Centre For Public Interest Litigation vs Union Of India
- SCC(2021) 11 SCC 111
- Neutral2020 INSC 494
- SCR[2020] 11 SCR 425
Ratio decidendi
The rule this decision rests on
1. A National Plan under Section 11 of the Disaster Management Act, 2005 must be framed before a disaster occurs as a measure of preparedness; it encompasses and contemplates all kinds of disasters and is not framed after a disaster has occurred. The National Disaster Management Plan, 2019 already contains provisions for Biological and Public Health Emergencies (including epidemics and pandemics), such that no separate National Plan specifically for COVID-19 is required, and the Central Government is not obliged to prepare a fresh plan for any particular unforeseen disaster. 2. Guidelines for minimum standards of relief under Section 12 of the Disaster Management Act, 2005 are uniform across all disasters and are not disaster-specific; they apply equally to persons affected by COVID-19, and the Central Government is not obliged to issue fresh guidelines for minimum standards of relief specifically for COVID-19. 3. The National Disaster Response Fund (NDRF) established under Section 46 of the Disaster Management Act, 2005 can be utilized for providing assistance in the fight against COVID-19 in accordance with the guidelines issued for its administration, and in accordance with Section 46(2) which makes the fund available to the National Executive Committee for meeting expenses for emergency response, relief and rehabilitation. 4. Contributions and grants from individuals and institutions are not prohibited from being credited to the NDRF; Section 46(1)(b) of the Disaster Management Act, 2005 continues to permit such contributions to the NDRF notwithstanding the existence of the PM CARES Fund, as both funds serve different purposes and the deletion of a clause from updated administrative guidelines does not remove the statutory obligation. 5. The PM CARES Fund being a public charitable trust constituted voluntarily and receiving only voluntary contributions (not Government money) with purposes including relief during public health emergencies, there is no occasion for a direction that funds collected in the PM CARES Fund be transferred to the NDRF.
Written by Miss Lucy from the judgment below, not taken from a headnote.
Judgment
As delivered
REPORTABLE IN THE SUPREME COURT OF INDIA CIVIL ORIGINAL JURISDICTION
WRIT PETITION (CIVIL) NO.546 OF 2020
CENTRE FOR PUBLIC INTEREST LITIGATION ...PETITIONER(S)
VERSUS
UNION OF INDIA ...RESPONDENT(S)
J U D G M E N T
ASHOK BHUSHAN, J.
From the beginning of this year, 2020, the world
including our country is in the grip of a pandemic
known as Novel Coronavirus (COVID-19). On
31.12.2019, a cluster of cases of pneumonia of
unknown cause in the city of Wuhan, Hubei Province in
China was reported to the World Health Organisation
(WHO).
Signature Not Verified
This was subsequently identified as a new Digitally signed by MEENAKSHI KOHLI Date: 2020.08.18 15:32:23 IST Reason: virus in January, 2020 and over the following months,
the number of cases continued to rise but were not 2
contained to China and showed exponential growth
worldwide. Due to the global rise in cases, this was
declared a pandemic on 11.03.2020 by the WHO. The
number of affected persons is increasing worldwide.
Although, substantial population is also recovering
from it but India witnessed exponential growth in
number of cases in the last month.
2. The world is familiar with several kinds of
disasters from time immemorial. Every country has
faced one or other disaster in recent memory.
Disasters disturb lives, societies and livelihood
around the world. The impact of disaster is to
strike hard earned economy, development and material
gains. Many of the destructive hazards are natural
in origin and some man made also. The whole world
having faced adverse effect of different kinds of
disasters is now well aware of its ill effect and
steps internationally as well as nationally are being
taken for last several decades to combat different 3
kinds of disasters. U.N. General Assembly
recognizing the importance of reducing the impact of
natural disaster for all people including developing
countries designated 1990 as the international decade
of natural disaster reduction. The International
Strategy for Disaster Reduction (UNISDR) was
established following IDNDR of the 1990s. The UN/GA
convened the second World Conference on Disaster Risk
Reduction (DRR) in Kobe, Hyogo, Japan 2005, which
concluded the review of the Yokohama Strategy and its
Plan of Action and the adoption of the Hyogo
Framework for Action 2005–2015: Building the
Resilience of Nations and Communities to Disasters
(HFA) (UNISDR 2005) by 168 countries. The HFA
outlined five priorities for action:
“(1) Ensure that DRR is a national and a local priority with a strong institutional basis for implementation;
(2) Identify, assess, and monitor disaster risks and enhance early warning;
4 (3) Use knowledge, innovation, and education to build a culture of safety and resilience at all levels;
(4) Reduce the underlying risk factors;
(5) Strengthen disaster preparedness for effective response at all levels.”
3. On 23.12.2005, both the Houses of Indian Parliament
passed a Disaster Management Bill. The Introduction
and the Statement of Objects and Reasons of the Bill
mentions: -
“INTRODUCTION For prevention and mitigation effects of disasters and for undertaking a holistic, coordinated and prompt response to any disaster situation it has been decided by the Government to enact a law on disaster management to provide for requisite institutional mechanisms for drawing up and monitoring the implementation of the disaster management plans, ensuring measures by various wings of Government. To achieve this objective the Disaster Management Bill was introduced in the Parliament.
STATEMENT OF OBJECTS AND REASONS
The Government have decided to enact a law on disaster management to provide for requisite institutional mechanisms for drawing up and monitoring the 5
implementation of the disaster management plans, ensuring measures by various wings of Government for prevention and mitigating effects of disasters and for undertaking a holistic, coordinated and prompt response to any disaster situation.”
4. The Disaster Management Act, 2005 (hereinafter
referred to as “Act, 2005”) was enacted to provide
for the effective management of disasters and
matters connected therewith or incidental thereto.
The enactment of Disaster Management Act, 2005 was
to bring in place requisite institutional
mechanisms for drawing up and monitoring the
implementation of the Disaster Management Plans
and other measures by various wings of the
Government for preventing and mitigating effects
of disasters. We shall notice the relevant
provisions of the Act a little later.
5. In accord with Disaster Management Act, 2005, Union
Cabinet approved a “National Policy on Disaster 6
Management, 2009”. Paragraph 1.1.1, 1.2.1 and 1.3.1
of the policy reads as under: -
“1.1.1 Disasters disrupt progress and destroy the hard-earned fruits of painstaking developmental efforts, often pushing nations, in quest for progress, back by several decades. Thus, efficient management of disasters, rather than mere response to their occurrence, has in recent times, received increased attention both within India and abroad. This is as much a result of the recognition of the increasing frequency and intensity of disasters, as it is an acknowledgement that good governance in a caring and civilised society, needs to deal effectively with the devastating impact of disasters.
1.2.1 India is vulnerable, in varying degrees, to a large number of natural as well as man-made disasters. 58.6 per cent of the landmass is prone to earthquakes of moderate to very high intensity; over 40 million hectares (12 per cent of land) is prone to floods and river erosion; of the 7,516 km long coastline, close to 5,700 km is prone to cyclones and tsunamis; 68 per cent of the cultivable area is vulnerable to drought and hilly areas are at risk from landslides and avalanches.
Vulnerability to disasters/emergencies of Chemical, Biological, Radiological and Nuclear (CBRN) origin also exists.
Heightened vulnerabilities to disaster risks can be related to expanding population, urbanisation and industrialisation, development within 7
high-risk zones, environmental degradation and climate change (Maps 1–4).
1.3.1 On 23 December 2005, the Government of India (GoI) took a defining step by enacting the Disaster Management Act, 2005, (hereinafter referred to as the Act) which envisaged the creation of the National Disaster Management Authority (NDMA), headed by the Prime Minister, State Disaster Management Authorities (SDMAs) headed by the Chief Ministers, and District Disaster Management Authorities (DDMAs) headed by the District Collector or District Magistrate or Deputy Commissioner as the case may be, to spearhead and adopt a holistic and integrated approach to DM. There will be a paradigm shift, from the erstwhile relief-
centric response to a proactive prevention, mitigation and preparedness-
driven approach for conserving developmental gains and to minimise loss of life, livelihood and property.”
The policy noticed institutional framework under
the Act, dealt with financial arrangement, disaster
prevention, mitigation and preparedness.
