Khem Singh vs State of Uttarakhand
- Neutral2025 INSC 1024
- SCR[2025] 7 SCR 2108
Ratio decidendi
The rule this decision rests on
1. A legal heir of a deceased victim who has suffered loss or injury from an offence, or a legal heir of such a legal heir (the guardian or legal heir as defined in Section 2(wa) of the CrPC), may file an appeal against acquittal under the proviso to Section 372 of the Code of Criminal Procedure, and the expression "right to prefer an appeal" includes the right to prosecute such appeal, including by substitution following the original appellant's death. 2. Where an appeal has been filed by a victim under the proviso to Section 372 of the Code of Criminal Procedure and the appellant dies during pendency, the legal heir of that appellant may apply for substitution and continuation of the appeal within the framework of that provision, and such application is not governed by Section 394(2) of the Code of Criminal Procedure which deals with abatement of appeals filed under Sections 377 and 378. 3. An appellate court exercising jurisdiction over a criminal appeal against conviction must independently evaluate the evidence on record, including medical evidence, statements of victims and witnesses, and the defence version, to determine whether the prosecution has established its case beyond reasonable doubt; a judgment that reverses a conviction without discussing or marshalling the evidence on record violates the appellate court's duty to apply independent mind to the case and is liable to be set aside and the matter remanded for reconsideration. 4. The statutory proviso to Section 372 of the Code of Criminal Procedure, providing the victim an independent right to appeal without conditions precedent such as those in Section 378(4), must be given effect to and is not circumscribed by the provisions governing appeals by the State or by complainants who are not victims.
Written by Miss Lucy from the judgment below, not taken from a headnote.
Judgment
As delivered
2025 INSC 1024 REPORTABLE
IN THE SUPREME COURT OF INDIA
CRIMINAL APPELLATE JURISDICTION
CRIMINAL APPEAL NOS.1330-1332 OF 2017
KHEM SINGH (D) THROUGH LRs ...APPELLANT(S)
VERSUS
STATE OF UTTARANCHAL (NOW STATE OF UTTARAKHAND) & ANOTHER ETC. …RESPONDENTS
JUDGMENT
NAGARATHNA, J.
Being aggrieved by the common judgment dated 12.09.2012
passed in Criminal Appeal Nos.254 of 2004, 258 of 2004, 259 of
2004 by the High Court of Uttarakhand at Nainital, the original
appellant Khem Singh S/o Tarachand preferred these Special
Leave Petitions before this Court. By order dated 06.07.2017,
leave was granted by this Court and consequently, the Special Signature Not Verified Digitally signed by BORRA LM VALLI Date: 2025.08.22
Leave Petitions have been converted to these Criminal Appeals. 18:03:05 IST Reason:
Page 1 of 66
Facts in Brief:
2. For ease of reference, the private respondents herein,
namely, i) Anil @ Neelu; ii) Pramod; and iii) Ashok, who were
accused Nos. 4, 3 and 2 respectively in S.T. No.133/1993 in the
Court of Addl. District & Sessions Judge, Haridwar (henceforth
“Sessions Court”), are henceforth referred to as ‘respondents-
accused’. The other accused in S.T. No.133/1993, who were
acquitted by the Sessions Court, are referred to as ‘other
accused’.
2.1 Briefly stated, the facts of the case according to the
prosecution are that there was a long-standing previous enmity
between the respondents-accused and other accused and the
original informant and others. On 08.12.1992, there was some
heated exchange between them. The next day, i.e. on 09.12.1992,
at about 08.00 A.M., informant Tara Chand (P.W.1), his brother
Virendra Singh, and P.W.1’s son Khem Singh (P.W.3) were
attacked by the respondents-accused and the other accused using
guns, sharp weapons, and bricks. As a result, Virendra Singh
passed away, and P.W.1 and P.W.3 sustained injuries. On the
Page 2 of 66 arrival of villagers, all the accused managed to escape.
2.2 The specific roles attributed to the respondents-accused are
that: i) Accused No.2, Ashok, fired on Virendra Singh using a gun;
ii) Accused No.3, Pramod, fired on P.W.3 using a gun; and iii)
Accused No.4, Anil @ Neelu, fired on Smt. Mithilesh, wife of P.W.3.
On a complaint given by P.W.1 Tara Chand, Case Crime
No.547/92 dated 09.12.1992 was registered at P.S. Jwalapur,
District Haridwar against all the accused persons. The
respondents-accused were charged under Sections 148, 452, 302,
307, 149, 326, and 149 of the Indian Penal Code, 1860
(hereinafter, “IPC”).
2.3 After examining all the material witnesses and after
hearing both the parties, the Sessions Court, vide judgment and
order dated 02.08.2004/04.08.2004 acquitted the other accused
on the ground that the role assigned to them was not fully proved.
However, the Sessions Court found that the case against the
respondents-accused was fully proved beyond all reasonable
doubt. The sentence passed against the respondents-accused is
as follows:
Page 3 of 66
Name of IPC Section Punishment granted [R.I. – Punishment in the found guilty Rigorous Imprisonment; S.I. – default of fine Accused of Simple Imprisonment]
S.302 R.I. for life + Rs.1000 fine One month S.I. Ashok (A2) Ss.307/34 Five years R.I. + Rs. 1000 fine S.452 One month R.I. + Rs.1000 fine for each offence Pramod (A3) Ss.302/34 R.I. for life + Rs.1000 fine One month S.I. & Anil @ S.307 Five years R.I. + Rs. 1000 fine Neelu (A4) S.452 One month R.I. + Rs.1000 fine for each offence
2.4 Being aggrieved by the judgment and order of the Sessions
Court, the respondents-accused preferred Criminal Appeal
Nos.254, 258 and 259 of 2004 before the High Court of
Uttarakhand at Nainital. The High Court, vide common impugned
judgment and order dated 12.09.2012, allowed the criminal
appeals filed by the respondents-accused.
2.5 The second respondent in Criminal Appeal No.1330 of
2017 was appellant/Accused No.4-Anil @ Neelu in Criminal
Appeal No.254 of 2004 before the High Court. The second
respondent in Criminal Appeal No.1331 of 2017 was
appellant/accused No.3-Pramod in Criminal Appeal No.258 of
2004 before the High Court. The second respondent in Criminal
Appeal No.1332 of 2017 was appellant/accused No.2-Kali Ram in
Criminal No.259 of 2004 before the High Court. For ease of
reference, henceforth the second respondent in these appeals,
Page 4 of 66 who are accused Nos.4, 3 and 2 respectively, are referred to as
accused in these appeals. The State’s Appeal No.47 of 2008 was
also disposed of by the High Court along with the aforesaid
appeals.
INTERLOCUTORY APPLICATION NOS.11322/2025, 11329/2025 & 131604 OF 2025 IN CRIMINAL APPEAL NOS.1330-1332 OF 2017:
2.6 During the pendency of these appeals, son of original
appellant-Khem Singh (since deceased) - Raj Kumar filed an
application seeking setting aside of the abatement and for
substitution. Consequently, IA No.11322/2025 (application for
seeking setting aside of the abatement), IA No.11329/2025
(application seeking condonation of delay in filing application for
setting aside of abatement), and IA No.131604/2024 (application
for substitution) have been preferred.
Submissions:
3. Learned counsel for the applicant contended that having
regard to the proviso to Section 372 of the Code of Criminal
Procedure, 1973 (for short, “CrPC”), the substitution applications
may be allowed by condoning the delay in filing the said
Page 5 of 66 application. He further contended that the original appellant was
aggrieved by the acquittal of accused Nos.4, 3 and 2 respectively
by the High Court when, in fact, they had been convicted and
sentenced to life imprisonment and fine by the Sessions Court
and hence, the original appellant herein preferred these appeals.
3.1 It was also brought to our notice that these appeals assume
significance due to the fact that the State has not preferred any
appeal as against the judgment and order of acquittal passed by
the High Court by way of the impugned judgment and order. In
the circumstances, in view of the proviso to Section 372 CrPC as
well as the definition of ‘Victim’ laid down under Section 2(wa) of
CrPC as well as the principles adumbrated by the Constitution
Bench of this Court in PSR Sadhanantham vs. Arunachalam
(1980) 3 SCC 141 (“PSR Sadhanantham”), the substitution
applications may be allowed; the abatement may be set aside; the
delay in filing the applications for seeking setting aside of the
abatement may be condoned and the applicant may be
substituted in place of the original appellant and the appeals may
be heard on merits.
