Constitution Bench.
The Constitution Bench in the case of Tamil Nadu Medical
Officers Association (supra) has held that insofar as
23 admission to postgraduate courses are concerned, it is within
the competence of the State Legislature to do so.
34. As such, we find that the facts in the present case are
much nearer to the facts that fell for consideration in the case
of Tamil Nadu Medical Officers Association (supra). We are
also of the prima facie view that the facts that fell for
consideration in the case of Dr. Preeti Srivastava (supra) were
distinct from the facts that fall for consideration in the present
case. We are, therefore, of the considered view that taking into
consideration the principles of judicial discipline and judicial
propriety, we should be guided by the judgment of the
Constitution Bench in the case of Tamil Nadu Medical
Officers Association (supra) rather than the judgment of the
Constitution Bench in the case of Dr. Preeti Srivastava
(supra).
35. We are, therefore, of the view that no case is made out for
continuing the interim protection which was granted for the
academic year 20202021 vide interim order dated 27th
24 November, 2020 (supra) and thus, we reject the prayer in that
regard. Needless to say that the State of Tamil Nadu would be
at liberty to continue the counselling for academic year 2021
2022 by taking into consideration the reservation provided by it
as per the said G.O.
36. List the matters for hearing after vacations.
…..….......................J. [L. NAGESWARA RAO ]
…….........................J. [B.R. GAVAI]
NEW DELHI;
MARCH 16, 2022
25
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