6. Third U.N. World Conference on Disaster Risk
Reduction was held in March, 2015 at Sendai, Japan.
One of the declarations made in the conference was: - 8
“We, the Heads of State and Government, ministers and delegates participating in the Third United Nations World Conference on Disaster Risk Reduction, have gathered from 14 to 18 March 2015 in Sendai City of Miyagi Prefecture in Japan, which has demonstrated a vibrant recovery from the Great East Japan Earthquake in March 2011. Recognizing the increasing impact of disasters and their complexity in many parts of the world, we declare our determination to enhance our efforts to strengthen disaster risk reduction to reduce disaster losses of lives and assets from disasters worldwide.”
7. The Sendai declaration dealing with priorities for
action emphasized following in paragraph 33(a):-
”33(a) To prepare or review and periodically update disaster preparedness and contingency
policies, plans and programmes with the involvement of the relevant institutions, considering climate change scenarios and their impact on disaster risk, and facilitating, as appropriate, the participation of all sectors and relevant stakeholders;”
8. Although Section 11 of Act, 2005 contemplated
preparation of a National Plan, however, the National
Plan was not prepared till the year 2016 as was 9
noticed by this Court in a judgment of this Court in
Swaraj Abhiyan Vs. Union of India & Ors., (2016) 7
SCC 498. In the year 2016, National Disaster
Management Plan was prepared as required by Section
11 of the Act, 2005. The preparation of the
National Plan under Section 11 was noticed by this
Court in Gaurav Kumar Bansal Vs. Union of India and
Ors., (2017) 6 SCC 730. In the same judgment, this
Court noticed that State Plan under Section 23 of the
Act (except by two States) and District Plan have
also been prepared. The preparation of National
Plan, State Plan and District Plan were noticed in
paragraphs 7, 11 and 12 of the above judgment, which
are to the following effect:-
“7. It was further pointed out that a National Plan has been approved and placed on the website of the NDMA in terms of Section 11 of the Act and the guidelines for minimum standards of relief Under Section 12 of the Act have also been placed on the website of the NDMA.
11. As far as the preparation of the State Plan Under Section 23 of the Act is concerned, we have been informed by the learned Counsel for NDMA that all States 10
except Andhra Pradesh and Telangana have prepared a State Disaster Management Plan which is very much in place.
12. As far as the districts are concerned, it is stated that the District Disaster Management Authority has been constituted in every district Under Section 25 of the Act and out of 684 districts in the country, a District Disaster Management Plan is in place in 615 districts while it is under process in the remaining districts.”
9. The revision of the existing National Disaster
Management Plan, 2016 began in April, 2017 and
completed in November, 2019. The National Disaster
Management Plan approved by National Disaster
Management Authority was notified in November, 2019.
10. This writ petition filed as a public interest
litigation has been filed in the wake of Covid-19
pandemic, seeking direction to the Union of India to
prepare, notify and implement a National Plan under
Section 11 read with Section 10 of the Act, 2005 to
deal with current pandemic (Covid-19) and to lay down 11
minimum standards of relief under Section 12 of the
Act, 2005 to be provided to persons affected with
COVID-19. Petitioners have also sought for
directions to utilize National Disaster Response Fund
(NDRF) for the purposes of providing assistance in
the fight against COVID-19 and all the
contributions/grants from individuals/institutions be
credited in NDRF and not to PM CARES Fund and all
funds collected in PM CARES Fund till date should be
directed to be transferred to NDRF. It is useful to
note the specific prayers (a) to (c) made in the writ
petition: -
“a. Issue a writ, order or direction to the Union of India to prepare, notify and implement a National Plan under Section 11 read with Section 10 of the Disaster Management Act, 2005 to deal with the ongoing COVID-19 pandemic;
b. Issue a writ, order or direction to the Union of India to lay down minimum standards of relief, under Section 12 of the Disaster Management Act, 2005, to be provided to persons affected by the COVID-19 virus, as well as by the resultant national lockdown;
12 c. Issue a writ, order or direction to the Union of India to utilize NDRF for the purpose of providing assistance in the fight against GOVID-19 pandemic in compliance with Section 46 of the DM Act, all the contributions/grants from individuals and institutions shall be credited to the NDRF in terms of Section 46(1)(b) rather than to PM CARES Fund and all the fund collected in the PM CARES Fund till date may be directed to be transferred to the NDRF;”
11. We have heard Shri Dushyant Dave, learned senior
counsel for the petitioner. Shri Kapil Sibal has
also made his submissions in support of the prayers
and issues raised in the writ petition while
addressing his submissions in Suo Moto Writ Petition
No. 6 of 2020. We have also heard Shri Tushar Mehta,
learned Solicitor General appearing for the Union of
India.
12. Petitioner’s case in the writ petition is that
the National Plan uploaded on the website of National
Disaster Management Authority of the year 2019 does
not deal with situations arising out of the current 13
pandemic and has no mention of measures like
lockdown, containment zones, social distancing etc.
The Central Government has notified COVID-19 as a
“disaster” under Act, 2005 and has issued series of
notifications to contain the instant pandemic.
Petitioner pleads that Centre need to prepare a well-
drawn National Plan to deal with instant pandemic and
the same need to be prepared after due consultation
with the State Government and experts. Petitioner
further pleads that Centre should come up with
detailed guidelines recommending the minimum
standards of relief to be provided in the relief
camps in relation to shelter, food, drinking water,
medical cover and sanitation, in absence of which,
shelter homes and relief camps are susceptible of
becoming hotbeds for the spread of COVID-19
infection. Petitioner pleads that Centre should come
up with detailed guidelines under Section 12(ii) and
(iii) of the Act, 2005 recommending special
provisions to be made for widows and orphans and ex 14
gratia to be provided to the kith and kin of those
losing life not just because of COVID-19 infection
but also due to harsh lockdown restrictions.
13. The petitioner’s case further is that the
grants/contributions by individuals and institutions
should be credited into the National Disaster
Response Fund (NDRF) under Section 46 of the Act,
2005 and NDRF should be utilized for meeting the
ongoing COVID-19 crisis. All the contributions made
by the individuals and institutions in relation to
COVID-19 are being credited into the PM CARES Fund
and not in NDRF, which is clear violation of Section
46 of the Act, 2005. The NDRF is subject to CAG
Audit and PM CARES Fund is not subject to CAG Audit.
Petitioner’s case further is that the Centre may be
directed to utilize NDRF for the purpose of drawing
assistance to fight against COVID-19 and all the
contributions/grants from individuals and
institutions be credited to the NDRF in terms of 15 Section 46(1)(b) rather than to PM CARES Fund and all
the Fund Collected in the PM CARES Fund till date may
be directed to be transferred to the NDRF.
14. A preliminary counter affidavit has been filed on
behalf of the Union of India. In the counter
affidavit, the respondents have questioned the locus
of the petitioner to file this public interest
litigation. Counter affidavit questions as to
whether there can be a permanent body set up only to
file litigation on issues, which the said body
subjectively considers to be of “public interest”.
Counter affidavit pleads that National Disaster
Management Plan as per Section 11 is already in place
and relevant portion of National Disaster Management
Plan – November, 2019 has been annexed as Annexure R-
1 to the counter affidavit. Counter affidavit pleads
that Act, 2005 provides for a broad framework in
terms of the response to be provided in pursuance to
a National Plan in case of any disaster. Counter
affidavit pleads that National Plan does not and 16
cannot contain step by step instructions or specific
instructions for the day to day management by
Government agencies in the situation of any
particular and unforeseen disaster. National Plan is
not a document that contains the microscopic details
as to the day to day management of the issues arising
out of different disasters. National Disaster
Management Authority has issued various orders from
time to time to take effective measures found
required at the relevant point of time to contain the
spread of COVID-19 in the country. The Chairperson
of National Executive Committee has issued several
guidelines from time to time. National Disaster
Management Authority has, in order to create
preparedness with regard to any contingent biological
disaster, has framed the “National Disaster
Management Guidelines Management of Biological
Disasters”. National Disaster Management Authority
has framed broad template for State level and
District level for contingency plan for COVID-19. 17
The Nodal Ministry, i.e., Ministry of Health and
Family Welfare has issued a “Cluster Containment Plan
for COVID-19” on 02.03.2020, which was further
updated on 16.05.2020. Further instructions have
been issued from time to time including the guidance
documents. The Ministry of Health and Family Welfare
has approved the India COVID-19 Emergency Response
and Health Systems Preparedness Package of Rs.15000
crores, which seeks to support States/Union
Territories in various aspects of management of the
COVID Pandemic and provides support for establishment
of COVID dedicated facilities for treatment of COVID-
19 cases including for critical care, enhancement in
testing capacities, engagement and training of
necessary human resources and procurement of
essential equipment and protective gear for the
health care personnel engaged in COVID-19 duties etc.