Page 6 of 66 3.2 In this regard, learned counsel for the applicant also
submitted that the proviso to Section 372 CrPC which has the
expression ‘the right to prefer an appeal’ would also include ‘the
right to prosecute an appeal’. In the circumstances, the right to
prosecute an appeal given to a legal heir of the victim must also
be construed to extend to a case where the legal heir of the
original appellant, who was also an injured victim in the instant
case must be brought on record. Moreover, the applicant is also
an injured victim. It was contended that the delay in filing the
applications for setting aside of the abatement and in filing the
application for substitution was owing to the long pendency of
these appeals before this Court as well as due to bona fide
reasons. In this regard, learned counsel for the applicant
submitted that the reason as to why the applications have to be
allowed in these cases is also owing to the fact that the High
Court, by the impugned judgment, which is a cryptic one as is
evident by the manner in which the same has been written, has
allowed the appeals filed by the accused and consequently
acquitted them. In the circumstances, the applications may be
allowed and in the place of the original appellant, who is since
Page 7 of 66 deceased, the applicant, his son, who is also an injured victim
may be substituted so as to prosecute these appeals.
3.3 Per contra, learned senior counsel and learned counsel for
the respondent(s) vehemently objected to the applications being
allowed. In this regard, they drew our attention to Section 394
CrPC and contended that although the said provision refers to an
appeal filed against a conviction, sub-section (1) of Section 394
CrPC deals with abatement of an appeal on the death of an
accused when the appeal was filed under Sections 377 or 378
CrPC. The expression, “every other appeal under this Chapter” in
sub-section (2) of Section 394 CrPC is significant inasmuch as
the said sub-section lays down that apart from an appeal filed
under Section 377 or Section 378 CrPC, every other appeal under
the Chapter shall finally abate on the death of the appellant; that
the CrPC has not defined the expression “appellant”, and it could
be either a victim or a complainant, who is the appellant, or it
could also be the convict or the accused who is an appellant; that
the proviso expressly deals with a case where the accused or the
convict is the appellant and if he dies during the pendency of the
Page 8 of 66 appeal, the legal heirs of such an accused can be brought on
record to continue the appeal and they can seek an acquittal if
the appeal had been filed under Section 377 or Section 378 CrPC
or on any other ground. However, the said proviso does not extend
to a case where an appeal is filed by a victim or a legal heir of a
victim under the proviso to Section 372 CrPC. It was further
submitted that the expression ‘near relative’ in the proviso to sub-
section (2) of Section 394 CrPC is of a wider connotation to
include a parent, spouse, lineal descendant, brother or sister, but
such an expression cannot be applied in the case of substitution
of an original victim who had preferred an appeal on his demise
during the pendency of his appeal.
3.4 In the above circumstances, they contended that the
applications may be dismissed. Consequently, the appeal may
also be dismissed as having abated since the original appellant
has died during the pendency of the appeals before this Court.
Points for Consideration:
4. Having heard learned counsel for the parties, the following
points arise for our consideration:
Page 9 of 66
(a) Whether the applicant is entitled to be substituted
in place of the original appellant so as to continue
to prosecute these appeals?
(b) What order?
5. We have considered the arguments advanced at the bar in
light of the provisions of the CrPC. It is noted that while Sections
377 and 378 CrPC were on the statute book even at the time of
the enforcement of the CrPC, on the basis of the reports of the
Law Commission, an amendment was made to Section 372 CrPC
by insertion of the proviso thereto with effect from 31.12.2009.
Consequently, the definition of ‘victim’ was also inserted to
Section 2(wa) of CrPC which reads as under:
“2(wa)-"victim" means a person who has suffered any loss or injury caused by reason of the act or omission for which the accused person has been charged and the expression "victim" includes his or her guardian or legal heir;”
5.1 Simultaneously, proviso to Section 372 CrPC was inserted
which reads as under:
“372. No appeal to lie unless otherwise provided.- No appeal shall lie from any judgment or order of a Criminal
Page 10 of 66 Court except as provided for by this Code or by any other law for the time being in force.
Provided that the victim shall have a right to prefer an appeal against any order passed by the Court acquitting the accused or convicting for a lesser offence or imposing inadequate compensation, and such appeal shall lie to the Court to which an appeal ordinarily lies against the order of conviction of such Court.”
5.2 A conjoint reading of the proviso to Section 372 CrPC in
light of the definition in Section 2(wa) of CrPC, would lead to the
conclusion that the expression ‘victim’ is not restricted to any
person who has suffered any loss or injury caused by reason of
the act or omission for which the accused person has been
charged. It also includes a person who is a guardian or legal heir
of a victim as defined above.
5.3 In the instant cases, the legal heir of the injured victim and
himself being an injured victim had preferred these appeals as he
had every right to do so particularly having regard to amendment
made to the CrPC with effect from 31.12.2009 by insertion of the
proviso to Section 372 CrPC. However, the contentious issue in
these cases is, whether a legal heir of a legal heir, who had
preferred these appeals, could also continue to prosecute these
Page 11 of 66 appeals as during the pendency of these appeals the original
appellant has died. We are considering this issue irrespective of
the fact that the applicant who seeks substitution as an appellant
in these appeals is himself an injured victim in the incident and
in his own right could have filed appeals against the acquittal of
the accused. However, he has filed the applications for
substitution in place of his father as a legal heir of an injured
victim, the original appellant in these appeals.
5.4 We have considered the arguments advanced at the bar in
light of the amendment made to Section 372 CrPC and also the
insertion of the expression ‘Victim’ by way of a definition clause to
Section 2 of the Act extracted above and generally in light of
Article 14 of the Constitution including the right to equal
opportunity before law and right to access to justice.
6. In Mallikarjun Kodagali (dead) represented through
Legal representatives vs. State of Karnataka, (2019) 2 SCC
752 (“Mallikarjun Kodagali”), there is a reference to four
reports that have dealt with the rights of victims of crime and the
remedies available to them. The same may be briefly discussed as
Page 12 of 66 under:
i. The first report is the 154 th Report of the Law Commission of
India of August, 1996. The said Report touched upon, inter
alia, compensation to be paid to the victim of crime, their re-
habilitation, etc. ii. In March 2003, Justice Malimath Committee submitted its
report on ‘Reforms of Criminal Justice System’. Paragraph 2.21
in the Chapter on Adversarial Rights under the sub-heading
of ‘Victims Right to Appeal’, states as under:
"2.21. The victim or his representative who is a party to the trial should have a right to prefer an appeal against any adverse order passed by the trial court. In such an appeal he could challenge the acquittal, or conviction for a lesser offence or inadequacy of sen- tence, or in regard to compensation payable to the victim. The appellate court should have the same powers as the trial court in regard to assessment of evidence and awarding of sentence."
There is also discussion on other rights of victims under
the Chapter titled, ‘Justice to Victims’. In paragraph 6.(14)(v),
Justice Malimath Committee made the following recommend-
ations:
"6. (14)(v) The victim shall have a right to prefer an appeal against any adverse order passed by the court acquitting the accused, convicting for a lesser of- fence, imposing inadequate sentence, or granting in- adequate compensation. Such appeal shall lie to the
Page 13 of 66 court to which an appeal ordinarily lies against the order of conviction of such court."
iii. In July 2007, a Report of the Committee on the Draft National
Policy on Criminal Justice was submitted which is also known
as ‘Professor Madhava Menon Committee Report’. Observa-
tions with regard to providing victim-oriented criminal justice
and a balance between the constitutional rights of an ac-
cused and victim of crime have been discussed. One of the
suggestions made is that the victim must be impleaded in the
trial proceedings so that such a party would have a right to
file an appeal against an adverse order, particularly an order
of acquittal.
iv. In the 221st Report of the Law Commission of India submitted
in April, 2009, it has been noted that as the law then stood,
an aggrieved person could not file an appeal against an order
of acquittal. However, a revision petition could be filed. Noting
that the powers of a revisional court are limited and the pro-
cess involved is cumbersome, a recommendation was made by
the Law Commission that as against an order of acquittal
passed by a Magistrate, a victim should be entitled to file an
appeal before the revisional court. Similarly, in complaint
Page 14 of 66 cases, the appeal should be provided to the Sessions Court
instead of the High Court. However, it was suggested that the
aggrieved person or complainant should have the right to
prefer an appeal with the leave of the appellate court.
v. It was further recommended that Section 378 CrPC requires
an amendment with a view to enable filing of appeals in com-
plaint cases also in the Sessions Court, of course, subject to
the grant of special leave by it. Limited scope of powers of a
revisional court under Section 401 CrPC was taken note of
and it was suggested that there is a need to amend the CrPC.
6.1 Taking note of the aforesaid reports, an amendment was
brought to Section 372 CrPC with effect from 31.12.2009 by
adding a proviso thereto.