With regard to minimum standards of relief, the
counter affidavit refers and relies on guidelines on
Minimum Standards of Relief under Section 12, which 18
has been brought on record as Annexure R-7. The
Counter affidavit also outlines various steps taken
by Health Ministry as well as the Government of
India.
15. Replying the averments in the writ petition
regarding PM CARES Fund and NDRF, the counter
affidavit pleads that there are several funds which
are either established earlier or now for carrying
out various relief works. PM CARES Fund is one of
such funds with voluntary donations. Affidavit
further states that there exist a NDRF which would
not prohibit creation of a different fund like PM
CARES fund which provides for voluntary donations.
The directions prayed in the writ petition for
transfer of funds received in PM CARES Fund in the
NDRF are non-maintainable.
16. Shri Dushyant Dave, learned senior counsel
appearing for the petitioner referring to the
pleadings of the petitioner made in the writ petition 19
contends that Centre was obliged to prepare a
National Plan for Disaster Management specifically
for COVID-19. Shri Dave does not dispute that
National Plan under Section 11 has been framed in
November, 2019 but he submits that said Plan is
neither comprehensive nor covers management of
pandemic, i.e., COVID-19. Shri Dave submits that
power given in a Statute is to be exercised in the
same manner. Shri Dave further submits that there is
a serious problem in implementing the National Plan,
2019. Shri Dave has taken us to certain portion of
Plan of November, 2019, which has been filed as
Annexure – P-2 to the writ petition. Shri Dave
submits that only paragraph 7.15 deals with
biological and public health emergencies but Plan
does not contemplate giving any financial relief.
Shri Dave submits that unless there is a National
Plan for COVID-19, effective measures cannot be taken
to contain COVID-19. Referring to Section 46 of the
Act, 2005, Shri Dave submits that NDRF having been 20
constituted by Central Government, all amount given
by individuals and organisations for disaster should
have been credited in NDRF. He submits that PM CARES
Fund should not have been constituted when NDRF is
already in place to take care of disasters. Shri
Dave submits that there is no provision in 2019 Plan
to give fund to NDRF. Referring to Operational
Guidelines for Constitution and Administration of the
National Disaster Response Fund at page 129 of the
writ petition, Shri Dave submits that paragraph 5.5
provides that contribution made by the persons or
institutions for the purpose of disaster management
to be credited in the NDRF, which clause 5.5 has been
omitted in the subsequent Operational Guidelines for
Constitution and Administration of the National
Disaster Response Fund filed at page 154, which is
recent guidelines. By deletion of clause 5.5 now
contribution by any person or institution for the
purpose of disaster management to the NDRF is not
permissible. Shri Dave submits that petitioners have 21
no reason to doubt the bonafide of PM CARES Fund but
by creating PM CARES Fund the NDRF is being
circumvented. What cannot be done directly cannot be
done indirectly. Although, NDRF is audited by CAG,
the PM CARES Fund is audited by only private
auditors.
17. Shri Tushar Mehta, learned Solicitor General
refuting the submissions of the counsel for the
petitioners submits that reliefs (i) and (ii) made in
the writ petition has become infructuous since
National Plan has already been prepared under Section
11, which has been referred to in the counter
affidavit and relevant extract of the Plan has
already been brought on record as Annexure R-1 along
with counter affidavit. He submits that insofar as
the guidelines for minimum standards of reliefs are
concerned, there are guidelines in existence, which
has been brought on record by the counter affidavit,
which covers all disasters including COVID-19. Shri 22
Mehta submits that Plan – November, 2019 along with
the powers given in the Act, 2005 contains several
measures to contain the spread of COVID-19 and no
separate National Plan is required for COVID-19.
18. Shri Tushar Mehta submits that a National
Disaster Response Fund has been created as stipulated
under Section 46 of Act, 2005, which consist of fund
in the form of budgetary provisions made by the
Central Government in National Disaster Response
Fund. He submits that the existence of National
Disaster Response Fund, which is a statutory fund,
neither prevents creation of any public charitable
trust receiving voluntary donation nor can remotely
mean that the amount received in all such voluntary
funds should go in the statutory fund created under
Section 46. National Disaster Response Fund and PM
CARES Fund being distinct and separate, there is no
occasion for any direction to transfer the amount of
PM CARES Fund to the National Disaster Response Fund. 23
19. We have heard the learned counsel for the parties
and perused the record. Applications for intervention
are rejected.
20. The respondent in its affidavit has raised
contention/objection regarding the locus standi of
the petitioner. It is, inter alia, contended that
there cannot be a permanent body existing only for
filing public interest litigations. Shri Tushar
Mehta, learned Solicitor General, however, pointed
out that at the outset, in the facts of the present
case, he would rather like to assist the Hon’ble
court on merits and requested that the question of
locus standi of the petitioner which, according to
him is a very serious question, be left open to be
raised and decided in other proceedings. We have,
therefore, heard the parties on merits, keeping the
aforesaid question open, to be heard and decided in
an appropriate proceeding.
24
21. From the submissions of the learned counsel for
the parties and the pleadings on record, following
questions arise for consideration in this writ
petition: -
I) Whether the Union of India under Section 11 of
Act, 2005, is obliged to prepare, notify and
implement a National Disaster Management Plan
specifically for pandemic COVID-19
irrespective of National Disaster Management
Plan notified in November, 2019?
II) Whether the Union of India is obliged to lay
down the minimum standards of relief under
Section 12 of Act, 2005, for COVID-19
irrespective of earlier guidelines issued
under Section 12 of the Act, 2005 laying down
the minimum standards of relief?
III) Whether Union of India is obliged to utilise
National Disaster Response Fund created under 25 Section 46 of the Act for the purpose of
providing assistance in the fight of COVID-19?
IV) Whether all the contributions/grants from
individuals and institutions should be
credited to the NDRF in terms of Section 46(1)
(b) of the Act rather than to PM CARES Fund?
V) Whether all the funds collected in the PM CARES
Fund till date be directed to be transferred to
the NDRF?
QUESTION NO.I
I) Whether the Union of India under Section 11 of Act, 2005, is obliged to prepare, notify and implement a National Disaster Management Plan specifically for pandemic COVID-19 irrespective of National Disaster Management Plan notified in November, 2019?
22. The Act, 2005, has been enacted for the effective
management of Disasters and for matters connected
therewith or incidental thereto. Section 3 of the
Act constitutes National Disaster Management
Authority with the Prime Minister of India as the 26
Chairperson, ex-officio. Section 6 enumerates the
powers and functions of National Authority. As per
Section 6 sub-Section (2)(b), National Disaster
Management Authority (hereinafter referred to as
National Authority) is to approve the National Plan.
Under Section 7, the National Authority may
constitute an advisory Committee consisting of
experts in the field of Disaster Management to make
recommendations on different aspects of Disaster
Management. Under Section 8, the Central Government
is to constitute a National Executive Committee to
assist the National Authority in the performance of
its functions under the Act. Section 11 of the Act
deals with National Plan, which provision is to the
following effect: -
“11. National Plan –(1) There shall be drawn up a plan for disaster management for the whole of the country to be called the National Plan.
(2) The National Plan shall be prepared by the National Executive Committee having regard to the National Policy and in consultation with the State Governments and expert bodies or 27
organizations in the field of disaster management to be approved by the National Authority.
(3) The National Plan shall include –
(a) measures to be taken for the prevention of disasters, or the mitigation of their effects;
(b) measures to be taken for the integration of mitigation measures in the development plans;
(c) measures to be taken for preparedness and capacity building to effectively respond to any threatening disaster situations or disaster;
(d) roles and responsibilities of different Ministries or Departments of the Government of India in respect of measures specified in clauses
(a), (b) and (c).
(4) The National Plan shall be reviewed and updated annually.
(5) Appropriate provisions shall be made by the Central Government for financing the measures to be carried out under the National Plan.
(6) Copies of the National Plan referred to in sub-sections (2) and (4) shall be made available to the Ministries or Departments of the Government of India 28
and such Ministries or Departments shall draw up their own plans in accordance with National Plan.”
23. As noted above, the first National Plan under
Section 11 was framed in the year 2016, which was
revised and the National Plan was prepared and
notified in November, 2019. Extract of National
Disaster Management Plan of November, 2019 has been
brought on record both by the petitioner as
Annexure-P2 to the writ petition as well as by the
respondent as Annexure-R1 to the preliminary counter
affidavit.
24. We may notice certain relevant portions of the
Plan, 2019 to answer the question which is up for
consideration. The Plan, 2019 under heading
‘Executive Summary’ states: -
“...The National Disaster Management Plan (NDMP) provides a framework and direction to the government agencies for all phases of disaster management cycle. The NDMP is a “dynamic document” in the sense that it will be periodically improved keeping up with the emerging global best practices and knowledge base 29
in disaster management. It is in accordance with the provisions of the DM Act, 2005, the guidance given in the National Policy on Disaster Management (NPDM) 2009, and the established national practices...”
25. In the Executive summary itself, while noticing
the changes introduced, the Plan states that new
sections have been added relating to several hazards
including “Biological and Public Health
Emergencies”. The Plan, 2019 provides a framework
and directions to the Government Agencies for all
phases of Disaster Management. The Plan is a dynamic
document in the sense that it was to be periodically
improved, keeping up with the best practices and
knowledge based in Disaster Management. The Plan
provides a framework covering all aspects of
Disaster Management. It covers Disaster Risk
Reduction, mitigation, preparedness, response,
recovery and building back better. It recognizes
that effective Disaster Management necessitates a
comprehensive framework encompassing multiple 30
hazards. Paragraph 1.4 of the Plan under the heading
‘Legal Mandate’ states: -
“1.4. Legal Mandate
Section 11 of the DM Act 2005 mandates that there shall be a National Disaster Management Plan (NDMP) for the whole of India. The NDMP complies with the National Policy on Disaster Management (NPDM) of 2009 and conforms to the provisions of the DM Act making it mandatory for the various central ministries and departments to have adequate DM plans. While the NDMP will pertain to the disaster management for the whole of the country, the hazard-specific nodal ministries and departments notified by the Government of India will prepare detailed DM plans specific to the disaster assigned. As per Section 37 of the DM Act, every ministry and department of the Government of India, be it hazard-specific nodal ministries or not, shall prepare comprehensive DM plans detailing how each of them will contribute to the national efforts in the domains of disaster prevention, preparedness, response, and recovery.
As per the mandate of the DM Act, the NDMP assigns specific and general responsibilities to all ministries and departments for disaster management. The DM Act enjoins the NDMP to assign necessary responsibilities to various ministries to support and implement the plan. Therefore, it is incumbent on all ministries to accept all the implicit and explicit responsibilities mentioned in the 31
NDMP even if they are beyond what are explicitly mentioned in the normal rules of business. Disaster management requires assumption of responsibilities beyond the normal functioning. The NDMP will be complemented by separate contingency plans, SOPs, manuals, and guidelines at all levels of the multi-tiered governance system.”
26. The above part of the Plan categorically states
that the Plan will be complemented by several
contingency plans, Standard Operating Procedures
(SOPs), Manuals and Guidelines at all levels of the
multi-tiered governance system. Paragraph 1.13 deals
with ‘types of Disasters’. Paragraph 1.13.1,
‘Natural Hazards’ have been enumerated in five major
categories. Sub-category (5) is to the following
effect:-
“1.13.1 Natural Hazards
1)...
5)Biological Process or phenomenon or organic origin or conveyed by biological vectors, including exposure to pathogenic micro-organisms, toxins and bioactive substances that may cause loss of life, injury, illness or other health impacts, property damage, loss of livelihoods and services, social and 32
economic disruption or environmental damage.”
27. Under Table 1-1, ‘Categories of Natural Hazards’
have been detailed. Item (5) of the Table 1-1 is to
the following effect: -
“Table 1-1: Categories of Natural Hazards
Family Main Short Event Description/ Secondary Disaster 1 Geophysical 2 Hydrological 3 Meteorological 4 Climatological 5 Biological Exposure to Epidemics:
germs and Viral, toxic bacterial substances parasitic, fungal, or prion infections Insect infestatio ns Animal stampedes
28. Table 1-3, provides for ‘Nodal Ministry for
Management/Mitigation of Different Disasters’ with
regard to Biological Emergencies, Nodal Ministry is 33
notified as Ministry of Health and Family
Welfare(MoHFW). Under paragraph 2.2.3.3, Biological
and Public Health Emergencies have been dealt with.
The First paragraph of the above is as follows:-
“...Disasters related to this sub- group are biological emergencies and epidemics, pest attacks, cattle epidemics and food poisoning. Biological emergency is one caused due to natural outbreaks of epidemics or intentional use of biological agents (viruses and microorganisms) or toxins through dissemination of such agents in ways to harm human population, food crops and livestock to cause outbreaks of diseases. This may happen through natural, accidental, or deliberate dispersal of such harmful agents into food, water, air, soil or into plants, crops, or livestock. Apart from the natural transnational movement of the pathogenic organisms, their potential use as weapons of biological warfare and bioterrorism has become far more important now than ever before. Along with nuclear and chemical agents, many biological agents are now considered as capable of causing large-scale mortality and morbidity...”
29. Paragraphs 6 and 7 deals with “Building Disaster
Resilience - Responsibility Framework, Part A and B”.
Dealing with Biological and Public Health Emergencies 34
in paragraph 7.15, following are the sub-heads under
the paragraph: -
“7.15 Biological and Public Health Emergencies (BPHE)
7.15.1 Understanding Risk
7.15.2 Inter-Agency Coordination
7.15.3 Investing in DRR–Structural Measures
7.15.4 Investing in DRR- Non-structural Measures
7.15.5 Capacity Development
7.15.6 Climate Change Risk Management”
30. A detailed chart has been prepared under
paragraph 7.15 in five parts and it shall be useful
to notice the only first portion of paragraph 7.15.1,
item 1, which is to the following effect: -
“7.15.1 Understanding Risk
Biological & Public Health Emergencies (BPHE)
Sub-Thematic Central/State Agencies and their Responsibilities Area for DRR Centre# Responsibility State# Responsibility
- Centre -State 35
Recurring/ Recurring/ Regular(RR) Regular(RR) Maintaining Observation MHFW* Support for HFWD*, preventive
1. Networks, (NCDC), training DMD$, measures as per Information MAFW, MHA, Extend SDMA, RD, norms Systems, MOD, MOES, technical DRD, UDD, Monitoring, MOEFCC, MOR, support DWSD, Short Term(T1) Research, MLBE, MEITY, EDD, PD, Strengthening Forecasting, NDMA Medium Term(T2) EFD, AHD, integrated health Early Warning Establishment WCD, surveillance and of Early PRI/ULB, systems Zoning/Mapping Warning System SLRTI, Strengthening DDMA IDSP and early warning systems Medium Term(T2) at regional levels Establishing and maintain Epidemiological community-based disease mapping network for Health sharing alerts facilities mapping Strengthening IDSP
Long Term(T3) States should, modify or adapt IMD’s warning system according to thresholds applicable in each state
31. The other items apart from item (1) as noticed
above in paragraph 7, which are relevant is as
follows:-
Biological & Public Health Emergencies (BPHE)
Sub-Thematic Central/State Agencies and their Responsibilities Area for DRR Centre# Responsibility - State# Responsibility Centre -State 36
2. Hazard Risk MHFW*, Recurring/ HFWD, Recurring/ Vulnerability MAFW*, MHA, Regular (RR) DMD$, Regular (RR) and Capacity MOD, MOES, • Promote studies, SDMA, Updating HRVCA Assessment MOEFCC, documentation DRD, (HRVCA) MSJE, NDMA and research UDD, Identifying DWSD, the vulnerable • Provide Training population/ EFD, & Technical communities/ AHD, support settlements WCD, • Studies on DSJE, Identification vulnerabilities PRI, of groups and capacities ULB, requiring covering SLRTI, special social, DDMA attention physical, economic, Conduct audit ecological, of equipment gender, social and hu man inclusion and resource equity aspects requirements Short-Term (T1) Short term(T1) Constitute/ Develop guidelines strengthen the mechanisms for consultation with experts and stakeholders 3 Dissemination MHFW, MHA, Recurring/ HFWD*, Short Term (T1) of warnings, MOD, MOES, Regular (RR) DMD$, Create data & MAFW, Support for SDMA, awareness information MOEFCC, organising DRD, preventive NDMA training UDD, measures DWSD, Extend technical EDD, Extensive IEC support PD, campaigns to EFD, create AHD, awareness WCD, through print, PRI, electronic and ULB, social media SLRTI, DDMA Medium Term (T2) Specific messages for highly vulnerable groups such as elderly, young children, outdoor workers and slum 37
residents
4 Disaster Data MHA* , Recurring/ DMD$, Recurring/ Collection MOSPI, all Regular (RR) SDMA, Regular (RR) and ministries/ Systematic data all Systematic data Management depts. management of data depts. management of on disaster damage data on disaster and loss damage and loss assessments assessments
Short Term (T1) Short Term (T1) Disaster Damage and Disaster Damage Losses 2005-2015 and Losses 2005-
baseline 2015 baseline
Notes: (#) Every ministry, department or agency of the government – central and state – not specifically mentioned will also have both direct and indirect supporting role depending on the disaster, location and context. (*) The ministry, department or agency with this symbol has or is deemed to have a nodal or lead role, while others mentioned have a direct or explicit supporting role. ($) DMD —Disaster Management Department: The state government department acting as the nodal department for disaster management, which is not the same in every state/UT.