6.2 The decisions of the Full Benches of the High Courts in
the matter of interpretation of the proviso to Section 372 CrPC are
highlighted by this Court in the case of Mallikarjun Kodagali.
There are also Division Bench decisions of the High Courts taking
different views.
Page 15 of 66 Mallikarjun Kodagali:
6.3 This Court in Mallikarjun Kodagali, speaking through
Lokur, J. for himself and Nazeer, J. referred to the Declaration of
the Basic Principles of Justice for Victims of Crime and Abuse of
Power adopted by the General Assembly of the United Nations in
the 96th Plenary Session on 29.11.1985. It was observed in para-
graphs 74, 75 & 76 as under:
“74. Putting the Declaration to practice, it is quite obvi- ous that the victim of an offence is entitled to a variety of rights. Access to mechanisms of justice and redress through formal procedures as provided for in national le- gislation, must include the right to file an appeal against an order of acquittal in a case such as the one that we are presently concerned with. Considered in this light, there is no doubt that the proviso to Section 372 CrPC must be given life, to benefit the victim of an offence.
75. Under the circumstances, on the basis of the plain language of the law and also as interpreted by several High Courts and in addition the resolution of the General Assembly of the United Nations, it is quite clear to us that a victim as defined in Section 2(wa) CrPC would be en-
titled to file an appeal before the Court to which an ap- peal ordinarily lies against the order of conviction. …
76. … The language of the proviso to Section 372 CrPC is quite clear, particularly when it is contrasted with the language of Section 378(4) CrPC. The text of this provi- sion is quite clear and it is confined to an order of acquit- tal passed in a case instituted upon a complaint. The word “complaint” has been defined in Section 2(d) CrPC and refers to any allegation made orally or in writing to a Magistrate. This has nothing to do with the lodging or the
Page 16 of 66 registration of an FIR, and therefore it is not at all neces-
sary to consider the effect of a victim being the complain- ant as far as the proviso to Section 372 CrPC is con- cerned.”
6.4 Consequently, the appeals in the said case were allowed
and the judgment and order of the High Court was set aside and
the matter was remanded to the High Court to hear and decide
the appeal against the judgment and order of acquittal once
again.
Analysis of the Relevant Provisions of CrPC:
7. Section 2 CrPC is the definition clause under which relevant
definitions are extracted as under:
“2. Definitions.—In this Code, unless the context other- wise requires,— xxx
(d) “complaint” means any allegation made orally or in writing to a Magistrate, with a view to his taking action under this Code, that some person, whether known or unknown, has committed an offence, but does not in-
clude a police report.
Explanation.—A report made by a police officer in a case which discloses, after investigation, the commission of a non-cognizable offence shall be deemed to be a com- plaint; and the police officer by whom such report is made shall be deemed to be the complainant;
xxx
Page 17 of 66
(n) “offence” means any act or omission made punishable by any law for the time being in force and includes any act in respect of which a complaint may be made under section 20 of the Cattle Trespass Act, 1871 (1 of 1871);
xxx
24. Public Prosecutors.-
xxx (8) The Central Government or the State Government may appoint, for the purposes of any case or class of cases, a person who has been in practice as an advocate for not less than ten years as a Special Public Prosecutor:
Provided that the Court may permit the victim to engage an advocate of his choice to assist the prosecution under this sub-section.
CHAPTER XXIX APPEALS
372. No appeal to lie unless otherwise provided.—No appeal shall lie from any judgment or order of a Criminal Court except as provided for by this Code by any other law for the time being in force:
Provided that the victim shall have a right to prefer an appeal against any order passed by the Court acquitting the accused or convicting for a lesser offence or imposing inadequate compensation, and such appeal shall lie to the Court to which an appeal ordinarily lies against the order of conviction of such Court.
xxx
377. Appeal by the State Government against sen-
tence.—(1) Save as otherwise provided in sub-section (2), the State Government may, in any case of conviction on a trial held by any Court other than a High Court, direct the Public Prosecutor to present an appeal against the sentence on the ground of its inadequacy—
Page 18 of 66
(a) to the Court of Session, if the sentence is passed by the Magistrate; and
(b) to the High Court, if the sentence is passed by any other Court.
(2) If such conviction is in a case in which the offence has been investigated by the Delhi Special Police Establish- ment, constituted under the Delhi Special Police Estab- lishment Act, 1946 (25 of 1946), or by any other agency empowered to make investigation into an offence under any Central Act other than this Code, the Central Gov- ernment may also direct the Public Prosecutor to present an appeal against the sentence on the ground of its inad- equacy—
(a) to the Court of Session, if the sentence is passed by the Magistrate; and
(b) to the High Court, if the sentence is passed by any other Court.
(3) When an appeal has been filed against the sentence on the ground of its inadequacy, the Court of Session or, as the case may be, the High Court shall not enhance the sentence except after giving to the accused a reasonable opportunity of showing cause against such enhancement and while showing cause, the accused may plead for his acquittal or for the reduction of the sentence. (4) When an appeal has been filed against a sentence passed under section 376, section 376A, section 376AB, section 376B, section 376C, section 376D, section 376DA, section 376DB or section 376E of the Indian Penal Code (45 of 1860), the appeal shall be disposed of within a period of six months from the date of filing of such appeal.
378. Appeal in case of acquittal.—(1) Save as otherwise provided in sub-section (2), and subject to the provisions of sub-sections (3) and (5),—
Page 19 of 66
(a) the District Magistrate may, in any case, direct the Public Prosecutor to present an appeal to the Court of Session from an order of acquittal passed by a Ma- gistrate in respect of a cognizable and non-bailable offence;
(b) the State Government may, in any case, direct the Public Prosecutor to present an appeal to the High Court from an original or appellate order of acquittal passed by any Court other than a High Court not be- ing an order under clause (a) or an order of acquittal passed by the Court of Session in revision.
(2) If such an order of acquittal is passed in any case in which the offence has been investigated by the Delhi Spe- cial Police Establishment constituted under the Delhi Special Police Establishment Act, 1946 (25 of 1946), or by any other agency empowered to make investigation into an offence under any Central Act other than this Code, the Central Government may, subject to the provisions of sub-section (3), also direct the Public Prosecutor to present an appeal—
(a) to the Court of Session, from an order of acquittal passed by a Magistrate in respect of a cognizable and non-bailable offence;
(b) to the High Court from an original or appellate order of an acquittal passed by any Court other than a High Court not being an order under clause (a) or an order of acquittal passed by the Court of Session in revision.
(3) No appeal to the High Court under sub-section (1) or sub-section (2) shall be entertained except with the leave of the High Court.
(4) If such an order of acquittal is passed in any case in- stituted upon complaint and the High Court, on an ap- plication made to it by the complainant in this behalf, grants special leave to appeal from the order of acquittal,
Page 20 of 66 the complainant may present such an appeal to the High Court.
(5) No application under sub-section (4) for the grant of special leave to appeal from an order of acquittal shall be entertained by the High Court after the expiry of six months, where the complainant is a public servant, and sixty days in every other case, computed from the date of that order of acquittal.
(6) If, in any case, the application under sub-section (4) for the grant of special leave to appeal from an order of acquittal is refused, no appeal from that order of acquit- tal shall lie under sub-section (1) or under sub-section (2).
xxx
386. Powers of the Appellate Court.—After perusing such record and hearing the appellant or his pleader, if he appears, and the Public Prosecutor if he appears, and in case of an appeal under section 377 or section 378, the accused, if he appears, the Appellate Court may, if it considers that there is no sufficient ground for interfer- ing, dismiss the appeal, or may—
(a) in an appeal from an order or acquittal, reverse such order and direct that further inquiry be made, or that the accused be re-tried or committed for trial, as the case may be, or find him guilty and pass sentence on him according to law;
(b) in an appeal from a conviction—
(i) reverse the finding and sentence and acquit or discharge the accused, or order him to be re- tried by a Court of competent jurisdiction sub- ordinate to such Appellate Court or committed for trial, or
(ii) alter the finding, maintaining the sentence, or
(iii) with or without altering the finding, alter the nature or the extent, or the nature and extent,
Page 21 of 66 of the sentence, but not so as to enhance the same—
(c) in an appeal for enhancement of sentence—
(i) reverse the finding and sentence and acquit or discharge the accused or order him to be re-
tried by a Court competent to try the offence, or
(ii) alter the finding maintaining the sentence, or
(iii) with or without altering the finding, alter the nature or the extent, or, the nature and extent, of the sentence, so as to enhance or reduce the same;
(d) in an appeal from any other order, alter or reverse such order;
(e) make any amendment or any consequential or incid- ental order that may be just or proper:
Provided that the sentence shall not be enhanced un- less the accused has had an opportunity of showing cause against such enhancement:
Provided further that the Appellate Court shall not inflict greater punishment for the offence which in its opinion the accused has committed, than might have been inflicted for that offence by the Court passing the order or sentence under appeal.
394. Abatement of appeals. (1) Every appeal under Section 377 or Section 378 shall finally abate on the death of the accused.
(2) Every other appeal under this Chapter (except an ap- peal from a sentence of fine) shall finally abate on the death of the appellant:
Page 22 of 66
Provided that where the appeal is against a convic-
tion and sentence of death or of imprisonment, and the appellant dies during the pendency of the appeal, any of his near relatives may, within thirty days of the death of the appellant, apply to the Appellate Court for leave to continue the appeal; and if leave is granted, the appeal shall not abate.
Explanation.- In this section, "near relative" means a parent, spouse, lineal descendant, brother or sister.”
7.1 Chapter XXIX of the CrPC deals with appeals. The said
Chapter delineates the statutory framework governing appeals.
Section 372 CrPC unequivocally declares that no appeal shall lie
from any judgment or order of a criminal court except as provided
for by the CrPC itself or by any other law for the time being in
force. In fact, Section 372 CrPC speaks of an embargo on the fil-
ing of an appeal from any judgment or order of a criminal court
except as provided for by the CrPC or by any other law for the
time being in force. Section 372 CrPC is couched in a negative
language and it states that no appeal shall lie from any judgment
or order of a criminal court except as provided for by the CrPC or
by any other law for the time being in force. Section 372 CrPC is a
preface to the chapter on appeals which in substance states that
an appeal can be filed only in accordance with what has been
Page 23 of 66 stated in the provisions to follow Section 372 CrPC. The proviso to
Section 372 was introduced by the Code of Criminal Procedure
(Amendment) Act, 2008 (Act 5 of 2009), which came into effect
from 31.12.2009. By virtue of this amendment, a limited right of
appeal has been conferred upon the victim of an offence. On a
reading of the proviso to Section 372 CrPC, it is apparent that a
victim shall have a right to prefer an appeal against: (i) any order
passed by the court acquitting the accused; or (ii) convicting for a
lesser offence; or (iii) imposing inadequate compensation. Such
appeal shall lie to the court to which an appeal ordinarily lies
against the order of conviction of such court. In fact, with effect
from 31.12.2009 when clause (wa) to Section 2 CrPC was inserted
to the definition of victim, proviso to Section 24 was also added
which provides that the Court may permit the victim to engage an
advocate of his choice to assist the prosecution under the said
sub-section.
7.1.1 Further, with effect from 31.12.2009, Section 357A and
Section 357B were inserted to the CrPC in the form of victim com-
pensation scheme for providing compensation to the victim or his
Page 24 of 66 dependants who have suffered loss or injury as a result of the
crime and who require rehabilitation. The compensation payable
by the State Government under Section 357A is in addition to the
payment of fine to the victim of offences under Section 326A, Sec-
tion 376AB, Section 376D, Section 376DA and Section 376DB of
the Indian Penal Code. Also, Section 357C states that all hospit-
als, public or private, whether run by the Central Government,
the State Government, local bodies or any other person, shall im-
mediately provide first-aid or medical treatment, free of cost, to
the victims of any offence covered under the aforesaid Sections.
7.2 While Section 374 CrPC deals with appeals from convic-
tions with which we are not concerned in this case, what is of rel-
evance is Section 378 CrPC which, inter alia, deals with an appeal
in case of acquittal. The remedy of an appeal against an acquittal
is couched in certain conditions which are evident on a reading of
sub-sections (4) and (5) of Section 378 CrPC vis-à-vis an appeal
that could be filed by a complainant. However, the Parliament in
its wisdom amended Section 372 CrPC by adding a proviso
thereto by virtue of the Code of Criminal Procedure (Amendment)
Page 25 of 66 Act 2008 (5 of 2009), (with effect from 31.12.2009). It is hence ne-
cessary to unravel the definition of victim in clause (wa) of Section
2 of the CrPC which was also introduced along with proviso to
Section 372 CrPC. A victim is defined to mean a person who has
suffered any loss or injury caused by reason of the act or omis-
sion for which the accused person has been charged and the ex-
pression ‘victim’ includes his or her guardian or legal heir.
7.3 The expression ‘injury’, as defined in Section 44 of the IPC
includes:
“Any harm whatever illegally caused to any person, in body, mind, reputation or property.”
7.3.1 Similarly, Black’s Law Dictionary defines injury to include
property damage, bodily harm, or violation of a legal right. 7.3.2 Additionally, the United Nations General Assembly’s
Declaration of Basic Principles of Justice for Victims of Crime and
Abuse of Power (1985) provides a broad and inclusive definition of
victim. According to Article 1 of the Declaration:
“Victim means persons who, individually or collectively, have suffered harm through acts or omissions which involve physical or mental injury, emotional distress, economic loss or substantial impairment of their fundamental rights.”
Page 26 of 66 7.3.3 Further, Article 2 extends the definition of victim to
include immediate family members, dependents, or those who
have intervened to assist a victim in crisis.
7.4 On a reading of the definition of ‘victim’, it is clear that the
said expression is initially exhaustive and thereafter inclusive.
The expression ‘victim’ means a person who has suffered any loss
or injury. The loss or injury could be either physical, mental, a
financial loss or injury. The expression ‘injury’ could also be con-
strued as a legal injury in a wider sense and not just a physical or
a mental injury. The loss or injury must be caused by reason of
an act or omission for which the accused person has been
charged. Thus, it can be both by a positive act or negatively by an
omission which is at the instance of the accused and for which
such accused has been charged. Further, the expression ‘victim’
also includes his/her guardian or legal heir in the case of demise
of the victim.
7.5 Thus, the expression ‘victim’ has been couched in a broad
manner so as to include a person who has suffered any loss or
injury. The expressions ‘loss’ or ‘injury’ themselves are of a very
Page 27 of 66 broad import which expressions also enlarge the scope of the
expression ‘victim’. Further, the expression ‘victim’ includes not
only the person who has suffered any loss or injury caused by
reason of any act or omission for which the accused person has
been charged but also includes his or her guardian or legal heir
which means that the definition of victim is inclusive in nature. 7.6 Having regard to the insertion of the proviso to Section 372
CrPC, we find that in the case of a victim who seeks to file an
appeal, he or she could proceed under the proviso to Section 372
CrPC in the circumstances mentioned therein and need not prefer
an appeal by invoking Section 378(4) CrPC which is in respect of
appeals to be filed by a complainant. It may be that the
complainant is a victim in certain cases and therefore, the victim
has the right to file an appeal under the proviso to Section 372
CrPC and need not proceed under Section 378(4) CrPC. However,
if the complainant is not a victim and intends to file an appeal, in
such a case a complainant would have to proceed under Section
378 CrPC which circumscribes the right to file an appeal by
virtue of the conditions which are stipulated under the said
Section.
Page 28 of 66 7.6.1 The word ‘victim’ is derived from the latin word “victima”
and originally contained the concept of sacrifice. In more contem-
porary times, the term ‘victim’ has been expanded to imply a vic-
tim of war, an accident, a scam, etc. As a scientific concept, ac-
cording to Criminologist B. Mendelsohn (1976), a victim may be
viewed as containing four fundamental criteria which are as fol-
lows:
The nature of the determinant that causes the suffering. The
suffering may be physical, psychological, or both, depending
on the type of injurious act.
The social character of the suffering. This suffering originates
in the victim’s and others’ reaction to the event. The nature of the social factor. The social implications of the
injurious act can have a greater impact, sometimes, than the
physical or psychological impact.
The origin of the inferiority complex. This term, suggested by
Mendelsohn, manifests itself as a feeling of submission that
may be followed by a feeling of revolt. The victim generally at-
tributes his injury to the culpability of another person.
Page 29 of 66 Victimology thus is a social-structural way of viewing crime,
the law, the criminal and the victim. Insofar as the injury is con-
cerned, apart from there being short time and long time physical
injuries, there could also be economic or financial loss which are
also injuries within the meaning and definition of victim under
clause (wa) of Section 2 CrPC. We could also place reliance on Dr.
Vimla vs. State (NCT of Delhi), AIR 1963 SC 1572, wherein the
expression “injury” has been explained to mean something other
than economic loss i.e., deprivation of property, whether movable
or immovable, or of money, and to include any harm whatever
caused to any person in body, mind, reputation or such others. In
short, it is a non-economic or non-pecuniary loss.