32. Paragraph 7.15.2 deals with inter-agency
coordination in these items. Paragraph 7.15.3 deals
with investing in DRR – Structural measures.
Paragraph 7.15.4 deals with investing in DRR – Non-
structural measures. Paragraph 7.15.5 deals with
capacity development. Paragraph 7.15.6 deals with
climate change risk management. The plan, thus, 38
contains detailed treatment of Biological and Public
Health Emergencies as noticed above, which have been
detailed at pages 117 to 130 of the Annexure-R1 of
the counter affidavit. All aspects of Biological and
Public Health Emergencies have been, thus, dealt in
systematic and planned manner. The Plan of 2019 in
different paragraphs deals with entire framework.
33. The submission which has been pressed by
petitioner is that despite existence of Plan, 2019,
there has to be specific Plan dealing with COVID-19,
hence, Union of India may be directed to prepare a
National Plan under Section 11 for COVID-19. Section
11 of the Act provides that there shall be a plan for
Disaster Management for the whole of the Country.
Sub-Section (3) of Section 11 requires that the
National Plan shall include: -
“11.(3) The National Plan shall include-
(a) measures to be taken for the prevention of disasters, or the mitigation of their effects;
39 (b) measures to be taken for the integration of mitigation measures in the development plans;
(c) measures to be taken for preparedness and capacity building to effectively respond to any threatening disaster situations or disaster;
(d) roles and responsibilities of different Ministries or Departments of the Government of India in respect of measures specified in clauses (a), (b) and (c). ”
34. The object and purpose of preparing a National
Plan is to cope up and tackle with all conceivable
disasters which the country may face. When the
measures have to be taken for preparedness and
capacity building to effectively respond to any
threatening disaster situation, the section does not
contemplate preparation of Plan after a disaster has
occurred.
35. National Plan and guidelines as contemplated by
the statute for Disaster Management is by its very
nature prior to the occurrence of any disaster and as 40
a measure of preparedness. It is not conceivable that
a National Plan would be framed after the disaster
has occurred. A National Plan encompasses and
contemplate all kinds of disasters.
36. As noticed above, Biological and Public Health
Emergencies has already been contemplated in the
National Plan, 2019, which as noticed in table 1-1
under paragraph 1.13.1 specifically includes
epidemics: Viral, Bacterial, Parasitic, Fungal and
prion infections. Novel Coronavirus is an epidemic
which has become a pandemic. Epidemics of different
nature and extent have taken place in this country as
well as other countries of the world. A pandemic is
an epidemic, i.e., spread over multiple countries/
continents. An epidemic, as a disaster has been known
and recognized throughout the world with which most
of the countries are infected time and again. As
noticed above, Plan-2019 is complemented by several 41
plans, Standard Operating Procedures (SOPs), Manuals,
Guidelines at all levels of the Government.
37. The National Disaster Management Authority,
Government of India, had issued National Disaster
Management Guidelines in July, 2008 on subject
“Management of Biological Disasters”. The guideline
specifically notices that “Biological Disasters”
might be caused by epidemics, the guidelines states:-
“Biological disasters might be caused by epidemics, accidental release of virulent microorganism(s) or Bioterrorism (BT) with the use of biological agents such as anthrax, smallpox, etc. The existence of infectious diseases has been known among human communities and civilisations since the dawn of the history. The Classical literature of nearly all civilisations record the ability of major infections to decimate populations, thwart military campaigns and unsettle nations. Social upheavals caused by epidemics have contributed in shaping history over the ages...”
38. Thus, the National Disaster Management Authority
was well aware of the epidemics and had issued 42
guidelines in the year 2008 itself which has been
further detailed in Plan-2019. All aspects of the
epidemics, all measures to contain an epidemic,
preparedness, response, mitigation have been
elaborately dealt in Plan, 2019. Unless the National
Plan as contemplated under Section 11 contains all
aspects of disaster including the Biological and
Public Health Emergencies, it will not be possible
for the Governments to immediately respond and
contain an epidemic.
39. The Disaster Management Act, 2005 contain ample
powers and measures, which can be taken by the
National Disaster Management Authority, National
Executive Committee and Central Government to prepare
further plans, guidelines and Standard Operating
Procedure (SOPs), which in respect to COVID-19 have
been done from time to time. Containment Plan for
Novel Coronavirus, 2019 has been issued by Ministry
of Health and Family Welfare, Government of India, 43
copy of which updated up to 16.05.2020 has been
brought on record as Annexure-R4. There are no lack
of guidelines, SOPs and Plan to contain COVID-19, by
Nodal Ministry and Annexure R-6 has been brought on
record issued by Ministry of Health and Family
Welfare, Government of India, i.e., Updated
Containment Plan for Large Outbreaks Novel
Coronavirus Disease, 2019 (COVID-19).
40. National Executive Committee as well as Nodal
Ministry has issued guidelines and orders from time
to time to regulate all measures to contain COVID-19.
The petitioners are not right in their submissions
that there is no sufficient plan to deal with COVID-
19 pandemic. COVID-19 being a Biological and Public
Health Emergency, which has been specifically covered
by National Plan, 2019, which is supplemented by
various plans, guidelines and measures, there is no
lack or dearth of plans and procedures to deal with
COVID-19.
44
41. We may also notice that this Court in Gaurav
Kumar Bansal Vs. Union of India and Others, (2017) 6
SCC 730, has noticed that National Plan under Section
11 has already been approved by National Disaster
Management Authority. In paragraph 7 of the judgment,
following was laid down: -
“7. It was further pointed out that a National plan has been approved and placed on the website of NDMA in terms of Section 11 of the Act and the guidelines for minimum standards of relief under Section 12 of the Act have also been placed on the website of NDMA.”
42. In view of above discussion, we do not find any
merit in the claim of the petitioner that Union of
India be directed to prepare a National Plan under
Section 11 for COVID-19. National Plan, 2019 have
already been there in place supplemented by various
orders and measures taken by competent authorities
under Disaster Management Act, 2005, there is no
occasion or need to issue any direction to Union of 45
India to prepare a fresh National Plan for COVID-19.
We, thus, hold that Union of India is not obliged to
prepare, notify and implement a fresh National
Disaster Management Plan for COVID-19.
QUESTION NO.II
II) Whether the Union of India was obliged to lay down the minimum standards of relief under Section 12 of Act, 2005, for COVID-19 irrespective of earlier guidelines issued under Section 12 of the Act laying down the minimum standards of relief?