7.7 Further, while analysing the expression ‘victim’, it is noted
that it is with reference to an accused person who has been
charged. Under the CrPC, the expression ‘charge’ is defined under
clause (b) of Section 2 which reads as under:
“2. Definitions.—In this Code, unless the context other- wise requires,— xxx
(b) “charge” includes any head of charge when the charge contains more heads than one;
Page 30 of 66
7.7.1 Besides the omnibus meaning, the CrPC does not
define what a charge is. However, judicial pronouncements tell us
that a charge is actually a precise formulation of the specific ac-
cusation made against a person who is entitled to know its nature
at the earliest stage. The charge is against a person in respect of
an act committed or omitted in violation of penal law forbidding or
commanding it. In other words, a charge is an accusation made
against a person in respect of offence alleged to have been com-
mitted by him, vide Esher Singh vs. State A.P., (2004) 11 SCC
585. In Birichh Bhuian vs. State of Bihar, AIR 1963 SC 1120,
this Court observed that a charge is not a mere abstraction but a
concrete accusation against a person in respect of an offence and
that joinder of charges is permitted under certain circumstances,
whether joinder is against one person or different persons.
7.7.2 In Advanced Law Lexicon by P Ramanatha Aiyar,
6th Edition, Volume I, a charge is defined to mean an expression
as applied to a crime, sometimes used in a limited sense, intend-
ing the accusation of a crime which precedes a formal trial; to
mean a person charged with an accusation of a crime. In a fuller
Page 31 of 66 and more accurate sense, the expression charge includes the re-
sponsibility for the crime. As a formal complaint, a charge signi-
fies an accusation, made in a legal manner of legal conduct, either
of omission or commission by the person charged. A person
charged with a crime means something more than being suspec-
ted or accused of a crime by popular opinion or rumour and im-
plies that the offence has been alleged against the accused parties
according to the forms of law. The purpose of a charge is to tell an
accused person as precisely and consciously as possible of the
matter with which he is charged with. Thus, the expression
charge includes the element of offence and also reference to the
person who is alleged to have committed the offence.
8. Section 378 CrPC is a specific provision dealing with ap-
peals. Sub-section (4) of Section 378 CrPC is pertinent. It states
that if an order of acquittal is passed in any case instituted upon
a complaint and the High Court, on an application made to it by
the complainant in that behalf, grants special leave to appeal from
the order of acquittal, the complainant may present such an ap-
peal to the High Court. The limitation period for seeking special
Page 32 of 66 leave to appeal is six months where the complainant is a public
servant and sixty days in every other case, computed from the
date of the order of acquittal. Sub-Section (6) states that if, in any
case, the application under sub-section (4) for grant of special
leave to appeal from an order of acquittal is refused, no appeal
from that order of acquittal shall lie under sub-section (1) or un-
der sub-section (2) of Section 378 CrPC.
8.1 A reading of section 378 CrPC would clearly indicate that in
case the complainant intends to file an appeal against the order of
acquittal, his right is circumscribed by certain conditions preced-
ent. When an appeal is to be preferred by a complainant, the first
question is, whether the complainant is also the victim or only an
informant. If the complainant is not a victim and the case is insti-
tuted upon a complaint, then sub-section (4) requires that the
complainant must seek special leave to appeal from an order of
acquittal from the High Court. As noted under sub-section (6), if
the application under sub-section (4) for grant of special leave to
appeal from the order of acquittal is refused, no appeal from that
order of acquittal would lie, inter alia, under sub-section (1) of
Page 33 of 66 Section 378 CrPC. However, if the complainant is also a victim, he
could proceed under the proviso to Section 372 CrPC, in which
case the rigour of sub-section (4) of Section 378 CrPC, which
mandates obtaining special leave to appeal, would not arise at all,
as he can prefer an appeal as a victim as a matter of right. Thus,
if a victim who is a complainant proceeds under Section 378
CrPC, the necessity of seeking special leave to appeal would arise
but if a victim, whether he is a complainant or not, files an appeal
in terms of proviso to Section 372 CrPC, then the mandate of
seeking special leave to appeal would not arise.
8.2 The reasons for the above distinction are not far to see and
can be elaborated as follows:
Firstly, the victim of a crime must have a right to prefer an
appeal which cannot be circumscribed by any condition precedent
except as provided under the provision of the CrPC.
Secondly, the right of a victim of a crime must be placed on
par with the right of an accused who has suffered a conviction,
who, as a matter of right can prefer an appeal under Section 374
CrPC. A person convicted of a crime has the right to prefer an ap-
Page 34 of 66 peal under Section 374 CrPC as a matter of right and not being
subjected to any conditions. Similarly, a victim of a crime,
whatever be the nature of the crime, must have a right to prefer
an appeal as per the CrPC.
Thirdly, it is for this reason that the Parliament thought it fit
to insert the proviso to Section 372 CrPC without mandating any
condition precedent to be fulfilled by the victim of an offence,
which expression also includes the legal representatives of a de-
ceased victim who can prefer an appeal.
On the contrary, as against an order of acquittal, the State,
through the Public Prosecutor, can prefer an appeal even if the
complainant does not prefer such an appeal, though of course
such an appeal is with the leave of the court. However, it is not al-
ways that the State or a complainant would prefer an appeal. But
when it comes to a victim’s right to prefer an appeal, the insist-
ence on seeking special leave to appeal from the High Court un-
der Section 378(4) CrPC would be contrary to what has been in-
tended by the Parliament by insertion of the proviso to Section
372 CrPC.
Page 35 of 66
Fourthly, the Parliament has not amended Section 378 CrPC
which deals with appeals against acquittal to circumscribe the
victim’s right to prefer an appeal just as it has with regard to a
complainant or the State filing an appeal. On the other hand, the
Parliament has inserted the proviso to Section 372 CrPC so as to
envisage a superior right for the victim of an offence to prefer an
appeal on the grounds mentioned therein as compared to a com-
plainant.
9. The right to prefer an appeal is no doubt a statutory right and
such a right in an accused against a conviction is not merely a
statutory right but can also be construed to be a fundamental
right under Articles 14 and 21 of the Constitution. If that is so,
then the right of a victim of an offence to prefer an appeal cannot
be equated with the right of the State or the complainant to prefer
an appeal unless the victim is also the complainant. Hence, the
statutory rigours for filing of an appeal by the State or by a com-
plainant against an order of acquittal cannot be read into the pro-
viso to Section 372 CrPC so as to restrict the right of a victim to
Page 36 of 66 file an appeal on the grounds mentioned therein, when none ex-
ists.
9.1 As already noted, the proviso to Section 372 CrPC was in-
serted in the statute book only with effect from 31.12.2009. The
object and reason for such insertion must be realised and must
be given its full effect to by a court. In view of the aforesaid dis-
cussion, we hold that the victim of an offence has the right to
prefer an appeal under the proviso to Section 372 CrPC, irre-
spective of whether he is a complainant or not. Even if the victim
of an offence is a complainant, he can still proceed under the pro-
viso to Section 372 CrPC and need not advert to sub-section (4) of
Section 378 CrPC.
9.2 We find that on the recommendation made by the Law
Commission, the Parliament inserted the proviso in order to give
an independent right to a victim to prefer an appeal under the
circumstances mentioned under the proviso. This is de hors an
appeal that could be filed by the complainant under Section
378(4) CrPC. The object and purpose of giving an independent
right to a victim to prefer an appeal is particularly in a case where
Page 37 of 66 a complainant may not file an appeal and the State also would
decide not to prefer an appeal as against the acquittal or award of
a lesser sentence to an accused. If we bear in mind the object
with which the amendment has been made by the Parliament, we
find that the victim has every right to prefer an appeal as against
a conviction for a lesser offence or for imposing inadequate
compensation or even in the case of an acquittal of an accused as
stated in the proviso to Section 372 CrPC. There is no doubt that
in the instant cases they are cases of acquittal of the accused by
the High Court.
9.3 The expression ‘right to prefer an appeal’ in the proviso to
Section 372 CrPC cannot be limited to mean ‘only the filing of an
appeal’. Mere filing of an appeal in the absence of prosecution of
an appeal is of no avail. It does not fulfill the object with which
the proviso has been added to Section 372 CrPC. Therefore, we
interpret the expression ‘the right to prefer an appeal’ to also
include the ‘right to prosecute an appeal’. Then, if during the
pendency of an appeal, the original appellant dies, can it be said
that his legal heir cannot be substituted so as to prosecute the
Page 38 of 66 appeal further? Any curtailing of the legal right to prosecute an
appeal on the death of an original appellant by his legal heir
would make the proviso to Section 372 CrPC wholly redundant
and in fact may result in a situation which is contrary to the
entire object with which the Parliament had inserted the proviso
to Section 372 CrPC. In this context, it is also relevant to note
that the Parliament has been conscious to expand the definition
of the word ‘victim’ to not only include the victim himself who had
suffered the loss or injury but also to include his legal heir. When
a legal heir, who is not a complainant or an injured victim, can
prefer an appeal then why not his legal heir on the death of the
legal heir who had preferred the appeal be permitted to prosecute
the appeal? We see no reason to curtail the right of a legal heir,
who had preferred the original appeal, to be denied the right to
prosecute the appeal. In the instant cases, the applicant, who is
seeking substitution, is the legal heir of the victim who had
preferred the appeal before this Court and is also an injured
victim.
Page 39 of 66 Relevant Judicial Dicta:
10. A Constitution Bench of this Court in PSR Sadhanantham,
speaking through Krishna Iyer, J., observed that in a murder
case, when an appeal against acquittal was not filed by the State
but by a brother of the deceased, a private citizen, who is neither
a complainant nor the first informant, could invoke the special
power under Article 136 of the Constitution for leave to appeal
against an acquittal, the same would not violate Article 21 of the
Constitution. The facts of the said case were that the petitioner
therein was acquitted of a murder charge by the High Court but
the brother of the deceased — not the State nor even the first
informant — moved this Court under Article 136, got leave and
had his appeal heard which resulted in the petitioner (accused)
being convicted and sentenced to life term under Section 302 IPC.
A writ petition was filed by the accused challenging the locus
standi of the brother of the deceased in moving this Court under
Article 136 of the Constitution.
10.1 It was observed that Article 136 of the Constitution is of
composite structure wherein power-cum-procedure is in-built
Page 40 of 66 which vests power in this Court to entertain a petition and
prescribes a mode of hearing so characteristic of the Court
process. When a motion is made for leave to appeal against an
acquittal, this Court has to appreciate the gravity of the peril to
personal liberty involved in that proceeding. The Court will also
pay attention to the person who seeks such leave from the Court,
his motive and his locus standi and the weighty factors which
persuade the Court to grant special leave. The Court may not,
save in special situations, grant leave to one who is not eo nomine
a party on the record.
10.1.1 This Court observed that the strictest vigilance over
abuse of the process of the Court is necessary, as ordinarily
meddlesome bystanders should not be granted a “visa”, but
access to justice to every bona fide seeker is a democratic
dimension of remedial jurisprudence. It was further observed that
while the criminal law should not be used as a weapon in
personal vendettas between private individuals, in the absence of
an independent prosecution authority easily accessible to every
citizen, a wider connotation of the expression “standing” is
Page 41 of 66 necessary for Article 136 to further its mission.
10.1.2 Pathak, J. (as he then was) writing a separate
judgment for himself and Koshal, J. considered the question
whether a brother of a deceased person, who had been murdered,
possessed the right to petition under Article 136 of the
Constitution for special leave to appeal against an acquittal of the
accused. It was observed that this question touched directly on
the nature of the crime and of a criminal proceeding. When
entertaining a petition for special leave to appeal by a private
party against an order of acquittal, certain factors to be borne in
mind were also enumerated. It was opined that the judicial
process under Article 136 ought not to be invoked for the
satisfaction of private revenge or persona vendetta. Nor can it be
permitted as an instrument of coercion where a civil action would
lie. In every case, this Court is bound to consider what is the
interest which brings the petitioner to this Court and whether the
interest of the public community will benefit by the grant of
special leave. This Court should closely scrutinise the motives
and urges of those who seek to employ its process against the life
Page 42 of 66 or liberty of another. The Court should entertain a special leave
petition filed by a private party, other than the complainant, in
those cases only where it is convinced that the public interest
justifies an appeal against the acquittal and that the State has
refrained from petition for special leave for reasons which do not
bear on the public interest but are prompted by private influence,
want of bona fide and other extraneous considerations.
Therefore, locus standi of the petitioner must be recognised in
law. It was observed that the petitioner therein had failed to
establish that there was a case for interfering with the judgment
of this Court allowing the appeal and hence, the writ petition was
dismissed.
10.2 In Chand Devi Daga vs. Manju K. Humatani, (2018) 1
SCC 71, the original complainant had died during the pendency
of the criminal miscellaneous petition before the High Court
which was filed against the order of the Sessions Court rejecting
the criminal revision against the order of the Magistrate
dismissing the complaint. The High Court allowed the
interlocutory application filed by the legal representatives of the
Page 43 of 66 petitioner in the criminal miscellaneous petition. The respondent
before the High Court, being aggrieved by the said order, had filed
an appeal before this Court. Referring to Section 256 CrPC, this
Court observed that even in case of trial of summons case, it is
not necessary or mandatory that after the death of the
complainant, the complaint has to be rejected. Under the proviso
to the said Section, the Magistrate can proceed with the
complaint. That a similar provision with regard to trial of warrant
cases by the Magistrate is not provided for under the CrPC but
the Magistrate has the power to discharge a case where the
complainant is absent under Section 249 which is, however,
hedged with a condition that “the offence may be lawfully
compounded or is not a cognizable offence”. Therefore, there is no
indication that on the death of the complainant, the complaint
has to be rejected in a warrant case. Referring to certain other
judicial dicta, this Court observed that the High Court did not
commit any error in allowing the legal heirs of the complainant to
prosecute the criminal miscellaneous petition before the High
Court and consequently, dismissed the appeal. Page 44 of 66 10.3 In M.R. Ajayan vs. State of Kerala, 2024 SCC OnLine
SC 3373, this Court considered the locus of a private individual
seeking exercise of jurisdiction of this Court under Article 136 of
the Constitution. Placing reliance on National Commission for
Women vs. State of Delhi, (2010) 12 SCC 599; Amanullah vs.
State of Bihar, (2016) 6 SCC 699 (“Amanullah”) and PSR
Sadhanantham, it was observed that the appellant therein had
locus standi to prosecute the special leave petition before this
Court. Referring to the observations of this Court in Amanullah,
it was stated that it may not be possible to strictly enumerate as
to who all will have locus to maintain an appeal before this Court
invoking Article 136 of the Constitution of India as that would
depend upon the factual matrix of each case, as each case has its
unique set of facts. In other words, any person having a bona fide
connection with the matter, to maintain the appeal with a view to
advance substantial justice, must be permitted to do so.
10.4 We take note of the aforesaid judgments of this Court
which are judgments rendered in the context of Article 136 of the
Constitution of India as they would squarely apply to the present
Page 45 of 66 case as apart from the original appellant herein the applicant
(injured victim) could have also preferred a Special Leave Petition
under Article 136 of the Constitution of India in his own right but
instead he is now seeking to prosecute these Criminal Appeals as
an heir of the original appellant who was a victim. Although PSR
Sadhanantham is a case which arose in a petition filed under
Article 32 of the Constitution of India, nevertheless the question
which arose therein is similar to the question in the present case
and therefore, the observations therein squarely apply.
11. We are conscious of the fact that the applicant who is
seeking substitution in the instant case is not only the son and
heir of the original appellant who preferred these appeals but is
also an injured victim in the incident which occurred on
09.12.1992 in respect of which these appeals have been filed.
Therefore, the applicant could have filed these appeals assailing
the judgment of acquittal passed by the High Court in his
individual capacity as an injured victim. However, the
applications for substitution have been filled in order to continue
the prosecution of these appeals as the heir of the original
Page 46 of 66 appellant who was also an injured victim. Hence, the detailed
discussion that we have made is in acceptance of the argument of
learned counsel for the applicant that as heir of the original
appellant, who was an injured victim, he can prosecute these
appeals. Therefore, the applicant is being permitted to be
substituted in place of the original appellant as heir of the
original appellant (who was a victim in the incident). In other
words, we observe that even if the applicant was not an injured
victim in the said incident but has sought to prosecute these
appeals as heir of the injured victim (original appellant), he is
permitted to do so. We therefore say, coincidentally, the applicant
is also an injured victim in the incident. In view of the above
discussion, we do not accept the contention of learned senior
counsel for the respondent-accused that the applicant herein
would have to separately file appeals before this Court as an
injured victim and in that capacity only and not as heir of the
original appellant.
11.1 Secondly, another contention of learned senior counsel for
the respondent-accused is that under Section 394(2) CrPC, the
Page 47 of 66 expression “every other appeal” other than an appeal filed under
Section 377 CrPC or Section 378 CrPC shall finally abate applies
to an appeal filed by a victim. We do not think the same can be
simply applied to an appeal filed by a victim or an heir of the
victim. Although, sub-section (2) of Section 394 CrPC states that
“every other appeal under this Chapter shall finally abate on the
death of the appellant”, it cannot be related to an appeal filed by a
victim or on the death of the victim/appellant. This is because
Sections 377 and 378 CrPC respectively deal with an appeal filed
by the State Government against sentence and an appeal in case
of acquittal. Such appeals are filed against the accused and
therefore, when the accused dies, such appeals would abate. The
expression “every other appeal” must therefore, relate to an
appeal which is not filed under Section 377 or Section 378 CrPC.