43. Section 12 of the Act, deals with guidelines for
Minimum Standards of Relief. Section 12 is as
follows:-
“12. Guidelines for minimum standards of relief. —The National Authority shall recommend guidelines for the minimum standards of relief to be provided to persons affected by disaster, which shall include, —
(i) the minimum requirements to be provided in the relief camps in relation to shelter, food, drinking water, medical cover and sanitation;
46 (ii) the special provisions to be made for widows and orphans;
(iii) ex gratia assistance on account of loss of life as also assistance on account of damage to houses and for restoration of means of livelihood;
(iv) such other relief as may be necessary.”
44. The petitioner’s case as noticed above is that
the Centre should come up with detailed guidelines
under Section 12(ii) and (iii) of Disaster Management
Act, 2005, recommending special provisions to be made
for widows and orphans and ex-gratia assistance to be
provided to the kith and kin of those losing life
because of COVID-19 infections but also as a result
of harsh lockdown restrictions. It is submitted that
there are no guidelines providing for minimum
standards for COVID-19. The above claim of the
petitioner is refuted by the respondents. The
respondents have brought on record the guidelines of
minimum standards of relief under Section 12 as 47
existing prior to COVID-19, which has been filed as
Annexure-R7 to the counter affidavit. The guidelines
filed as Annexure-R7 deals with
(i) definition of Relief and Rehabilitation
Camp,
(ii) Minimum standards in respect of Shelter in
relief camps,
(iii) Minimum Standards in respect of Food in
relief camps,
(iv) Minimum Standards in respect of Water in
relief camps,
(v) Minimum Standards in respect of Sanitation
in relief camps,
(vi) Minimum Standards in respect of medical
cover in relief camps and
(vii) Minimum Standards of Relief for Widows and
Orphans.
45. The guidelines brought on record under Annexure-
R7, which were in existence since before declaration 48
of COVID-19 pandemic, covers all statutory
requirement as enumerated in Section 12. Section 12
contemplates minimum standards of relief to be
provided to persons affected by disaster. The word
‘disaster’ mentioned in Section 12 encompasses all
the disasters including the present disaster. Section
12 does not contemplate that there shall be different
guidelines for minimum standards of relief for
different disasters.
46. The uniform guidelines are contemplated so that
persons affected by disaster are provided with
minimum requirement in the relief camps in respect of
shelter, food, drinking water, medical cover and
sanitation and other reliefs as contemplated in the
section. There being already guidelines for minimum
standards in place even before COVID-19, the said
guidelines for minimum standards holds good even for
those who are affected by COVID-19. Section 12 does
not contemplate that afresh guidelines for the 49
minimum standards of relief be issued with regard to
COVID-19. The prayer of the petitioner to direct the
Union of India to issue fresh guidelines under
Section 12 to be provided to persons infected with
COVID-19 is misconceived.
47. The Government of India vide order dated
14.03.2020 has decided to treat COVID-19, the
pandemic, as a notified disaster for the purpose of
providing assistance under State Disaster Response
Fund, norms of assistance for ex-gratia payment to
families of deceased persons, norms of assistance for
COVID-19 positive persons requiring hospitalization
and some other assistance to be provided from State
Disaster Response Fund have been notified by the
Government of India.
48. In view of the foregoing discussions, we hold
that Union of India is not obliged to lay down
minimum standards of relief under Section 12 of the 50
Act, 2005 for COVID-19 and the guidelines issued
under Section 12 providing for minimum standards of
relief holds good for pandemic COVID-19 also.
QUESTION NOS. 3, 4 AND 5
III) Whether Union of India is obliged to utilise National Disaster Response Fund created under Section 46 of the Act for the purpose of providing assistance in the fight of COVID-19?
IV) Whether all the contributions/grants from individuals and institutions should be credited to the NDRF in terms of Section 46(1)
(b) of the Act rather than PM CARES Fund?
V) Whether all the funds collected in the PM CARES Fund till date be directed to be transferred to the NDRF?
49. All the three questions being inter-related are
taken together. The submissions of the petitioner
centre around National Disaster Response Fund (NDRF)
and PM CARES Fund. We need to notice the nature and
character of these funds for appreciating the
submissions made by the learned counsel for the
parties. Chapter IX of the Disaster Management Act,
2005 deals with Finance, Accounts and Audit. Section 51 46 provides for National Disaster Response Fund.
Section 46 reads:
“46. National Disaster Response Fund.—(1) The Central Government may, by notification in the Official Gazette, constitute a fund to be called the National Disaster Response Fund for meeting any threatening disaster situation or disaster and there shall be credited thereto—
(a) an amount which the Central Government may, after due appropriation made by Parliament by law in this behalf provide;
(b) any grants that may be made by any person or institution for the purpose of disaster management.
(2) The National Disaster Response Fund shall be made available to the National Executive Committee to be applied towards meeting the expenses for emergency response, relief and rehabilitation in accordance with the guidelines laid down by the Central Government in consultation with the National Authority.”
50. The Central Government by notification dated
27.09.2010 which was published in Gazette
Extraordinary on 28.09.2010 issued under sub-Section 52
(1) of Section 46 of Act, 2005 constituted “National
Disaster Response Fund”. The notification dated
27.09.2010 reads:
“MINISTRY OF HOME AFFAIRS NOTIFICATION New Delhi, the 27th September, 2010
s.O.2346(E).- In exercise of the powers conferred by sub-section (1) of Section 46 of the Disaster Management Act, 2005 (53 of 2005), the Central Government hereby constitutes the National Disaster Response Fund (hereinafter NDRF) for meeting any threatening disaster situation or disaster.
[F.No.32-3/2010-NDM-I] R.K.SRIVASTAVA, Jr. Secy.”
51. Ministry of Home Affairs (Disaster Management
Division) has issued guidelines on Constitution and
Administration of the National Disaster Response Fund
(NDRF). Section 46(1) as noted above contemplates
crediting of two kind of amounts, i.e., (a) an amount
which the Central Government may, after due
appropriation made by Parliament by law in this 53
behalf provide; and (b)any grants that may be made by
any person or institution for the purpose of disaster
management.
52. The guidelines for constitution and
administration of NDRF have been brought on record by
the petitioner at page 129 of the writ petition. The
guidelines came into force with effect from financial
year 2010-11. Paragraph 3.1 enumerated the calamities
covered under NDRF. Paragraph 3.1 is as follows:
“3.1 Natural calamities of cyclone, drought, earthquake, fire, flood, tsunami, hailstorm, landslide, avalanche, cloud burst and pest attack considered to be of severe nature by Government of India and requiring expenditure by a State Government in excess of the balances available in its own State Disaster Response Fund (SDRF), will qualify for immediate relief assistance from NDRF.”
53. Paragraph 5 of the guidelines deals with
contribution to the NDRF. Paragraphs 5.1 to 5.5 are
as follows:
“5.1 The closing balance of the NCCF at the end of financial year 2009-10 shall be 54
the opening balance of the NDRF in the year 2010-11.
5.2 Funds will be credited into the NDRF in accordance with the provisions of the Disaster Management Act, 2005.
5.3 The budget provision for transferring funds to the NDRF as mentioned in para 5.2 above shall be made in the Demand for grants no. 35- “Transfers to State and UT Governments” (under non-plan provision).
Releases to State Governments will be made by the Ministry of Finance from this provision.
5.4 During the years 2010-15 transfers to the NDRF established in the Public Account of India will be made by operating the following heads of account: Major Head “2245-Relief on account of Natural Calamities – 80- General-797-Transfers to Reserve Funds and Deposit Account’-
Transfer to National Disaster Response Fund.
5.5 Contributions made by any person or institution for the purpose of disaster management will also be credited to the NDRF. Modalities covering such contributions will be prescribed in due course.” 55
54. Paragraph 7.1 of the guidelines deals with
assessment of relief assistance from the NDRF.
Paragraph 7.1 is as follows:
“7.1 Upon a request made by a State not having adequate balance in its State Disaster Response Fund (SDRF), Ministry of Home Affairs or the Ministry of Agriculture, as the case may be, will assess whether a case for additional assistance from NDRF is made out under these guidelines and the approved items and norms of assistance under NDRF/SDRF. The following procedure will be adopted for making such assessment:
(i) The memorandum of the State Government will be examined to assess the likely requirement of funds as per items and norms of expenditure under SDRF/NDRF. If the preliminary examination reveals that there are adequate funds in SDRF with the State for providing relief as per norms, the State would be advised accordingly.