Such an appeal is an appeal against a conviction such as under
Section 374 CrPC and on the death of the appellant who is the
accused, such appeal would abate. The proviso to sub-section (2)
of Section 394 CrPC however, states, that even if the accused-
appellant dies during the pendency of the appeal, any of his near
relatives may continue the appeal and the appeal may not abate.
Page 48 of 66 In other words, the heirs of the deceased accused-appellant have
been permitted to continue the appeals so as to seek an acquittal
and realise the fruits of such an acquittal which could be even in
monetary terms despite the death of the accused-appellant.
11.2 If the same logic is to apply to the proviso to Section 372
CrPC, it would imply that the heirs of a victim can also pursue an
appeal filed under that provision as the definition of victim under
Section 2(wa) includes the heir of a victim.
11.3 The expression “prefer an appeal” in proviso to Section 372
CrPC has to be given an expanded meaning to include
prosecution of an appeal or effectively pursue an appeal.
According to Black’s Law Dictionary, the word “prefer” means “to
bring before; to prosecute; to try; to proceed with. Thus,
preferring an indictment signifies prosecuting or trying an
indictment; - Manik Lal Majumdar vs. Gouranga Chandra
Dey, (2004) 12 SCC 448.
11.4 We may usefully refer to Constitution Bench Judgment of
this Court in Garikapati Veeraya vs. N. Subbiah Choudhry,
AIR 1957 SC 540 wherein it was observed thus: Page 49 of 66
“23. From the decisions cited above the following prin- ciples clearly emerge:
(i) That the legal pursuit of a remedy, suit, appeal and second appeal are really but steps in a series of proceed-
ings all connected by an intrinsic unity and are to be re- garded as one legal proceeding.
(ii) The right of appeal is not a mere matter of procedure but is a substantive right.
(iii) The institution of the suit carries with it the implica- tion that all rights of appeal then in force are preserved to the parties thereto till the rest of the career of the suit.
(iv) The right of appeal is a vested right and such a right to enter the superior court accrues to the litigant and ex- ists as on and from the date the lis commences and al- though it may be actually exercised when the adverse judgment is pronounced such right is to be governed by the law prevailing at the date of the institution of the suit or proceeding and not by the law that prevails at the date of its decision or at the date of the filing of the appeal.
(v) This vested right of appeal can be taken away only by a subsequent enactment, if it so provides expressly or by necessary intendment and not otherwise.”
11.5 More importantly, Article 136 of the Constitution deals
with Special leave to appeal by the Supreme Court. Sub-clause (1)
of Article 136 begins with a non-obstante clause and confers
discretion on the Supreme Court to grant special leave to appeal
from any judgment, decree, determination, sentence or order in
any cause or matter passed or made by any court or tribunal in
Page 50 of 66 the territory of India. When this power under Article 136 is
exercised by the Supreme Court by granting leave, the special
leave petition would get converted into a criminal appeal. If during
the pendency of the special leave petition or the criminal appeal,
the appellant dies, the heir of the appellant must be given an
opportunity to prosecute the appeal irrespective of whether the
heir is a victim of the criminal offence. More significantly, the
appeal heard pursuant to Article 136 of the Constitution is not an
appeal under Chapter XXIX CrPC.
11.6 In the circumstances, we find that in the instant case, the
applicant, being heir of the victim, has the right to continue these
appeals irrespective of the fact that he is an injured victim. In
that view of the matter also, we find that the application for
substitution has to be allowed.
11.7 However, if in a situation, the complainant who has
preferred an appeal under Section 378 CrPC dies, what would be
the fate of the appeal is not a question which arises in this case
and therefore, we keep the said question open to be adjudicated in
any other appropriate case.
Page 51 of 66
12. In the circumstances, the delay in filing the application for
seeking setting aside of the abatement is condoned. The
abatement is set aside. The application for substitution of
applicant is allowed. Consequently, the applicant is permitted to
be brought on record as the legal representative of the original
appellant, apart from he being an injured victim also. Appellant’s
counsel to file amended memo of parties.
CRIMINAL APPEAL NOS.1330-1332 OF 2017:
The appellant herein, who is the legal heir of the original
appellant (and a victim of the incident that occurred on
09.12.1992) has been substituted to prosecute these appeals
which have been filed being aggrieved by the judgment of
acquittal of the accused vide order dated 12.09.2012 passed in
Criminal Appeal Nos.254 of 2004, 258 of 2004, 259 of 2004 by
the High Court of Uttarakhand at Nainital.
2. Learned counsel for the appellant made a two-fold
submission: firstly, he contended that even without going into the
merits of the case, the manner and tenor of the judgment may be
considered; that this is a judgment of a High Court which was
Page 52 of 66 considering a first appeal against a judgment and order of
conviction which appeals were filed by respondents - accused;
that in a cryptic manner, the judgment has been delivered by the
High Court acquitting the respondents – accused. That this Court
in a catena of cases has observed that even if a judgment
confirming the judgment of a Sessions Court is to be rendered by
the High court and thereby dismissing the first appeal which has
been preferred under Section 374 CrPC, the appeal would have to
be considered based on the evidence on record and thereafter
possibly the High Court could dismiss such an appeal. But here
is a case where the High Court has reversed the judgment of the
Sessions Court inasmuch as the judgment and sentence of life
imprisonment has been set aside and a complete acquittal given
to the respondents - accused without there being any reasons
and marshalling of the facts and the evidence on record. In this
regard, he drew our attention to paragraph 7 of the impugned
judgment and submitted that the findings in paragraph 7 of the
impugned judgment are de hors any basis in the absence of there
being a discussion of the facts and evidence on record. In the
circumstances, he submitted that this Court if it is so inclined
Page 53 of 66 may consider remanding of the matter without going into the
merits of the case.
3. The second submission of learned counsel for the appellant
is, in the event this Court is not inclined to accept the first
submission, then the appeal can be taken up on merits. Learned
counsel submitted that even on merits, the High Court could not
have given a judgment of acquittal by reversing the judgment of
the Sessions Court. He therefore submitted that the impugned
judgment may be set aside and the judgment of the Sessions
Court may be restored.
4. Per contra, learned senior counsel and learned counsel
appearing for the respondents-accused who have been acquitted,
vehemently contended that there is no merit in the submissions
made by appellant’s counsel. They drew our attention to the fact
that the High Court may have given the judgment pithily but it is
not without substance. Merely because the impugned judgment is
short and not lengthy cannot make it an erroneous judgment so
long as the reasoning is evident and there is a basis for the
findings arrived at. In the circumstances, this Court may not
Page 54 of 66 accept the first contention of the appellant and hence, they
contended that they are ready to argue the matter on merits so
that this Court could confirm the judgment of acquittal passed by
the High Court.
5. Learned counsel for the respondent-State submitted that, no
doubt the State has not preferred an appeal against the judgment
of acquittal as against the respondents - accused before this
Court. However, the State had preferred an appeal against the
acquittal of six other accused and that appeal was dismissed but
in these appeals filed by the appellant herein, the State is
supporting the appellant. Learned counsel for the respondent –
State submitted that having regard to the submissions advanced
by the respective counsel and learned counsel for the parties, this
Court may consider remanding the matter to the High Court so
that all parties would get an opportunity to put forth their
respective cases and the High Court could consider the appeal
afresh and in accordance with law and come to its conclusion.
6. While hearing the appeals under Section 374(2) of the CrPC,
the High Court is exercising its appellate jurisdiction. There shall
Page 55 of 66 be independent application of mind in deciding the criminal
appeal against conviction. It is the duty of an appellate court to
independently evaluate the evidence presented and determine
whether such evidence is credible. Even if the evidence is deemed
reliable, the High Court must further assess whether the
prosecution has established its case beyond reasonable doubt.
The High Court though being an appellate Court is akin to a Trial
Court, must be convinced beyond all reasonable doubt that the
prosecution's case is substantially true and that the guilt of the
accused has been conclusively proven while considering an
appeal against a conviction.
As the first appellate court, the High Court is expected to
evaluate the evidence including the medical evidence, statement
of the victim, statements of the witnesses and the defence version
with due care.