(ii) If the preliminary examination reveals that the State is in need of assistance, a Central Team will be deputed for making an on the spot assessment.
56 (iii) The report of the Central Team shall be examined by the National Executive Committee (NEC) constituted under section 8 of the DM Act, 2005.
The NEC will assess the extent of assistance and expenditure which can be funded from the NDRF, as per the norms of NDRF/SDRF, and make recommendations.
(iv) Based on the recommendations of NEC, a High Level Committee (HLC) will approve the quantum of immediate relief to be released from NDRF.”
55. The guidelines for administration of the NDRF
have been revised with effect from financial year
2015-16 which have been brought on record at page 154
of the writ petition. Paragraph 3.1 of the guidelines
is same as under guidelines for the financial year
2010-11. Paragraph 4.1 provides:
“4.1 The NDRF will be operated by the Government of India for the purpose of providing immediate relief to people affected by the above mentioned calamities which are assessed as being of ‘severe nature’, following the procedure described in para 7 of these guidelines. NDRF is classified in the Public Account in the 57
sub-section (b) 'Reserve Funds not bearing Interest' of the Government of India under the major head 8235- ‘General and other Reserve Funds' – 119- National Disaster Response Fund”.
56. Paragraph 5 deals with contribution to the NDRF
and there are some changes in the guidelines in
paragraph 5. Paragraphs 5.1 to 5.4 of the new
guidelines are as follows:
“5.1 The closing balance of the NDRF at the end of financial year 2014-15 shall be the opening balance of the NDRF in the year 2015-16.
5.2 Funds will be credited into the NDRF in accordance with the provisions of the section 46 (a) & (b) of Disaster Management Act, 2005.
5.3 The budget provision for transferring funds to the NDRF as mentioned in para 5.2 above shall be made in the Demand for grants no. 35- “Transfers to State and UT Governments” (under non-plan provision). Releases to State Governments will be made by the Ministry of Finance from this provision.
58 5.4 During the years 2015-20 transfers to the NDRF established in the Public Account of India will be made by operating the following heads of account: Major Head “2245-Relief on account of Natural Calamities – 80-
General-797-Transfers to Reserve Funds and Deposit Account’-Transfer to National Disaster Response Fund.”
57. The above is the scheme. As per paragraph 10 of
the new guidelines, expenditure from NDRF is meant to
assist a State to provide immediate relief in those
cases of severe calamity, where the expenditure
required is in excess of the balance in the State’s
SDRF. The NDRF is a statutory fund required to be
audited by the Comptroller & Auditor General of
India, which was constituted under Act, 2005 and is
still in existence for the purposes as enumerated in
the statute as well as in the guidelines issued under
Act, 2005.
58. We may now notice the PM CARES Fund. Petitioner
has brought on record certain details of PM CARES
Fund as Annexure-P13. The details about the PM CARES 59
Fund as brought on record as Annexure-P13 of the writ
petition are as follows:
“Keeping in mind the need for having a dedicated national fund with the primary objective of dealing with any kind of emergency or distress situation, like posed by the COVID-19 pandemic, and to provide relief to the affected, a public charitable trust under the name of ‘Prime Minister’s Citizen Assistance and Relief in Emergency Situations Fund’ (PM CARES Fund)’ has been set up.
Click here to Donate Online.
Objectives :
• To undertake and support relief or assistance of any kind relating to a public health emergency or any other kind of emergency, calamity or distress, either man-made or natural, including the creation or upgradation of healthcare or pharmaceutical facilities, other necessary infrastructure, funding relevant research or any other type of support.
• To render financial assistance, provide grants of payments of money or take such other steps as may be deemed necessary by the Board of Trustees to the affected population.
• To undertake any other activity, which is not inconsistent with the above Objects.
60 Constitution of the Trust :
• Prime Minister is the ex-officio Chairman of the PM CARES Fund and Minister of Defence, Minister of Home Affairs and Minister of Finance, Government of India are ex-officio Trustees of the Fund.
• The Chairperson of the Board of Trustees (Prime Minister) shall have the power to nominate three trustees to the Board of Trustees who shall be eminent persons in the field of research, health, science, social work, law, public administration and philanthropy.
• Any person appointed a Trustee shall act in a pro bono capacity.
Other details :
• The fund consists entirely of voluntary contributions from individuals/ organizations and does not get any budgetary support. The fund will be utilised in meeting the objectives as stated above.
• Donations to PM CARES Fund would qualify for 80G benefits for 100% exemption under the Income Tax Act, 1961. Donations to PM CARES Fund will also qualify to be counted as Corporate Social Responsibility (CSR) expenditure under the Companies Act, 2013
• PM CARES Fund has also got exemption under the FCRA and a separate account for receiving foreign donations has been opened. This enables PM CARES Fund to 61
accept donations and contributions from individuals and organizations based in foreign countries. This is consistent with respect to Prime Minister’s National Relief Fund (PMNRF). PMNRF has also received foreign contributions as a public trust since 2011.
CLICK HERE TO DONATE ONLINE”
59. From the above details, it is clear that PM CARES
Fund has been constituted as a public charitable
trust. After outbreak of pandemic COVID-19, need of
having a dedicated national fund with objective of
dealing with any kind of emergency or distress
situation, like posed by the COVID-19 pandemic, and
to provide relief to the affected, a fund was created
by constituting a trust with Prime Minister as an ex-
officio Chairman of PM CARES Fund, with other ex-
officio and nominated Trustees of the Fund. The PM
CARES Fund consists entirely of voluntary
contributions from individuals/organisations and does
not get any Budgetary support. No Government money is
credited in the PM CARES Fund.
62
60. After noticing constitution of NDRF as well as PM
CARES Fund now we may notice the contentions raised
by Shri Dave. The submission of Shri Dave is that the
earlier guidelines for administration of NDRF which
came into force with effect from financial year 2010-
11 have been modified by new guidelines with effect
from financial year 2015-16, and now it is not
possible for any person or institution to make
contribution to the NDRF. Shri Dave submits that
paragraph 5.5 of earlier guidelines has been deleted
to benefit the PM CARES Fund so that all
contributions by any person or institution should go
in the PM CARES Fund. Shri Dave submits that deletion
of paragraph 5.5 of earlier guidelines (at page 130)
in the new guidelines (at page 154-155) makes it
clear that now it is not possible for any person or
institution to make any contribution to NDRF.
61. There are two reasons for not accepting the above
submission. Firstly, paragraph 5.5 of earlier
guidelines which contemplated contributions by any 63
person or institution for the purpose of disaster
management to the NDRF are very much still there in
the new guidelines, which have come into force with
effect from financial year 2015-16. New guidelines
contain the same heading, i.e., “Contribution to the
NDRF” and guideline 5.2 provides “Funds will be
credited into the NDRF in accordance with the
provisions of the Section 46(1)(a) & (b) of the
Disaster Management Act, 2005.” The above guideline
5.2 specifically referred to Section 46(1)(a) & (b)
and Section 46(1)(b) expressly provides that any
grants that may be made by any person or institution
for the purpose of disaster management shall be
credited into the NDRF. The submission that after the
new guidelines, it is not possible for any person or
institution to make any contribution to the NDRF is,
thus, misconceived and incorrect. According to the
statutory provisions of Section 46 as well as new
guidelines enforced with effect from financial year 64
2015-16 any person or institution can still make
contribution to the NDRF.
62. Secondly, the PM CARES Fund has been constituted
in the year 2020 after outbreak of pandemic COVID-19
whereas the new guidelines came into force with
effect from 2015-16, on which date the PM CARES Fund
was not in existence, hence, the submission that new
guidelines were amended to benefit the PM CARES Fund
is wholly misconceived.