7. While the judgment need not be excessively lengthy, it must
reflect a proper application of mind to crucial evidence. Albeit the
High Court does not have the advantage to examine the witnesses
directly, the High Court should, as an appellate Court, re-assess
Page 56 of 66 the facts, evidence on record and findings to arrive at a just
conclusion in deciding whether the Trial Court was justified in
convicting the accused or not. We are also cognizant of the large
pendency of cases bombarding our courts. However, the same
cannot come in the way of the Court’s solemn duty, particularly,
when a person's liberty is at stake.
8. This Court in State of Uttar Pradesh vs. Ambarish,
(2021) 16 SCC 371 held that while deciding a criminal appeal on
merits, the High Court is required to apply its mind to the
entirety of the case including the evidence on the record before
arriving at its conclusion. In this regard, we may also refer to the
orders passed by this Court in Shakuntala Shukla vs. State of
Uttar Pradesh, (2021) 20 SCC 818 and State Bank of India
vs. Ajay Kumar Sood, (2023) 7 SCC 282.
9. We find that the High Court ought to have considered the
evidence on record in light of the arguments advanced at the bar
and thereafter ascertained whether the Sessions Court was
justified in passing the judgment of conviction and imposing the
sentence. The same being absent in the impugned judgment, for
Page 57 of 66 that sole reason, we set aside the same.
10. We therefore find that the first contention advanced by the
learned counsel for the appellant and the submission made by
learned counsel for the respondent-State has to be accepted for
the reason that the respondents-accused in these appeals
respectively would also have another opportunity in the appeals
that they had filed before the High Court. In the circumstances,
while holding that the impugned judgment of the High Court is
cryptic and de hors any reasoning in coming to the findings in
paragraph 7 of the said judgment, we set aside the said judgment
without expressing anything on the merits of the case.
11. We allow the appeals filed on the aforesaid limited ground.
12. The matters are remanded to the High Court of Uttarakhand
at Nainital.
13. The High Court is requested to rehear the appeals filed by
the respondents/accused respectively in these appeals by also
giving an opportunity to the appellant herein to make his
submission in the said appeals as well as the State to make its
Page 58 of 66 submission in the matter.
14. We once again clarify that we have not made any
observations on the merits of the matter.
15. All contentions on both sides are left open to be advanced
before the High Court.
16. Since the incident is of the year 1992 and the impugned
order is dated 12.09.2012 and we are remanding the matter to
the High Court, we request the High Court to dispose of the
appeal as expeditiously as possible.
17. Since we have set aside the judgment dated 12.09.2012
passed by the High Court of Uttarakhand at Nainital in Criminal
Appeal Nos.254 of 2004, 258 of 2004, 259 of 2004, the accused
Nos.4, 3 and 2 respectively shall remain on bail. However, accused
Nos.4, 3 and 2 shall appear before the concerned Principal
District and Sessions Judge, Haridwar and execute fresh bonds
for a sum of Rs.15,000/- each with two like sureties each and
subject to other conditions imposed by the concerned Principal
Page 59 of 66 District and Sessions Judge, Haridwar.
These appeals are allowed and disposed of in the aforesaid
terms.
...................................J. (B. V. NAGARATHNA)
...................................J. (K.V. VISWANATHAN) NEW DELHI;
JULY 31, 2025.
Page 60 of 66
ITEM NO.122/I COURT NO.4 SECTION II-B
S U P R E M E C O U R T O F I N D I A RECORD OF PROCEEDINGS
CRIMINAL APPEAL NO(S).1330-1332/2017
KHEM SINGH (D) THROUGH Lrs APPELLANT(S)
VERSUS
STATE OF UTTARANCHAL (NOW STATE OF UTTARAKHAND) HOME DEPARTMENT SECRETARY RESPONDENT(S)
Date : 31-07-2025 These appeals were called on for hearing today.
CORAM : HON'BLE MRS. JUSTICE B.V. NAGARATHNA HON'BLE MR. JUSTICE K.V. VISWANATHAN
For Appellant(s) : Ms. Neema, AOR Mr. Aruni Poddar, Adv.
Mr. Ekta Muyal, aDv.
Mr. Anit Kumar, Adv.
Mrs. Shivani Kumari Adv.
For Respondent(s) : Mr. Manan Verma, AOR
Dr. Ajay Veer Pundir, Adv.
Ms. Anu Gupta, AOR Mr. Ali Jethmalani, Adv.
Ms. Sanjana Wason, Adv.
Mr. Ratnakar Dash, Sr. Adv.
Mr. Anurag Tomar, Adv.
Mr. Rameshwar Prasad Goyal, AOR
Mrs. Kawaljit Kochar, Sr. Adv.
Mr. Bhargava V. Desai, AOR
Page 61 of 66 Mr. Anil Makhija, Adv.
Mr. Shivam Sharma, Adv.
Mr. Deepanshu, Adv.
Mr. Utkarsh Vats, Adv.
UPON hearing the counsel the Court made the following O R D E R
In terms of the reportable judgment, appeals
are allowed, which is placed on file.
Pending application(s), if any, shall stand
disposed of.
(B. LAKSHMI MANIKYA VALLI) (DIVYA BABBAR) COURT MASTER (SH) COURT MASTER (NSH)
Page 62 of 66 IN THE SUPREME COURT OF INDIA CRIMINAL APPELLATE JURISDICTION
CRIMINAL APPEAL NO(S).1330-1332/2017
KHEM SINGH (D) THROUGH Lrs APPELLANT(S)
VERSUS
STATE OF UTTARANCHAL (NOW STATE OF UTTARAKHAND) AND ANOTHER ETC. RESPONDENT(S)
OPERATIVE PORTION OF THE JUDGMENT
Appeals are disposed of. The matters are
remanded to the High Court of Uttarakhand at
Nainital. Reasoned judgment shall follow.
Since we have set aside the judgment dated
12.09.2012 passed by the High Court of Uttarakhand at
Nainital in Criminal Appeal Nos.254 of 2004, 258 of
2004, 259 of 2004, the accused Nos.4, 3 and 2
respectively shall remain on bail. However, accused
Nos.4, 3 and 2 shall appear before the concerned
Principal District and Sessions Judge, Haridwar and
execute fresh bonds for a sum of Rs.15,000/- each
with two like sureties each and subject to the other
conditions imposed by the concerned Principal
District and Sessions Judge, Haridwar.
………………………………………………………………, J (B.V. NAGARATHNA)
Page 63 of 66 ………………………………………………………………, J (K.V. VISWANATHAN) NEW DELHI;
JULY 31st 2025
Page 64 of 66 ITEM NO.122 COURT NO.4 SECTION II-B
S U P R E M E C O U R T O F I N D I A RECORD OF PROCEEDINGS
CRIMINAL APPEAL NO(S).1330-1332/2017
KHEM SINGH (D) THROUGH Lrs APPELLANT(S)
VERSUS
STATE OF UTTARANCHAL (NOW STATE OF UTTARAKHAND) HOME DEPARTMENT SECRETARY RESPONDENT(S)
(IA No.131604/2024-APPLICATION FOR SUBSTITUTION IA NO.11322/2025-APPLICATION SEEKING CONDONATION OF DELAY IN FILING APPLCIATION FOR SUBSTITUTION IA NO.11329/2025-APPLICATION FOR SEEKING SETTING ASIDE OF THE ABATEMENT)
Date : 31-07-2025 These appeals were called on for hearing today.
CORAM : HON'BLE MRS. JUSTICE B.V. NAGARATHNA HON'BLE MR. JUSTICE K.V. VISWANATHAN
For Appellant(s) : Ms. Neema, AOR Mr. Aruni Poddar, Adv.
Mr. Ekta Muyal, aDv.
Mr. Anit Kumar, Adv.
For Respondent(s) : Mr. Manan Verma, AOR
Dr. Ajay Veer Pundir, Adv.
Ms. Anu Gupta, AOR Mr. Ali Jethmalani, Adv.
Ms. Sanjana Wason, Adv.
Mr. Ratnakar Dash, Sr. Adv.
Page 65 of 66 Mr. Anurag Tomar, Adv.
Mr. Rameshwar Prasad Goyal, AOR
Mrs. Kawaljit Kochar, Sr. Adv.
Mr. Bhargava V. Desai, AOR Mr. Anil Makhija, Adv.
Mr. Shivam Sharma, Adv.
Mr. Deepanshu, Adv.
Mr. Utkarsh Vats, Adv.
UPON hearing the counsel the Court made the following O R D E R
IA Nos.131604 of 2024; 11329 of 2025 and
11322 OF 2025 are allowed.
Appeals are disposed of in terms of the
operative portion of the judgment. Reasoned
judgment shall follow.
Pending application(s), if any, shall stand
disposed of.
(B. LAKSHMI MANIKYA VALLI) (DIVYA BABBAR) COURT MASTER (SH) COURT MASTER (NSH)
Page 66 of 66
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