63. Another limb of submission of Shri Dave is that
although the Government of India vide its letter
dated 14.03.2020 has decided to treat COVID-19 as a
notified disaster for the purpose of providing
assistance under SDRF but no similar notification has
been issued for the purpose of providing assistance
for COVID-19 under NDRF. The notification dated
14.03.2020 has been brought on record as Annexure-P10
of the writ petition which reads as follows: 65
“No.33-4/2020-NDM-I Government of India Ministry of Home Affairs (Disaster Management Division)
C-Wing, 3rd Floor, NDCC-II Jai Singh Road, New Delhi -110001
Dated 14.03.2020
To
The Chief Secretaries (All States)
Subject: Items and Norms of assistance from the State Disaster Response Fund (SDRF) in wake of COVID-19 Virus Outbreak
Sir/Madam
I am directed to refer this Ministry’s letter No.32-7/2014 dated 8th April, 2015 on the above mentioned subject.
2. The Central Government, keeping in view the spread of COVID-19 virus in India and the declaration of COVID-19 as pandemic by the World Health Organisation (WHO), by way of a special one time dispensation, has decided to treat it as a notified disaster for the purpose of providing assistance under SDRF. A list of items and norms of assistance for containment of COVID-19 Virus in India eligible from SDRF is annexed.
Yours faithfully, 66
(Sanjeev Kumar Jindal) Joint Secretary to Government of India Tel: 23438096
Copy to AS(UT), MHA for making similar provisions for utilization of UT Disaster Response Funds by the Union Territories.
CC for information: PS to HM/MOS(N)/HS”
64. After issuance of the above notification, the
Government of India, Ministry of Home Affairs
(Disaster Management Division) issued order of
03.04.2020 on the subject: “Advance release of
Central share from State Disaster Risk Management
Fund (SDRMF) for the year 2020-21”. By the said order
the Central Government has released first instalment
of Rs. 11,092/- crores out of Rs.22,184/- crores
which was the Central Share of SDRMF. All States
have been allocated different amounts for the purpose
of providing assistance under SDRMF. Annexure to the
said notification is at page 161, which indicates
that maximum grant allocated was to the State of
Maharashtra as Rs.1,611/- crores as first instalment 67
and minimum amount to State of Goa, i.e., Rs.6/-
crores by the Centre. The notification dated
14.03.2020 clearly permits providing the assistance
under SDRMF for COVID-19. In event, any State
expenditure is in excess of the balance in the
State’s SDRMF, the State is entitled for the release
of fund from NDRF as it is clear from new guidelines
filed at pages 154 to 158 of the writ petition. The
submission of the petitioner that NDRF cannot be used
for any assistance for COVID-19, thus, cannot be
accepted.
65. There is one more aspect of the matter which
needs to be noted. When the Centre is providing
financial assistance to the State to take measures to
contain COVID-19, as we have noticed above that by
order dated 03.04.2020 first instalment of Rs.
11,092/- crores which is the Central Share to the
SDRMF has been given and there is nothing on record
that any State has exceeded the expenditure in excess 68
of the balance in the State’s SDRMF, there is no
occasion of asking more fund by the State from NDRF.
When the Central Government is providing financial
assistance to the States to contain COVID-19 it is
not for any PIL petitioner to say that Centre should
give amount from this fund or that fund. The
financial planning is in the domain of the Central
Government, which financial planning is made after
due deliberation and consideration. We, thus, do not
find any substance in the submission of the
petitioner that there is any statutory
restriction/prohibition in utilization of NDRF for
COVID-19. More so when sub-section (2) of Section 46
specifically provides that NDRF shall be made
available to the National Executive Committee to be
applied towards meeting the expenses for emergency
response, relief and rehabilitation in accordance
with the guidelines laid down by the Central
Government, the NDRF can be used for containment of
COVID-19.
69
66. Further as observed above, it is for the Central
Government to take the decision as from which fund
what financial measures are to be taken and it is
neither for PIL petitioner to claim that any
financial assistance be made from particular fund nor
this Court to sit in judgment over the financial
decisions of the Central Government.
67. The PM CARES Fund is a public charitable trust
and is not a Government fund. The charitable trusts
are public trusts. Black’s Law Dictionary, Tenth
Edition defines charitable trust in following words:
“charitable trust. A trust created to benefit a specific charity, specific charities, or the general public rather than a private individual or entity. Charitable trusts are often eligible for favorable tax treatment.”
68. The mere fact that administration of the Trust is
vested in trustees, i.e., a group of people, will not 70
itself take away the public character of the Trust as
has been laid down in Mulla Gulam Ali & Safiabai D.
Trust Vs. Deelip Kumar & Co., (2003) 11 SCC 772. In
paragraph 4, this Court laid down:
“4. The mere fact that the control in respect of the administration of the Trust vested in a group of people will not itself take away the public character of the Trust……………………………..”
69. The contributions made by individuals and
institutions in the PM CARES Fund are to be released
for public purpose to fulfill the objective of the
trust. The PM CARES Fund is a charitable trust
registered under the Registration Act, 1908 at New
Delhi on 27.03.2020. The trust does not receive any
Budgetary support or any Government money. It is not
open for the petitioner to question the wisdom of
trustees to create PM CARES fund which was
constituted with an objective to extend assistance in
the wake of public health emergency that is pandemic
COVID-19.
71
70. Shri Dave during submissions has fairly submitted
that he is not questioning the bona fide of
constitution of PM CARES Fund. His submission is
that NDRF is audited by CAG but PM CARES Fund is not
audited by CAG rather by a private Chartered
Accountant. The nature of NDRF and PM CARES Fund are
entirely different. The guidelines issued under Act,
2005 with regard to NDRF specifically provides for
audit of the NDRF by the Comptroller & Auditor
General of India whereas for public charitable trust
there is no occasion for audit by the Comptroller &
Auditor General of India.
71. We may notice one more aspect with regard to
COVID-19. We have noticed above that guidelines which
were issued for constitution and administration of
NDRF and State’s SDRMF, the guidelines provided
utilization of fund for limited calamities, which did
not include any biological and public health
emergency. We have already noticed Clause 3.1 of 72
guidelines for administration of NDRF, which did not
provide for the calamities which cover the biological
and public health emergency. Thus, under the
guidelines which were in existence with effect from
financial year 2015-16 neither NDRF nor SDRF covered
the biological and public health emergencies. It was
only by notification dated 14.03.2020 that COVID-19
was treated as notified disaster for the purpose of
providing assistance under SDRF. Obviously prior to
this notification dated 14.03.2020 no contribution by
any person or institution in the NDRF could have been
made with respect to specified disaster, namely,
biological and public health emergency like COVID-19,
Outbreak of COVID-19 in India as well as other
countries of the World required immediate enhancement
in the infrastructure of medical health and creation
of fund to contain COVID-19. At this need of the hour
no exception can be taken to the constitution of a
public charitable trust, namely, PM CARES Fund to 73
have necessary financial resources to meet the
emergent situation.
72. The NDRF and PM CARES Fund are two entirely
different funds with different object and purpose. In
view of the foregoing discussions, we answer question
Nos.3, 4 and 5 in following manner:
Answer 3. The Union of India can very well
utilize the NDRF for providing assistance in the
fight of COVID-19 pandemic by way of releasing
fund on the request of the States as per new
guidelines.
Answer 4. Any contribution, grant of any
individual or institution is not prohibited to be
credited into the NDRF and it is still open for
any person or institution to make contribution to
the NDRF in terms of Section 46(1)(b) of the Act,
2005. The contribution by any person or by any 74
institution in PM CARES Fund is voluntary and it
is open for any person or institution to make
contribution to the PM CARES Fund.
Answer 5. The funds collected in the PM CARES
Fund are entirely different funds which are funds
of a public charitable trust and there is no
occasion for issuing any direction to transfer
the said funds to the NDRF.
73. In view of the foregoing discussions, the prayer
‘a’ and ‘b’ made in the writ petition are refused.
With respect to prayer ‘c’, we make it clear (i) that
there is no statutory prohibition for the Union of
India utilizing the NDRF for providing assistance in
the fight of COVID-19 in accordance with the
guidelines issued for administration of NDRF; (ii)
there is no statutory prohibition in making any
contribution by any person or institution in the NDRF
as per Section 46(1)(b)of the Act, 2005. 75
74. The prayer of the petitioner to direct all the
funds collected in the PM CARES Fund till date to be
transferred to the NDRF is refused.
75. Subject to clarification of law as made above,
the writ petition is dismissed.
......................J. ( ASHOK BHUSHAN )
......................J. ( R. SUBHASH REDDY )
......................J. ( M.R. SHAH ) New Delhi, August 18, 2020.
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